- Morgan Stanley (Purchase, NY)
- …the 1stline of defense and is responsible for overseeing the operational risk and control framework across the Wealth Management business. This team partners ... for RCSA, Incident Management , Issues & Actions Management , and Control Validation. The responsibilities of...#LI-AJ1 **Job:** ** Wealth Management * **Title:** * Wealth Management Operational Risk Issue … more
- Citigroup (Miami, FL)
- …to influence and guide issue owners through the issue management lifecycle.** **Proactive engagement with control functions to ensure understanding of ... Wealth , which is to be the leading wealth management provider globally. As we embark... colleagues to identify and adopt best practices for issue management .** **Liaise within the organization to… more
- Motion Recruitment Partners (West Des Moines, IA)
- …of the following: work experience, training, military experience, education + Issue Management Experience + Customer Remediations Experience + Experience ... Business Execution Consultant - Issue Complaint Remediation, Controls , Financial West...working with the Shared Risk Platform (SHRP), Veritas ( Issue Management ), and Integrated Remediation Management… more
- Bank of America (Charlotte, NC)
- …**Responsibilities:** Responsible for evaluating the design and execution of business processes/ controls associated with Wealth Management activities (eg ... Private Bank and Merrill Wealth Management ). Project areas include testing processes and ...management experience **Skills:** + Internal Audit Review + Issue Management + Risk Management … more
- Citizens (Tarrytown, NY)
- Description This is a high impact senior position within Citizens Private Wealth reporting to our Wealth Management Chief Compliance Officer. This newly ... and regulatory requirements related to brokerage, investment advisory and trust supporting Wealth Management . Responsibilities include: + This leader will serve… more
- M&T Bank (New York, NY)
- …High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and ... communicates with key stakeholders within the Wealth Management operating model to ensure clients...Follow established procedures when the report review identifies an issue to ensure it is resolved. + Utilize knowledge… more
- Citigroup (Jersey City, NJ)
- …(AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management level position responsible for establishing ... program for the US broker dealer and consumer wealth business lines, manage a team, utilize in-depth specialty...be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Risk Management **Time… more
- Comerica (Charlotte, NC)
- BRCO Issue Management Lead The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and understand risk ... aggregate and report risk in accordance with the risk management lifecycle. The BRCO Issue Management...Deep expertise and ability to educate colleagues on risk management , controls , and compliance concepts, frameworks, and… more
- Comerica (Frisco, TX)
- …of Business will be assigned to support two or more of the specialty areas: RCSA, Control Design, Issue Management , Control Testing, and Metrics & ... two or more of the specialty risk areas: RCSA, Control Design, Issue Management , ...and laws to assist the business to create proper controls . * Supplier Management and Third-Party Risk… more
- Comerica (Frisco, TX)
- …and soundness. * Document, aggregate and report risk in accordance with the risk management lifecycle. The Business Risk and Control Office (BRCO) Risk Partner ... owners to perform that will result in improved controls and greater control effectiveness. Monitors ...Deep expertise and ability to educate colleagues on risk management , controls , and compliance concepts, frameworks, and… more
- Comerica (Dallas, TX)
- …soundness. * Document, aggregate and report risk in accordance with the risk management lifecycle. The Business Risk and Control Office (BRCO) Governance Analyst ... BRCO Governance Analyst The Business Risk and Control Officers (BRCOs) play a pivotal role in...and laws to assist the business to create proper controls . * Supplier Management and Third-Party Risk:… more
- Truist (Atlanta, GA)
- …adherence/execution and identify risk/ control improvement opportunities in risk management principles/ controls , broad based business practices, and Business ... specific activities may change from time to time: + Execute upon the Enterprise Issue Management Framework to effectively identify, write and manage issues in… more
- Citigroup (Jacksonville, FL)
- The Registered Wealth Service Associate is a Client Service and Sales support position, fully responsible for servicing and supporting internal and/or external ... via telephone or email. + Provides exceptional support and issue resolution- all client issues will be owned end...from those teams. + Provides timely feedback to senior management to identify client pain points and barriers to… more
- JPMorgan Chase (Plano, TX)
- …Legal team, which provides legal advice to the Consumer and Community Bank (CCB) Control Functions ( Control Management , Compliance, Risk, and Audit) and ... Services, Consumer Banking, Digital and Payments, Home Lending, JPMorgan Wealth Management , and associated operations). As a...will provide independent advice and counsel to the CCB Control Functions, including Control Management … more
- Morgan Stanley (Purchase, NY)
- …refresh for RCSAs and controls including creation of missing controls , control & risk ratings, descriptions and issue linkages across FCR risks * Review ... knowledge of operational risk management and relevant experience with risk and controls assessments and control testing > Have an undergraduate degree in… more
- Wells Fargo (New York, NY)
- …**About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Wealth and Investment Management ... evaluating, and measuring the impact of decisions practiced in Control Management functional area + Monitor moderately...within brokerage and/or investment advisory + Experience with SHRP Issue Management and leading issue … more
- Citigroup (Wilmington, DE)
- …the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy and ... and challenge to ensure appropriate escalation in according with Issue Management and Escalation Policies. + Help...preferred. **Responsibilities:** + Be an integral part of the Wealth Controls team to elevate the quality… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- Citigroup (Tampa, FL)
- …the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy and ... Wealth Financial Crimes & Fraud Prevention ("FCFP") Control is an organization of 40+ control ...and challenge to ensure appropriate escalation in according with Issue Management and Escalation Policies. + Support… more
- Citigroup (Queens, NY)
- …high-net-worth customer relationship tiers of Citigold(R) and Citigold Private Client and offers wealth management in the workplace through Citi Global Wealth ... controls that are designed and owned by Citi's Wealth departments. The Business Risk Officer is a strategic...outliers, including undertaking of escalations and owning Internal Audit issue management related actions. + Proactively advance… more