- USAA (Plano, TX)
- …so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead supports the Second Line of… more
- Wells Fargo (Irving, TX)
- …policies. The Independent Testing Specialist will be accountable for executing independent operational and compliance risk control testing focusing ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Bank of America (Plano, TX)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...plans, executes and / or oversees execution of independent risk monitoring, testing and risk … more
- Bank of America (Plano, TX)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... - Global Compliance and Operational Risk Charlotte, North Carolina;Dallas, Texas; Pennington, New Jersey; Plano,...**Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer… more
- Bank of America (Plano, TX)
- Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Providence, Rhode Island; Wilmington, Delaware; Plano, Texas **Job Description:** ... work environment, and mentoring team members. **Responsibilities** + Subject matter expertise of compliance and operational risk frameworks and a solid… more
- Bank of America (Plano, TX)
- EAC Compliance & Operational Risk Manager- Enterprise Data Charlotte, North Carolina;Chicago, Illinois; Atlanta, Georgia; Plano, Texas **Job Description:** ... plans, executes and / or oversees execution of monitoring, testing and risk assessments, and communicates results...experience **Role Responsibilities** The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR)… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Operational Risk Senior Lead Officer, Executive...security related work experience along with the following: + Testing practitioner with deep working experience in risk… more
- Citigroup (Irving, TX)
- …Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates ... contributor position accountable for end-to-end call listening controls monitoring & testing design - ie, operational controls performance assurance/ testing… more
- Citigroup (Irving, TX)
- …and regional MCA teams. The position requires a solid conceptual/practical grounding in both Operational and Compliance Risk Management as well as current ... of Citi's MCA Program by driving compliance to Policy, Procedures. The Operational Risk Sr Analyst is a seasoned professional role. Applies in-depth… more
- Citigroup (Irving, TX)
- …- Foundational Programs or Policy Teams + USPB Compliance Officers + USPB Senior Operational Risk Manager + ORM Risk Category Owners (eg, Fraud, Tech & ... appropriate action to establish Path to Green or effective remediation. + Independently lead Operational Risk Targeted Reviews, Control Testing , and Risk … more
- JPMorgan Chase (Plano, TX)
- …be best-in-class. As a Cybersecurity Operational Lead, you will work within the Compliance , Conduct, and Operational Risk (CCOR) team to collaborate with ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...vulnerabilities and emerging technologies + Perform independent assessments of operational risks though operational risk … more
- Grant Thornton LLP (Dallas, TX)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... or CFPB preferred + Knowledge of consumer protection principles, compliance management systems, compliance risk ...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
- JPMorgan Chase (Plano, TX)
- …and maintain collaborative relationships across the firm. + Knowledge of operational risk and control management. **Preferred qualifications, capabilities, and ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...identify and implement enhancements to reporting tools, ensuring thorough testing and effective communication. + Direct the creation of… more
- Grant Thornton LLP (Dallas, TX)
- As a Banking Compliance Risk Senior Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
- System One (Dallas, TX)
- …Columbus OH, Little Rock AR, Jacksonville FL will be given first preference. Governance, Risk , and Compliance (GRC) Controls QA / Tester : - Validating controls ... execute assessments on control effectiveness - Experience with Archer GRC (Governance, Risk , and Compliance ) platform - Application Performance Management (APM)… more
- Wells Fargo (Irving, TX)
- …of relevant experience in regulatory reporting and risk management (includes compliance , financial crimes, operational risk , internal audit, legal, ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Irving, TX)
- …years of relevant experience in regulatory reporting and risk management includes compliance , financial crimes, operational risk , audit, legal, credit ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Citigroup (Irving, TX)
- …prior to the execution of a process (QC). + Support and contribute to Operational and Compliance Risk in accordance with established Policy requirements. ... Provide support to identify, assess, record and response to Operational and Compliance Risk events,...controlled (if applicable). + Support on operational risk scenario analysis and stress testing for… more
- USAA (Plano, TX)
- …complex models. Executes the model audit review process compliant with the written risk and compliance policies and procedures which require independence. We ... testing plans for models that require expert model risk knowledge and skills. + Develops plans, reviews peers'...the independent model audit process compliant with the written risk and compliance policies and procedures at… more
- Federal Reserve System (Dallas, TX)
- …for having oversight of the District's financial and entity-level Sarbanes-Oxley (SOX) compliance and Enterprise Risk Management. The Manager will be accountable ... for the performance and results of the team, including the ongoing risk and SOX compliance -related responsibilities at the Federal Reserve Bank of Dallas. This… more