- Truist (Charlotte, NC)
- …operational support across a wide range of clients and products, mainly Debt Capital Markets aligned with Term Loan B's/Corporate Institutional debt, Corporate ... and external clients + Navigate and interpret complex legal documentation + Timely and accurate processing of all loan...Financials and Compliance documents to SyndTrak + Reconciliation of control reports and engaging with leadership daily on Key… more
- USAA (Charlotte, NC)
- …may present to business leaders. + Provide updates to the engagement level risk & control matrix and other audit documentation as deemed appropriate by AIC or ... us so special! **The Opportunity** As a dedicated **Staff Auditor - Capital Management** you'll perform audit assignments. Identify problems for resolution in… more
- USAA (Charlotte, NC)
- …us so special! **The Opportunity** As a dedicated **Senior Auditor** - ** Capital Management,** you will execute and lead audit assignments. Identifies problems and ... Maintains knowledge of financial services regulations. Performs risk and control identification and evaluation, advanced audit techniques, research and analysis,… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …fast growing and robust US generics business, with plans to move into the innovative market as well. The USA subsidiary also markets APIs to regulated and ... documentation , and equipment evaluation to improve speed to market on new products. + Provides feasible process &...Provides feasible process & controls, as well as associated capital estimates and timelines for new marketing initiatives by… more
- Bank of America (Charlotte, NC)
- …to ad hoc questions from senior leaders and regulators, maintaining process and control documentation and driving improvements in the overall process. This work ... Strong finance, risk or compliance background with quantitative skills preferred. Global Markets Risk Management serves as independent market risk oversight of… more
- Regions Bank (Charlotte, NC)
- …+ General knowledge of syndicated transactions and the ability to collaborate with Capital Markets and other lenders for agent and non-agent deals ... Money Laundering Software (BSA/AML), Beneficial Ownership, Office of Foreign Assets Control (OFAC), Flood Regulations) and documentation policies + Demonstrates… more
- Bank of America (Charlotte, NC)
- …risks within a large financial institution.Knowledge of key business segments including banking, capital markets , global markets etc. + Plan, perform, and ... especially those associated with correspondent banking, corporate banking, treasury management and capital markets conducting AML, sanctions and fraud reviews +… more
- Wells Fargo (Charlotte, NC)
- …processes + Execute highly-controlled processes including through execution of control infrastructure, model policies and usage, appropriate documentation , ... team that is responsible for managing Wells Fargo's balance sheet including capital , liquidity, funding, and interest rate risk management. Treasury seeks to ensure… more
- Regions Bank (Charlotte, NC)
- …models, and tools to create and analyze risk loss estimates and other capital planning documentation + May design, develop, and implement independent reporting ... consultation for risk identification, defines remediation efforts, and evaluates control design and effectiveness for problem/issue mitigation + Utilizes a… more
- Bank of America (Charlotte, NC)
- …a large financial institution. Knowledge of key business segments including retail, banking, capital markets , etc. + Subject matter expertise in US financial ... risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business… more
- City National Bank (Charlotte, NC)
- …Aerospace & Defense, Food & Beverage, Municipality, Renewable Energy, Capital Markets , Diversified Industries, Mortgage Warehousing, Franchise Finance, ... capacity, including Debt Service/Cash Flow/Fixed Charge Coverage (DSC/FCCR), working capital /turn day analysis, and CRE Debt Service Coverage.Analyzes tax returns… more
- Wells Fargo (Charlotte, NC)
- …various levels of staff and management. + Strong knowledge and understanding within the Capital Markets Industry + 4 year BS/BA degree or equivalent experience + ... etc. + Establish the workflow regarding vendor utilities and integration within CIB Markets including client uplift into the utility + Lead and create a strategy… more
- USAA (Charlotte, NC)
- …testing reviews, leveraging auditing techniques within Treasury, Treasury Operations, and Capital Markets . + Experience working with confidential and sensitive ... of regulatory compliance reviews and ongoing evaluations of the risk and control environment. We offer a flexible work environment that requires an individual… more
- Truist (Charlotte, NC)
- …and incorporated into recovery and resolution plans + Demonstrated understanding of capital markets activities and liquidity management + Proven ability to ... following job description:** Lead the development and maintenance of the control framework for Truist's recovery and resolution planning processes. This individual… more
- City National Bank (Charlotte, NC)
- …Aerospace & Defense, Food & Beverage, Municipality, Renewable Energy, Capital Markets , Diversified Industries, Mortgage Warehousing, Franchise Finance, ... and global cash flow of individuals/estates/trusts. + Verify that all required documentation is present and properly executed. + Identify and document testing… more
- WSP USA (Charlotte, NC)
- …power distribution, power regulation, renewable energy, as well as protection and control systems in a wide variety of contexts (utilities, transportation, building, ... Federal, State, and local government projects). Substantiates reports and documentation regarding material, installations, component, and construction specifications. Ensures… more
- Truist (Charlotte, NC)
- …Sales Practices Risk - Enterprise Complaints Governance & Oversight - Risk and Control Self-Assessment (RCSA) - Capital Risk Management - Enterprise Data Risk ... the ongoing development and maturation of Strategic Risk policy and procedure documentation , development and maintenance of enterprise wide as well as targeted… more
- Wells Fargo (Charlotte, NC)
- …Management Framework and ensuring effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls ... BCBS 239 requirements. The team is an integral part of the Company's control environment and provides credible challenge to relevant participants in the reporting… more
- Bank of America (Charlotte, NC)
- …those associated with correspondent banking, corporate banking, treasury management and capital markets conducting sanctions reviews. + Perform sanctions audits ... include designing and executing audit tests to evaluate the control environment, and assessing issues for business impact and...+ Internal Audit Review + Risk Management + Technical Documentation + Automation + Business Acumen + Issue Management… more