- Fidelity TalentSource LLC (Merrimack, NH)
- Job Description:The RoleAs a Vice President (VP) in the Asset Management Treasurer s Office, you will be responsible for Certification and Financial Reporting ... preferable.Minimum 12+ years industry or equivalent experience.5+ years financial reporting , public accounting or related financial experience.CPA a plus.Strong… more
- JPMorgan Chase (Columbus, OH)
- …understands balance sheet usage and reporting . **Position Overview** As an External Reporting Controller, Vice President on the Consumer and Community ... Capabilities:** + Experience in Product Control, Financial Control or knowledge of SEC reporting /Reg Reporting + CPA certification + Experience with SQL, ETL… more
- Citigroup (Irving, TX)
- …integrated into the sectors and functions. Overview of the Role: The Info Sec Tech Lead Analyst is a senior level professional position responsible for driving ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of… more
- Citigroup (Boston, MA)
- The Financial Administration Senior Manager, Vice - President ("VP") oversees production of periodic investment company ("fund") financial and related shareholder ... and periodic filings with the Securities and Exchange Commission (" SEC "), and fund expense management, reporting and...Exchange Commission (" SEC "), and fund expense management, reporting and payments. The VPs are responsible for managing… more
- JPMorgan Chase (Brooklyn, NY)
- …approach of QA review activities. As a Quality Assurance - Vice President within the External Financial Reporting Quality Assurance team, you will ... QA Program in External Financial Reporting includes US Regulatory Financial Reporting , SEC Filings, and other US GAAP financial reporting . Key program… more
- Citigroup (Queens, NY)
- …very closely with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting , Accounting Policy, Financial Planning & Analysis and ... + Work and partner with multiple areas across Citi, including Controllers, SEC Reporting , Treasury, Risk, Accounting Policy, Financial Planning and Analysis,… more
- Citigroup (Tampa, FL)
- …very closely with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting , Accounting Policy, Financial Planning & Analysis and ... + Work and partner with multiple areas across Citi, including Controllers, SEC Reporting , Treasury, Risk, Accounting Policy, Financial Planning and Analysis,… more
- Affinius Capital (San Antonio, TX)
- …affiniuscapital.com. **Job Description** This role works closely with the Performance Reporting and Analytics Team to synthesize and interpret performance of the ... This position will assist in historical performance metric calculations for reporting and will assist in delivering actionable, performance-based insights for… more
- JPMorgan Chase (Newark, DE)
- Step into a dynamic role at JPMorgan Chase as an External Reporting Data Controller. The external reporting function handles the oversight of the financial ... statements and management reporting , ensuring a sound control environment; understands and applies...the preparation of disclosures to the Securities Exchange Commission ( SEC ) in the US and to local regulators in… more
- Stryker (Atlanta, GA)
- …The Director, SEC & Financial Reporting will report to the Vice President , Controller and be responsible for the preparation of the financial statements ... Fortune 500 company) + Substantial experience in and working knowledge of SEC reporting and US GAAP + Experience with Workiva and/or Hyperion Financial… more
- JPMorgan Chase (Brooklyn, NY)
- …outside the box, challenging the status quo, and striving to be best-in-class. As a Vice President in the Risk Controllers - Firmwide Allowance Lead team within ... Financial Officer to facilitate informed decision-making. We are looking for a motivated Vice President to join the Allowance Controllers team as the Firmwide… more
- Raymond James Financial, Inc. (Memphis, TN)
- …Monitors regulatory compliance with internal and external groups including auditors, FINRA, IRS, SEC and others. + Establishes objectives with a sense of urgency and ... facilitate processes; moves projects through to implementation. + Performs periodic reporting on work progress, project completions and additional ad-hoc … more
- TD Bank (New York, NY)
- …First Line surveillance and business conduct reviews. + Compile management reporting on trade capture metrics, regulatory scorecards, policy exceptions and other ... ad hoc reporting as required. + Assess implications of Firm policy,...gaps. + Contribute metrics to Conduct Risk Committees and Vice Chair supervision meetings, as well as Co-Head directs… more
- Morgan Stanley (New York, NY)
- …Stanley sponsored benefit programs. **Job:** **Finance* **Title:** *ISGF Lending Lead, Vice President * **Location:** *New York-New York* **Requisition ID:** ... meetings with the ISG CFO) . Support processes relating to external reporting including SEC 10-Q/K and the quarterly Earnings Release and Supplement . Work with… more
- JPMorgan Chase (Newark, DE)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Risk Management and Compliance (RM&C), you are at ... Risk Technology, Firmwide and LOB Finance and P&A, Investor Relations and SEC Reporting . **Job responsibilities** + Identify key risks and trends impacting the… more
- TD Bank (New York, NY)
- …for this role **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , Municipal Securities Compliance Advisory to join our team ... conduct business-based analysis and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and… more
- Quickbase (Boston, MA)
- …for you to lead our information security organization as a Vice President , Chief Information Security Officer (CISO). Reporting to our Head of Engineering, ... partnership with our Governance Risk Compliance (GRC) + Buildout and develop our App Sec and DevSecOps expertise and communities of practice + Working with product &… more
- Citigroup (New York, NY)
- …Assisting with the preparation of the customer reserve computation. Assisting with the SEC & FINRA supplemental financial reporting . Liaison with examiners and ... The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the...internal and external audits, regulatory examinations and inquiries (FINRA, SEC , CME) of the US broker dealers. The role's… more
- Hold Brothers (New York, NY)
- …a self-clearing broker-dealer + Expert knowledge of broker-dealer operations, and regulatory reporting needs including FINRA, SEC , and other agencies as required ... and serve as a member of our executive team. Reporting to the CEO, this role is responsible for...and related disclosures as required by GAAP and the SEC . Additionally, this position will monitor emerging SEC… more
- HUB International (Columbus, OH)
- …and Private Wealth ("RPW"), will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely ... senior leadership to collectively support the growing RPW business. HUB owns several SEC and FINRA regulated entities which the SVP will support to provide… more
