- USAA (Charlotte, NC)
- …so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead supports the Second Line of… more
- USAA (Charlotte, NC)
- …part of what makes us so special! **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you will be a member of the ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + Advanced knowledge of… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Wells Fargo (Charlotte, NC)
- …The Senior Independent Testing Specialist will be accountable for executing independent operational and compliance risk control testing focusing on ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Wells Fargo (Charlotte, NC)
- …+ Strategic Risk * Non-Financial Risk Track + Compliance + Independent Testing & Validation + Operational Risk + Strategic Risk **In this ... data using SAS, SQL, and/or Python + Knowledge and/or experience in compliance , operational risk , and/or experience in the financial services industry +… more
- Wells Fargo (Charlotte, NC)
- …+ Strategic Risk * Non-Financial Risk Track + Compliance + Independent Testing & Validation + Operational Risk + Strategic Risk **In this ... using Microsoft Office suite of products + Knowledge and/or experience in compliance , operational risk , and/or experience in the financial services industry… more
- Regions Bank (Charlotte, NC)
- …**Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line...Bachelor's degree and five (5) years of experience in Compliance , Operational Risk , Quality Assurance/Control,… more
- Bank of America (Charlotte, NC)
- Enterprise Independent Testing (EIT) Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington, New Jersey **Job Description:** At ... job is responsible for executing second line of defense compliance and operational risk oversight...the Global Compliance & Operational Risk Program with an emphasis on monitoring, testing… more
- Regions Bank (Charlotte, NC)
- …processes and procedures + Leads collaboration with Compliance and Non-Financial Risk executives in executing the testing program + Understands Regions' ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Manager is a second line...Relevant, applicable certifications and/or licenses + Advanced knowledge of compliance and operational risks **Skills and Competencies**… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...plans, executes and / or oversees execution of independent risk monitoring, testing and risk … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...+ Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Policies, Procedures, and Guidelines Management + Advisory… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR)… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities * Directly or via a team, documents,… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...units for ongoing oversight. + Establish, inspect, and maintain risk owned testing to identify emerging risks. ... responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk ...experience with compliance and operational risk principles and concepts, including controls testing , ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...The candidate will be responsible for developing and executing Risk oversight activities (eg, monitoring, testing and… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager - Operational Resiliency Charlotte, North Carolina;Atlanta, Georgia; Plano, Texas; Phoenix, Arizona **Job ... responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... Protiviti is looking for a Risk and Compliance Manager to join our growing Operational ...testing , and reporting. + Collaborate with internal audit, compliance , and other stakeholders to ensure alignment of … more
- Bank of America (Charlotte, NC)
- …for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and ... engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes… more