- City National Bank (Charlotte, NC)
- ** MANAGER INTERNAL CONTROL TESTING ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and ... in issue management design and/or execution + Strong knowledge of internal control management practices and testing methodology with proven experience… more
- Truist (Charlotte, NC)
- …Matter Experts (SME's) and BURM peers for guidance and input. In addition to Internal Control Testing , specific day-to-day responsibilities may include the ... design and effectiveness testing ). Perform compliance monitoring indicator (CMI) activities. Testing resource to perform Internal Control and Compliance… more
- Bank of America (Charlotte, NC)
- …Manager - Capital Management and Enterprise Capital Stress Testing Wilmington, Delaware;Stamford, Connecticut; Atlanta, Georgia; Charlotte, North Carolina; ... risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business… more
- Bank of America (Charlotte, NC)
- Business Control Manager Pennington, New Jersey;Boston, Massachusetts; Charlotte, North Carolina; Jacksonville, Florida **Job Description:** At Bank of America, ... This job is responsible for leading and executing on internal control discipline and operational excellence within...actions plans and milestones. The Workplace Benefits Business Governance Control Manager manage risk across the business… more
- Truist (Charlotte, NC)
- … Auditor will interpret the results of audit work performed, determine internal control weaknesses, and make value-added recommendations. On occasion, the ... effectiveness and efficiency of controls. 3. Design and execute testing strategy by incorporating the use of data analytics....by incorporating the use of data analytics. 4. Identify internal control weaknesses, including risks, and root… more
- Bank of America (Charlotte, NC)
- AML Operations High Risk Detection Group, Global Screening Control Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a ... and Control inventory through Single Process Inventory (SPI), the underlying metric/ control testing , and the reporting/escalation of the results. + Establish… more
- Bank of America (Charlotte, NC)
- Private Bank Financial Crimes Business Control Manager Charlotte, North Carolina;Atlanta, Georgia; Jacksonville, Florida; Houston, Texas; Baltimore, Maryland; ... power to make a difference. Join us! **Job Description:** The Financial Crimes Business Control Manager will report to the Private Bank Supervision Executive and… more
- PNC (Charlotte, NC)
- …in developing audit findings and recommendations regarding business process optimization, internal control , and compliance. Reviews work papers. Performs complex ... opportunity to contribute to the company's success. As an Internal Audit Manager , you will be within...business processes, and account balances. + Keeps abreast of internal control audit trends to assure audit… more
- PNC (Charlotte, NC)
- …reviews of internal audit work paper documentation. May perform complex testing procedures and audit risk and control assessments. + Makes recommendations ... opportunity to contribute to the company's success. As an Internal Audit Team Manager Sr., you will...business processes, and account balances. + Maintains awareness of internal control audit trends to assure audit… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Technology Solutions **Job Description:** The Senior Manager , Process & Control oversees and leads build out of processes ... control oversight, efficiencies, and client experience working with internal stakeholders and partners. + Evaluate levers that may include lean/process… more
- Wells Fargo (Charlotte, NC)
- …business/regional reporting, Treasury support activities, SEC and regulatory reporting, and internal control frameworks for financial reporting. **In this role, ... and control environment + Collaborate and consult with colleagues, internal partners, management and lines of business regarding risk management **Required… more
- Wells Fargo (Charlotte, NC)
- …business/regional reporting, Treasury support activities, SEC and regulatory reporting, and internal control frameworks for financial reporting. **In this role, ... situations requiring solid understanding of risk management framework and the risk and control environment that influence and lead enterprise testing to meet… more
- USAA (Charlotte, NC)
- …apart:** + Four plus years of experience within a large financial institution conducting control testing within Compliance, Risk, Internal Audit, or a ... on raised issues. + Build, develop, and maintain relationships with business and internal control partners (Audit, Risk & Compliance, Legal) to facilitate… more
- Synchrony (Charlotte, NC)
- Job Description: **Role Summary/Purpose:** This position is responsible for conducting control testing activities of Synchrony Bank ('SYB') and Synchrony ... testing for controls that mitigate operational, regulatory, and financial risks. Control testing is an independent 2nd line assurance process that, together… more
- Wells Fargo (Charlotte, NC)
- …of the adequacy and effectiveness of policies, procedures, processes, systems, and control environment. + Ensure teams execute testing and validation in ... situations requiring solid understanding of risk management framework and the risk and control environment that influence and lead enterprise testing to meet… more
- City National Bank (Charlotte, NC)
- …stakeholders. Attend meetings with and/or in place of SVP BCO, or Senior Business Control Manager to provide feedback and escalate decision. + Build and sustain ... & Challenge interactions with LOB, engage with 2LOD Compliance Testing (including RBC) to provide sufficient guidance and support...external audits. + Act as a liaison representing Business Control Office at internal meetings; establishing and… more
- TD Bank (Charlotte, NC)
- … control oversight, efficiencies, and client experience working with internal stakeholders and partners. + Evaluate levers that may include lean/process ... and plans for resource management, requirements management, change management, business testing and quality assurance, in line with control objectives.… more
- Synchrony (Charlotte, NC)
- …and results. + Act as Internal Audit department subject matter expert for IT control testing and enterprise GRC tool. + Maintain Internal Audit and ... technologies in financial reporting, technology, banking, and finance. + Experience improving control testing efficiency through analytics and automation. + Team… more
- Wells Fargo (Charlotte, NC)
- About this role: Wells Fargo is seeking a Control Management Senior Manager to lead key strategic risk initiatives within the CIB (Corporate and Investment ... areas and lines of business at wellsfargojobs.com. The Corporate & Investment Banking Control organization serves as the front line of risk management and is… more
- Synchrony (Charlotte, NC)
- …will be responsible for the planning, execution, and reporting of IT control testing , as well as coordination with Internal Audit, External Audit, and the ... + Provide assurance by developing and executing IT General Control and IT application control testing...the IT function + Assist and support the Senior Manager in building the IT SOX testing … more