- Citigroup (Miami, FL)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent ... risk management policy and strategic direction + Maintain AML compliance program for the business including assessment of risks...+ Review and assess new products and services in Wealth (Private Banking, Trust, etc.) for inherent AML risk… more
- Tompkins Community Bank (Ithaca, NY)
- … Wealth Advisors/Trust Officers focused on client experience and business development; ensure Wealth Advisor/Trust Officer is in compliance with rules and ... appointments; taking and distributing messages; organizing and maintaining files within compliance and regulatory guidelines. + Support Wealth Advisors/Trust… more
- CIBC (Chicago, IL)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... to the US Capital Markets, US Commercial Banking and Wealth Management lines of business. US Compliance ...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- HUB International (Columbus, OH)
- …will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to ... throughout the insurance community. **About HUB Retirement & Private Wealth (RPW):** We lead our communities with integrity, driven...legal and compliance department. The SVP of Compliance ("SVP"), HUB Retirement and Private Wealth … more
- Morgan Stanley (Washington, DC)
- …its workforce (M/F/Disability/Vet). **Job:** ** Wealth Management* **Title:** *Private Wealth Management Business Service Officer * **Location:** *District of ... through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business...behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead, mentor,… more
- Citigroup (Tampa, FL)
- …person will work closely with Business Leaders in the Citi Global Wealth businesses, Independent Compliance Risk Management (ICRM), Legal, Operations, ... The individual in this Citi Wealth role will work as a senior leader...compliance or regulatory management in the banking or wealth management industry. + Previous experience of interacting and… more
- HSBC (Irvine, CA)
- …The role is not expected to provide securities recommendations to clients. As the Wealth Relationship Officer , you will: + Provide high quality sales support to ... Work is often performed under the direction of registered securities representatives, the Wealth Relationship Manager (WRM). This role is a part of the overall… more
- Citigroup (New York, NY)
- …We'll enable growth and progress together. The Senior Vice President, Information Security Officer ( Wealth - Digital and Partnership) is an intermediate level ... banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi… more
- Citigroup (Tampa, FL)
- …of defense (1LoD) teams, governance, processes, and controls.** **The Data Risk Officer -- VP will be responsible for identifying, anticipating, challenging, and ... will support coverage of Citi's US Personal Banking and Wealth organizations on all elements pertaining to data risk...operational risk coverage team.** **Key Responsibilities:** **The Data Risk Officer - VP** **will ideally be an experienced risk… more
- Citigroup (Sunnyvale, CA)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (Paramus, NJ)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- HSBC (Buffalo, NY)
- …we all share. The Wealth Relationship Manager works closely with the Wealth Relationship Officer and the service teams to build meaningful relationships with ... Professionalism client focus, and understanding of the fundamentals of wealth planning will be key as the Wealth...skills + Good understanding of how to work with Compliance , Credit & Risk and Internal Control to ensure… more
- Morgan Stanley (Rochester, NY)
- POSITION SUMMARY: The Wealth Management Analyst/Associate is often the first point of contact with clients on a broad array of services related to account servicing, ... portfolios. Under the direction of the Financial Advisor / Private Wealth Advisor, this industry professional combines relationship management with marketing skills,… more
- Morgan Stanley (Palo Alto, CA)
- *POSITION SUMMARY:* The Wealth Management Analyst's responsibilities include producing strategy reports, synthesizing client/prospect data to develop customized ... and creating and executing marketing strategies to attract new clients. The Wealth Management Analyst focuses on servicing clients by understanding their investment… more
- Morgan Stanley (New Orleans, LA)
- *POSITION SUMMARY:* The Wealth Management Associate is often the first point of contact with clients on a broad array of services related to account servicing, ... portfolios. Under the direction of the Financial Advisor / Private Wealth Advisor, this industry professional combines relationship management with marketing skills,… more
- HSBC (Arcadia, CA)
- …all share. The Wealth Relationship Manager (WRM) works closely with the Wealth Relationship Officer (WRO) and the service teams to build meaningful ... clients.Professionalism client focus, and understanding of the fundamentals of wealth planning will be key as the WRM acquires,...skills + Good understanding of how to work with Compliance , Credit & Risk and Internal Control to ensure… more
- HSBC (New York, NY)
- …all share. The Wealth Relationship Manager (WRM) works closely with the Wealth Relationship Officer (WRO) and the service teams to build meaningful ... Professionalism client focus, and understanding of the fundamentals of wealth planning will be key as the WRM acquires,...skills. + Good understanding of how to work with Compliance , Credit & Risk and Internal Control to ensure… more
- Morgan Stanley (Knoxville, TN)
- …Group (CG) Analyst participates in overall business growth of a Wealth Management team by developing customized Financial Plans /Asset Allocation proposals, ... produces strategy reports and other types of communications for Financial Advisors / Private Wealth Advisors to use with clients and prospects as part of the overall… more
- Morgan Stanley (Palm Beach, FL)
- …Development Director is a senior level position on a Financial Advisor / Private Wealth Advisor team who is responsible for shaping and enhancing a proactive and ... supports their priorities. Working closely with the Financial Advisor / Private Wealth Advisor team, this industry professional focuses on the implementation of the… more
- Morgan Stanley (Pasadena, CA)
- …SUMMARY:* The Portfolio Management (PM) Associate is an integral member of a Wealth Management team who assists Financial Advisors / Private Wealth Advisors ... sets up the portfolio in conjunction with the Financial Advisor / Private Wealth Advisor * Proactively evaluates and upgrades platforms for the Portfolio Management… more