- Stephen F. Austin State University (Nacogdoches, TX)
- Chief Compliance Officer Bookmark this Posting Print Preview | Apply for this Job Posting Details Position Information Job Title Chief Compliance Officer ... for the use of initiative and independent judgment. Reports to the Senior Vice President for Organizational Effectiveness. Essential Job Functions 1. Oversees… more
- ManpowerGroup (Holyoke, MA)
- **Risk Oversight - Compliance Officer ** Our client in Holyoke, Mass. the largest and most admired community bank in Western Massachusetts, is seeking a Risk ... Oversight - Compliance Officer to join their team. The...Oversight - Compliance Officer to join their team. The... responsibilities** + Serves as a back-up to the VP - Compliance on compliance issues including… more
- GRAIL (Menlo Park, CA)
- …For more information, please visit grail.com . The Vice President , Compliance & Privacy, Chief Compliance Officer role will oversee GRAIL's ... the General Counsel, manages and is responsible for GRAIL's Corporate Compliance program, including internal investigations and environmental health and safety, as… more
- West Pharmaceutical Services (Exton, PA)
- …efforts. **Job Summary:** The Senior Counsel (Employment) and Deputy Compliance Officer will report directly to VP , Associate General Counsel, Chief ... Sr. Counsel & Deputy Compliance Officer Requisition ID: 67707 Date:...Sr. Counsel & Deputy Compliance Officer Requisition ID: 67707 Date: Oct 28, 2024...Compliance and Privacy Officer . This role will serve as the lead legal… more
- Solvay Bank (Syracuse, NY)
- …https://dol.ny.gov/system/files/documents/2022/02/ls740\_1.pdf Position Title: Reports To: Compliance Officer VP ... Consider an exciting opportunity as part of our Enterprise Risk Management team. Compliance Officer Under the general direction of the VP , Enterprise Risk… more
- Robert Half Finance & Accounting (Carmel, IN)
- Description We are seeking a VP , Compliance Officer to join our team in the banking industry, based in Carmel, Indiana. This role involves ensuring ... regulatory compliance , conducting audits, and implementing internal controls. The individual...CRA, AML, and fair lending practices. Responsibilities: * Oversee compliance testing procedures and ensure they adhere to both… more
- Citigroup (Irving, TX)
- Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice for… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment banking related compliance , conduct, regulatory … more
- University of Michigan (Ann Arbor, MI)
- …applicable MM policies and MM?s Code of Conduct. Reporting to the Chief Compliance Officer the Senior Director is responsible for on-going risk assessments, ... practices. + Standardize risk-based compliance reporting to ensure the Chief Compliance Officer , Executive Leadership and compliance committees are… more
- Citigroup (Irving, TX)
- Serves as a product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, ... with the Citi program framework. Primary responsibilities include providing day-to-day Compliance Program level support within the Office of Fair Lending &… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and ... of defense. Also responsible for performing risk assessment of Citi's compliance risks, performing independent testing activities (testing and on-going monitoring)… more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing significant ... compliance risks and controls implemented by the first and...design and effectiveness of key controls designed to address compliance risks; reporting and escalating control issues and any… more
- Citigroup (Getzville, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... projects and regulatory exams directed by other organizations within the compliance or legal departments. + Other responsibilities include: overseeing the monitoring… more
- Colorado State University (Fort Collins, CO)
- …misconduct prohibited by the University's Policy on Discrimination and Harassment is the Vice President for Equity, Equal Opportunity and Title IX, 101 Student ... Posting Detail Information Working TitleAccess, Resource, Compliance (Parking) Officer Position LocationFort Collins, CO Work LocationPosition is fully… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... of focus; Advanced degree a plus + The ICRM Compliance Independent Assessment Operations & Oversight Officer serves in support of the Compliance Independent… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Tampa, FL)
- …Additional responsibilities include conducting the 17a-13 quarterly security counts. The Compliance Business Control Officer is a strategic professional who ... + Assist Client Reporting management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements and contribute to… more
- Citigroup (Fort Lauderdale, FL)
- The Compliance AML Intel Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Irving, TX)
- This is a Vice President ( VP ) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent ... US Personal Banking (USPB) Independent Assessment Organization team responsible for assessing compliance risks and controls implemented by the first and second line… more
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