- TD Bank (New York, NY)
- …on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... Compliance Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance… more
- Northrop Grumman (Redondo Beach, CA)
- …they're making history. **Northrop Grumman Aeronautics Systems has an opening for a Sr. Manager International Trade Compliance (M2 level) to join our team ... personnel on significant and sensitive matters . Maintains applicable trade compliance records and provides reports in...allow employees to share in company results. Employees in Vice President or Director positions may be… more
- TD Bank (New York, NY)
- …The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, ... Foreign Exchange and Commodities, Equities Options and Futures. The VP Compliance TDS oversees/leads a team(s) of...in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , Compliance - US Corporate Investment Banking ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...investment banking space, preferably in an advisory capacity. The Vice President will assist in the management… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo. **About this role:** Wells Fargo is seeking a Vice President , Lead Corporate Banking Relationship Manager as part of the Industrials Corporate ... Finance, M&A related Acquisition Finance, Treasury Management, Macro solutions, Global Receivables & Trade and Credit. This position requires a VP that is… more
- Five Star Breaktime Solutions (Athens, GA)
- …is subject to change based on company needs.Department:Retail Operations - Micro MarketsHiring Manager :Regional Vice President About the Role Five Star ... Vice President of Retail Operations -...with corporate and regional leadership to uphold service standards, compliance , and operational excellence. + Manage and develop operational… more
- JPMorgan Chase (Tampa, FL)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Trade Surveillance Vice President on the Specialized Testing Team within ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...will report into the North America CCOR Specialized Testing Manager . CCOR Testing is a risk-based, point-in-time evaluation of… more
- JPMorgan Chase (New York, NY)
- …and control mitigation to manage continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control Management team, you will ... to ensure JP Morgan maintains high standards of regulatory compliance . By joining our collaborative team, you will gain...57, Series 63, Series 24 + Basic understanding of trade -life cycle, equity & markets + Prior front office… more
- JPMorgan Chase (New York, NY)
- Global Custody Product Management is seeking a Vice President -level US Custody Product Manager to oversee all aspects of custody services in the US market. ... local regulators, and act as the lead advocate with market infrastructure and trade representative groups. + Contribute to the service documentation related to the… more
- JPMorgan Chase (Boston, MA)
- …where possible + Work closely with portfolio managers, client service, operations, and compliance teams to ensure seamless trade workflows. + Develop process ... in assets (and counting) are using 55ip. As a Trade Implementation Strategist within 55ip, you will be responsible...and analytics with market dynamics and trading practices. The VP acts as a liaison between assets managers, traders,… more
- Citigroup (New York, NY)
- …across functional groups. An Infrastructure Finance and Clean Energy Finance Associate Vice President in ICM-UW will cover various infrastructure assets across ... Global Structured Products, Financings, and Securitizations (GSP-F&S), Treasury & Trade Services (TTS), Markets, and Securities Services (MSS). The Infrastructure… more
- TD Bank (New York, NY)
- …other aspects of the Core Compliance program as needed. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... more specific details for this role. **Job Description:** This VP , Compliance is a key member of...market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Documentation and Operations Vice President is part of the Administration group within Sumitomo ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...deficiency, UCC expiration and title tracking reports. + Ensure compliance with Know Your Customer ("KYC") requirements. Collect all… more
- Bank of America (New York, NY)
- Assistant Vice President ; Corp Inv Portfolio Analyst New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Assistant- Vice - President --Corp-Inv-Portfolio-Analyst\_25047461-2) **Job Description:** At Bank of America,… more
- Sprinklr (NY)
- …consistent, trusted customer experiences worldwide. **Job Description** **What You'll Do** The Senior Vice President of Financial Planning and Analysis is a key ... and forecast. + Support all external financial reporting and compliance requirements. + Lead the development of financial models...standpoint. + Excellent leadership skills - a seasoned people manager able to lead, develop and motivate and manage… more
- JPMorgan Chase (Columbus, OH)
- …day-to-day efforts will include partnering with key stakeholders spanning onboarding, proposal, trade , billing, performance, risk, and compliance . You are highly ... the product backlog based on business cases + Partner with product, proposal, trade , technology, risk, legal, compliance , and operations teams to manage… more
- JPMorgan Chase (Newark, DE)
- …clients. This role focuses on instrument reference data management and post trade compliance activities. You will engage with stakeholders across Operations, ... where your expertise in control management will shape our compliance and risk framework. Elevate your career with opportunities...operations and safeguard our firm's integrity. As a Control Manager within JPMorganChase, you will lead the charge in… more
- Citigroup (Boston, MA)
- …counterparts including, but not limited to, Investment Banking, Treasury & Trade , Credit, Derivative Markets, Loan Syndications, Debt Capital Markets, and Equity ... as well as the monitoring of the existing credit portfolio. + Ensure compliance with regulatory requirements and Citi's policies / guidelines at all times +… more
- MUFG (Los Angeles, CA)
- …team will provide more details. **Job Summary** **:** As a Relationship Manager ("RM"), the individual is responsible for managing business development activities ... exchange, mergers and acquisitions, leasing, securitization, syndications, structured and trade finance, and cash management activities. Team Management (10%) +… more
- JPMorgan Chase (Chicago, IL)
- …team, you will drive the end-to-end client experience. As a Payment Sales Manager (PSM) within the Diversified Industries segment in Payments Corporate Sales, you ... Morgan Payments via appropriate solutions; traditional Treasury Services, Merchant Services, Trade & Working Capital, and Commercial Card. + Understand the… more
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