- USAA (Phoenix, AZ)
- …so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead supports the Second Line of… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. **Job Summary:** Reporting to the Controls Testing Leader in the Corporate Center Risk & Controls Office, this ... can produce high quality work product to demonstrate how testing was executed and linked back from the evidence...manner. **Main Responsibilities:** * Execution of test plans in compliance with applicable policies and guidance within the BURCO… more
- MUFG (Tempe, AZ)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Operational Risk Senior Lead Officer, Executive...security related work experience along with the following: + Testing practitioner with deep working experience in risk… more
- City National Bank (Phoenix, AZ)
- …company, and CNB's regulators. + Liaise with key stakeholder groups including Enterprise Risk Management, Operational Risk Management, First Line Business ... + Bachelor's Degree or equivalent + Minimum 8 years of Business Continuity Management, Operational Risk or Resilience assurance and / or oversight, or business… more
- American Express (Phoenix, AZ)
- …themes, etc. across the enterprise **Required Qualifications:** + 6 Years experience in operational risk management (eg, within Risk and/or Internal Audit ... across processes/products + Provide independent support for resolution of high- risk issues, and conduct independent testing of...function) + Understanding of critical operational risk management lifecycle activities + Excellent… more
- USAA (Phoenix, AZ)
- …risk management responsibilities + Coordinates with other control partners (eg Audit, Compliance and Operational Risk ) and regulatory examiners to ... responsibilities + Executive-level knowledge of industry-related regulatory requirements, and operational risk concepts + Demonstrated ability to successfully… more
- USAA (Phoenix, AZ)
- …Risk management responsibilities + Coordinates with other control partners (eg Audit, Compliance and Operational Risk ) and regulatory examiners to ... responsibilities. + Executive-level knowledge of industry-related regulatory requirements, and operational Risk concepts + Demonstrated ability to successfully… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical… more
- USAA (Phoenix, AZ)
- …trends required + Strong knowledge of industry-related regulatory requirements, and operational risk concepts + Demonstrated ability to successfully navigate ... system/process improvements + Partners with Senior Leaders in Audit, Compliance and Risk Management to provide input...a team of professionals who perform overall assessments of operational risks and controls, and conduct testing … more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,**...team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions… more
- PNC (Phoenix, AZ)
- …Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Process Management, Regulatory ... C&IB providing technology risk expertise focusing on risk and compliance work sets and act...includes consultation on the executable program components. Preferred qualifications; Risk and Control Self Assessments (RCSA) Design testing… more
- MUFG (Tempe, AZ)
- …network assessments, network security, application and database security assessments, encryption, risk analysis, and compliance testing required * ... and deliverables * Support regulatory exams and engagements * Support audit, risk management, and compliance assessments and engagements * Document and… more
- USAA (Phoenix, AZ)
- …and insight across the full range of risk exposures - insurance risk , financial risk , operational risk , compliance risk , strategic risk , ... leaders to ensure all risks are appropriately addressed consistent with policy and the Risk Appetite. + Liaises with Compliance and Chief Legal Office on legal… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Experience ... of advanced quality assurance programs across actuarial, financial, and banking model risk , ensuring rigorous testing , and adherence to internal audit standards.… more
- MUFG (Tempe, AZ)
- …and economics. Equivalent work experience equally preferable. + 4+ years of experience in Risk Reporting in the areas of Compliance and Operation Risk ... and influencing non-technical aspects of technology change (eg business and operational architectures) + Experience developing, testing and implementing… more
- Edward Jones (Tempe, AZ)
- …(business or Information Systems/Technology preferred) * 2+ years internal audit, risk management, compliance , or internal control experience with comprehensive ... experience and financial resources possible. **What You'll Do:** The Senior Digital Risk Manager will assist the division in identifying, assessing, mitigating, and… more
- Bank of America (Chandler, AZ)
- …business and support leaders. **Required Skills:** + 5+ years of risk management, compliance , and/or Anti-Money Laundering relatable experience **Desired ... work. **Skills:** + Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management + Analytical Thinking +… more
- Sumitomo Pharma (Phoenix, AZ)
- …vendor, including quality monitoring and liaising with the PVRM Director of Compliance to mitigate noncompliance risk for PV vendor, business partners, ... employee encounters is considered confidential. ** Compliance ** :Achieve and maintain Compliance with all applicable regulatory, legal and operational rules… more
- Wells Fargo (Chandler, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more