- Bank of America (Charlotte, NC)
- …working with a team of 5 or more onshore/offshore resources as part of pre-submission testing . The Testing lead , in collaboration with Testing Shared ... Financial Regulatory Reporting Specialist (Banking Products) - Lead ...innovation, process improvement and automation. Candidate will be a lead in the Enterprise Independent Testing organization… more
- Wells Fargo (Charlotte, NC)
- …planning & analysis, cost allocations, stress testing , product control and pricing, international business/regional reporting , Treasury support activities, ... SEC and regulatory reporting , and internal control frameworks for financial reporting . **In this...risk and control environment that influence and lead enterprise testing to meet deliverables and… more
- City National Bank (Charlotte, NC)
- **MANAGER INTERNAL CONTROL TESTING ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... gaps to appropriate stakeholders + Demonstrate understanding of operational risk, control testing methodologies, and related regulatory and compliance standards… more
- Wells Fargo (Charlotte, NC)
- …management framework and the risk and control environment that influence and lead enterprise testing to meet deliverables and drive new initiatives. + ... **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent ...+ 7+ years must include direct experience in regulatory reporting and testing . + Knowledge and understanding… more
- Wells Fargo (Charlotte, NC)
- …management framework and the risk and control environment that influence and lead enterprise testing to meet deliverables and drive new initiatives. + ... **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent...adequacy and effectiveness of policies, procedures, processes, systems, and control environment. + Ensure teams execute testing … more
- USAA (Charlotte, NC)
- …and driving best practice risk testing or auditing techniques (eg, transactional testing , control testing , substantive testing , etc.) across the ... are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead -CFO to work a hybrid...the execution of ongoing evaluations of the risk and control environment. This individual partners with various stakeholders across… more
- Truist (Charlotte, NC)
- …+ Incorporate results of quality monitoring activities, 2nd line testing , SOX testing and complaints reporting in control environment assessments and ... **Please review the following job description:** Support the Internal Control Monitoring and Testing Managers in the...Specific activities may change from time to time. + Lead and guide the ongoing design, execution, and continuous… more
- US Bank (Charlotte, NC)
- …is responsible for the identification of control and process weaknesses through testing activities. When gaps are identified, the Lead Analyst works with ... excel at-all from Day One. **Job Description** The Compliance Testing Lead Analyst is responsible for the...testing to assess the design and effectiveness of control , as well as confirming compliance with regulatory requirements… more
- Bank of America (Charlotte, NC)
- Quality Assurance Lead for Global Regulatory Reporting - US Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... activities including, but not limited to, independent monitoring and testing of controls and risk management processes for the...Reporting (GRR) Team within the CFO Global Financial Control (GFC) department. GRR's purpose is to drive high… more
- Wells Fargo (Charlotte, NC)
- …we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the CIB Markets Control organization, ... officer for Credit Sales & Trading + Serve as Control team lead for risk governance and...assurance and control routines, and risk and control metrics and reporting + Substantial knowledge… more
- Wells Fargo (Charlotte, NC)
- …we invest in you. Apply today **About this role:** Wells Fargo is seeking a Lead Control Management Officer. The Wells Fargo front line Evidence Based Control ... the control (s). We are looking for a Lead Control Management Officer to join our...training, military experience, education **Desired Qualifications:** + Experience assessing control design and performance through testing , audit… more
- Wells Fargo (Charlotte, NC)
- …we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Corporate & Investment Banking (CIB) ... corporate risk reporting channels and develop business cases to influence control owners and business sponsors on the need for additional or improved controls… more
- Wells Fargo (Charlotte, NC)
- …Apply today. **About this role:** Wells Fargo is seeking a Model Development Senior Lead Control Officer in the Corporate & Investment Banking (CIB) Control ... First Line of Defense risk program requirements. Within CIB Control , this position resides in the Business Aligned ...mitigate risks + Establish regular routines with corporate risk, testing & validation, and audit partners to provide transparency… more
- Wells Fargo (Charlotte, NC)
- …planning & analysis, cost allocations, stress testing , product control and pricing, international business/regional reporting , Treasury support activities, ... SEC and regulatory reporting , and internal control frameworks for financial reporting . **In this...other applicable policies + Resolve moderately complex issues and lead team to meet Independent Testing deliverables… more
- Huntington National Bank (Charlotte, NC)
- …to the Enterprise Risk Management (ERM) shared services director responsible for independent control testing , ERM analytics, Archer GRC, and the ERM Continuous ... Description Summary: The Regulatory Reporting Conformance Testing Program provides assurance...systems and business data. This role will build and lead the bank's second-line conformance testing program… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** As part of Governance and Control team perform control testing activities (including control ... (SME's) and BURM peers for guidance and input. In addition to Internal Control Testing , specific day-to-day responsibilities may include the following however… more
- Bank of America (Charlotte, NC)
- … reporting (10K/10Q) + Experiencing in performing end-to-end substantive testing of data elements and transactions from financial statements or regulatory ... Senior Audit Manager - Financial Regulatory Reporting Charlotte, North Carolina;Dallas, Texas; Boston, Massachusetts **Job Description:** At Bank of America, we are… more
- Bank of America (Charlotte, NC)
- …skepticism and ability to partner with a third-party vendor to develop effective testing approaches in a regulatory reporting environment + Strong controls ... Global Regulatory Reporting Conformance Program & Observation Management Executive Charlotte,... (GRR) function, a part of the Global Financial Control organization within the CFO Group, is responsible for… more
- Regions Bank (Charlotte, NC)
- …central repository for aggregating source data for Financed Emissions measurement, including quality control , testing and reporting of QC/ testing results ... external data required for research and analysis purposes + Collaborates with Risk Reporting to design dashboards to improve risk awareness throughout the firm +… more
- Bank of America (Charlotte, NC)
- …Global Regulatory Reporting (GRR) Team within the CFO Global Financial Control (GFC) department. GRR's purpose is to drive high quality regulatory reports ... execution of risk framework activities including independent monitoring and testing of controls and risk management processes for the...this role will work closely with the QA Team Lead and regulatory reporting Subject Matter Experts… more