- JPMorgan Chase (Chicago, IL)
- Join our Regulatory Reporting Policy team as a Vice President ! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers ... Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ...and deliver regulatory reporting training, and provide regulatory exam support. **Job responsibilities:** + Lead… more
- MUFG (Tempe, AZ)
- …("GFCD") and Americas Compliance function of MUFG Bank, Ltd. will report to the Vice President , Americas Issues Management Regulatory & Audit Reporting ... our recruitment team will provide more details. This Associate Vice President (AVP) role in the Global...Compliance programs, Review Functions, Examination & Audit Management, and Regulatory Exam Management to set and manage… more
- SMBC (New York, NY)
- …strategies. The Regulatory Relations team is the primary contact for regulatory interactions and exam management for US regulators. Role Description The ... a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing… more
- Wells Fargo (Charlotte, NC)
- …Industrials Investment Banking team at Wells Fargo is seeking a talented and experienced Vice President Investment Banker to play a pivotal role in the growth ... Products vertical. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Wells Fargo (New York, NY)
- …This position, within the Financial Institutions group, is seeking a seasoned Investment Banking Vice President to join the team in New York. This position will ... and a creative, team-oriented approach to solving problems. The Vice President will also be responsible for...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- JPMorgan Chase (Plano, TX)
- …box, challenging the status quo, and striving to be best-in-class. As a Vice President in Wholesale Credit Risk Administration (WCRA) supporting the Investment ... and manage action plans, and support audit, credit review, and regulatory exam activities. + Collaborate with Control Management, Wholesale Lending Services,… more
- Wells Fargo (New York, NY)
- …. **About this role:** Wells Fargo is seeking a Lead Investment Banker, Vice President to join the Technology, Media, and Telecommunications (TMT) Group. ... communication skills **Job Expectations** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it… more
- SMBC (Jersey City, NJ)
- …Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Vice President to join our Compliance Department Training Team. In ... in the US and a working knowledge of the regulatory requirements in other countries in the Americas. The...and HR.. + Manage and oversee the process of exam requests, ensuring that all necessary procedures are followed.… more
- JPMorgan Chase (Columbus, OH)
- …the ways we do business, and tirelessly drive toward product excellence. As a Vice President , Operations & Controls Lead within Banking Payments, you will take ... external standards and procedures + Audit, control testing and external regulatory exam readiness and management experience + Ability to think strategically and… more
- BMO Financial Group (New York, NY)
- BMO's Financial Institutions Group (FIG) is hiring a Vice President to join its Life Insurance Investment Banking team in New York. You will provide a ... in client presentations + Monitors client, client industry, and regulatory agencies for potential changes that may impact client...coaching skills + Sound and professional judgement + SIE Exam , Series 79, and Series 63 must be acquired… more
- Citigroup (Getzville, NY)
- …+ Develop and run reports for impact assessment and adjustments **Internal and Regulatory Exam , Change Management:** + Manage internal and regulatory ... **Team Overview: Regulatory and Analytics (R&A)** The Regulatory and Analytics (R&A) team within the EDO plays a critical role in ensuring the accuracy,… more
- JPMorgan Chase (Denver, CO)
- …and stakeholder management abilities. + Knowledge of financial products, services, and regulatory requirements. + Experience in coaching Advisors or a sales team + ... management abilities. + Knowledge of financial products, services, and regulatory requirements. + Experience in coaching Advisors or a...have a valid and active Securities Industry Essential (SIE) exam + A valid and active Series 66 (63/65),… more
- MUFG (Irving, TX)
- …and knowledge of vendor risk assessments. Experience with audit and exam management is helpful. **Responsibilities:** + Development and maintenance of governance ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- State of New York Mortgage Agency (New York, NY)
- …are necessary to support Legal operations, at the direction of the Senior Vice President /General Counsel, the Deputy Counsel for Compliance and/or other ... affordable housing and increase homeownership throughout New York State. A Civil Service exam is not required for this position. Candidates must meet the minimum… more
- Billings Clinic (Billings, MT)
- …any concerns they have in this regard with their immediate supervisor and/or the Vice President People Resources. All employees and job applicants will be ... and philosophy of Billings Clinic and department/service. * Follows NRC (Nuclear Regulatory Commission) guidelines to limit patient and staff exposures. * Monitors… more
- Billings Clinic (Billings, MT)
- …any concerns they have in this regard with their immediate supervisor and/or the Vice President People Resources. All employees and job applicants will be ... and philosophy of Billings Clinic and department/service. *Follows NRC (Nuclear Regulatory Commission) guidelines to limit patient and staff exposures. *Monitors… more
- TECO Energy (Tampa, FL)
- …interactions and relationships to total Company operation. Approval by the business unit Vice President is required. Engineers in this classification may serve ... the right-of-way. ⦁ Prepare GIS prints to submit to regulatory agencies for DOT, City, County, or other required...or eligible to sit for the Fundamentals of Engineering Exam (FE) **REQUIRED SKILLS:** ⦁ Ability to function successfully… more
- Billings Clinic (Billings, MT)
- …any concerns they have in this regard with their immediate supervisor and/or the Vice President People Resources. All employees and job applicants will be ... prepare for ancillary procedures. Involves other departments as needed for regulatory requirements. *Educates patients on medically necessary waivers and obtains… more
- MUFG (Tempe, AZ)
- …Crimes Division (GFCD) of MUFG Bank Ltd. The role will report to the Vice President , Americas Compliance Issues Management Department. This role will be focused ... and Core Compliance, business functions, Internal Audit, Compliance Testing, and Exam & Audit Management. + Develop subject matter expertise regarding Issues… more
- HCA Healthcare (Niceville, FL)
- …to give people a healthier tomorrow."- Jane Englebright, PhD, RN CENP, FAAN Senior Vice President and Chief Nursing Executive If you find this opportunity ... learning. + Maintain medication inventory, storage, and security as per regulatory requirements throughout the organization. + Accurately prepares and maintains… more