- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- Colorado State University (Fort Collins, CO)
- Posting Detail Information Working TitleAssistant Vice President for Research Administration Position LocationFort Collins, CO Work LocationPosition qualifies ... (MT) on10/21/2024 Description of Work Unit TheOffice of the Vice President for Research( OVPR ) has..., DFAR ), technology transfer, and the legal and regulatory /compliance environment governing research administration. The AVPR will need… more
- Wells Fargo (Chicago, IL)
- …Wells Fargo's Corporate and Investment Industrials Group, is seeking a talented and experienced Vice President , Lead Investment Banker, to join and grow one of ... growing practices. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- JPMorgan Chase (Chicago, IL)
- …challenging the status quo and striving to be best-in-class. As a Risk Control Manager Vice President in Business Banking Risk, you will be part of an agile, ... JPMorganChase (JPMC), Control Management prevents, detects, and monitors operational, regulatory , and reputational risks. In support of operational excellence, we… more
- Citigroup (Queens, NY)
- **Senior Vice President (C14)** **Citi Finance -->** **Corporate Treasury -->** **Liquidity Management -->** **Liquidity Methodology Team** **Team:** **The ... development, enhancement and maintenance and review of interpretations for regulatory liquidity reports and metrics (FR2052a, US LCR, US...US LCR, US NSFR, Reg YY, CLAR / LISCC exam process, Recovery Plan, Resolution Plan) and liquidity planning… more
- MUFG (Irving, TX)
- …Anti-Bribery & Corruption), business functions, Internal Audit, Compliance Testing, and Exam & Audit Management in furtherance of Issues Management policy, standard, ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Raymond James Financial, Inc. (New York, NY)
- …Manager Experience - More than 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary ... Range** $130,000.00-$250000.00 **Travel** Less than 25% **Workstyle** Resident At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity,… more
- JPMorgan Chase (Plano, TX)
- …internal and external exam activity aligned to the CTPO Program. As a Vice President on this team, you will be responsible for preparing substantive written ... Prepare internal reporting/metrics and ongoing analyses of all global regulatory activities + Strengthen exam management framework...of all global regulatory activities + Strengthen exam management framework to ensure consistent exam … more
- Citigroup (New York, NY)
- …practices. **About the Role** The Finance Regulatory Engagement & Oversight Senior Vice President contributes to the directional strategy of regulatory ... standards and maintained and followed related to the management of Citi Finance's regulatory interactions, including exam management, regulatory meetings and… more
- Colorado State University (Fort Collins, CO)
- …misconduct prohibited by the University's Policy on Discrimination and Harassment is the Vice President for Equity, Equal Opportunity and Title IX, 101 Student ... Veterinary Technician ( PVT ) through the Department of Regulatory Agencies ( DORA ) by the time of...+ Interviews clients and obtains history and basic physical exam parameters in preparation for further assessment by DVMs.… more
- University of Iowa Community Credit Union (North Liberty, IA)
- …escrow accounts. + Works under the direct supervision of the Commercial Services Vice President of Operations to assist in special departmental projects. + ... to manage confidential information. Reporting Relationship Reports to the Vice President /Commercial Operations Supervisory Responsibilities This position is… more
- State of New York Mortgage Agency (New York, NY)
- …AND RESPONSIBILITIES: The primary functions of the position include: + Support the Senior Vice President of Statewide Asset Management (in addition to the ... increase homeownership throughout New York State. A Civil Service exam is not required for this position. Candidates must...Vice President of Asset Management) in executing… more
- Acelero Learning (Milwaukee, WI)
- …corrective actions are completed in a timely manner.- Plans annual budgets with the Vice President and Director of Finance that minimize losses and resultant ... ensure that all kitchens meet the standards of relevant regulatory agencies.- Ensures that the food preparation and service...and execution of new initiatives.- Works with the delegate's Vice President and Senior Leadership to develop… more
- Colorado State University (Fort Collins, CO)
- …misconduct prohibited by the University's Policy on Discrimination and Harassment is the Vice President for Equity, Equal Opportunity and Title IX, 101 Student ... (VT) or Provisional Veterinary Technician ( PVT ) through the Department of Regulatory Agencies ( DORA ). + Graduate of accredited veterinary technician program with… more
- Cecil College (North East, MD)
- …other official College ceremonies, and meetings called by the Department Chair, Dean, Vice President for Academic Programs, or the President . * ... of Trustees appointed by the governor. The College's fifth president , Dr. Mary Way Bolt, reports directly to the...examination or culminating activity during the regularly scheduled final exam period. * Submit any Incomplete Grade Contracts to… more
- Cecil College (North East, MD)
- …other official College ceremonies, and meetings called by the Department Chair, Dean, Vice President for Academic Programs, or the President . * ... of Trustees appointed by the governor. The College's fifth president , Dr. Mary Way Bolt, reports directly to the...examination or culminating activity during the regularly scheduled final exam period. * Submit any Incomplete Grade Contracts to… more
- Colorado State University (Fort Collins, CO)
- …misconduct prohibited by the University's Policy on Discrimination and Harassment is the Vice President for Equity, Equal Opportunity and Title IX, 101 Student ... procedures. + Registered Veterinary Technician through the Department of Regulatory Agencies ( DORA ) + The successful candidate...and instruments, maintain cleanliness and order in the AEZ exam rooms, treatment room, ward, and rounds room. +… more
- M&T Bank (New York, NY)
- **Overview:** This Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services ... Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one or more… more
- US Secret Service (Washington, DC)
- …support to Secret Service protective details to include high level protectees such as the President and Vice President of the United States of America. CAT ... employment. Phase I: National Crime Information Center (NCIC) Special Agent Entrance Exam (SAEE) Applicant Physical Abilities Test (APAT) Interview Phase II: Credit… more
- M&T Bank (New York, NY)
- **Overview:** This Senior Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services ... Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one or more… more