- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- JPMorgan Chase (Jersey City, NJ)
- …and passionate individuals in more than 20 countries around the world. As a Vice President within the Practices Audit team, you will support Internal Audit's ... Regulatory Engagement and Exam Management Team, including assisting in driving forward technology-related strategic initiatives, influencing broader … more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet) **Job:** **Operational Risk* **Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit* ... support of WM & ISG clients and seek a Vice President as part of the US...Oversight Group and be based in New York, NY. * Regulatory Exam Support:* * Provide support &… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... regulatory examinations impacting the CDAO through the entire exam lifecycle, as well as ongoing monitoring engagements +...in writing + Knowledge of and experience with regulators' exam processes and regulatory matters + Ability… more
- Colorado State University (Fort Collins, CO)
- Posting Detail Information Working TitleAssistant Vice President for Research Administration Position LocationFort Collins, CO Work LocationPosition qualifies ... (MT) on05/20/2024 Description of Work Unit TheOffice of the Vice President for Research( OVPR ) has..., DFAR ), technology transfer, and the legal and regulatory /compliance environment governing research administration. The AVPR will need… more
- MUFG (New York, NY)
- …process and submit all requested MIS to regulators. + Support end-to-end regulatory exam management, including meeting scheduling, organization of document ... Regulatory Affairs Office **Requirements:** + 2+ years' experience in regulatory relations / regulatory exam management and knowledge of heightened … more
- Wells Fargo (New York, NY)
- …this role:** The Tech, Media & Telecom (TMT) Investment Banking group is seeking a Vice President , Media & Entertainment, to join its New York City office. The ... deal execution. **In this role, you will:** + The Vice President will be responsible for working...**Job Expectations** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- American Express (Salt Lake City, UT)
- …enterprise Operational Risk Management programs and reporting. Finance is looking for a Vice President of Governance to lead a diverse team of high-performing ... partners across numerous business units, functional areas, and geographies. **The Vice President , Finance Control Management Governance will:** + Develop… more
- Morgan Stanley (Purchase, NY)
- …of qualifying securities, and Residential real estate loans. The US Bank Subsidiaries seek a Vice President (VP) to join the First Line Business Risk team to ... (M/F/Disability/Vet). **Job:** **Operational Risk* **Title:** *US Banks Payments Risk Vice President Dedicated Business Risk Coverage* **Location:** *New… more
- Morgan Stanley (Purchase, NY)
- …compilation for closure verification of Issues and related action plans arising from regulatory exam /monitoring, Audit exam , and GFC Testing findings, as ... **Wealth Management* **Title:** *Financial Crimes Governance Support Analyst, Assistant Vice President * **Location:** *New York-Purchase* **Requisition ID:**… more
- JPMorgan Chase (New York, NY)
- …are fit for purpose and used appropriately within their business context. As a Vice President in Risk Management - Emerging Risks within JPMorgan Chase, you ... Analytics Office (CDAO), Compliance, Conduct and Operational Risk (CCOR), and global exam management teams to deliver fulsome and consistent responses to … more
- Wells Fargo (New York, NY)
- …Wells Fargo's Corporate and Investment Industrials Group, is seeking a talented and experienced Vice President , Lead Investment Banker to join and grow one of ... strategies, and goals **Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is… more
- JPMorgan Chase (Newark, DE)
- …and partners across JPMWM functional areas (eg, Legal, Finance, Compliance, Risk, Regulatory Strategy, Regulatory Exam Managers (REM), Control Management) ... team supporting JPMWM Service Centers and Operational Engagement + Focus on the regulatory environment and provide a holistic overview of the landscape to the… more
- MUFG (Tempe, AZ)
- …Anti-Bribery & Corruption), business functions, Internal Audit, Compliance Testing, and Exam & Audit Management in furtherance of Issues Management policy, standard, ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- JPMorgan Chase (Plano, TX)
- …internal and external exam activity aligned to the CTPO Program. As a Vice President on this team, you will be responsible for preparing substantive written ... Prepare internal reporting/metrics and ongoing analyses of all global regulatory activities + Strengthen exam management framework...of all global regulatory activities + Strengthen exam management framework to ensure consistent exam … more
- Citigroup (New York, NY)
- …Role** The Finance Regulatory Engagement, Management of Information and Communications Vice President is a strategic professional who keeps management and ... necessary forums and frameworks to establish and govern processes for Finance Regulatory Engagement & Oversight, including exam management, regulatory … more
- Mizuho Corporate Bank (New York, NY)
- …and validated. Summary The Regulatory Relations Team is seeking a Vice President ("VP") to primarily support and coordinate supervisory examinations, routine ... treasury, compliance, financial crimes and IT/cyber risks. + Experience in regulatory exam management. + Familiarity with the regulatory oversight process… more
- Commonwealth of Pennsylvania (PA)
- …administrator, nurse director, chief nurse executive, JCAHO/Federal nurse surveyor or vice - president of nursing services, patient services, or clinical ... administrator, nurse director, chief nurse executive, JCAHO/Federal nurse surveyor or vice - president of nursing services, patient services, or clinical… more
- University of Oregon (Eugene, OR)
- …Public Policy and Planning, Planning/Project Management Department: Office of the Vice President for Research and Innovation Appointment Type and ... or hybrid work requests may be considered. Department Summary The Office of the Vice President for Research & Innovation (OVPRI) promotes excellence in research… more
- PulteGroup (Englewood, CO)
- …of the Pulte Mortgage Corporate Compliance Program. This position reports to the Vice President -Compliance. The Compliance Manager is a working manager and may ... employees. PRIMARY RESPONSIBILITIES: The Compliance Manager, under direction of the Vice President -Compliance, will be assigned responsibility for elements of… more