- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... Operational Risk , is looking for a Compliance and Operational Risk Specialist to provide second-line oversight of NFRR for the America's (AMRS)… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist - Credit Risk Charlotte, North Carolina;Dallas, Texas; Newark, Delaware; Plano, Texas **Job Description:** ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... power to make a difference. Join us! The Compliance & Operational Risk (C&OR) Specialist is responsible for maintaining enterprise-wide oversight of… more
- Bank of America (Charlotte, NC)
- …Process Management The NFRR Enterprise Area of Coverage (NFRR EAC) Compliance & Operational Risk (C&OR) Specialist is an individual contributor member of ... EAC Compliance & Op Risk Specialist...EAC Compliance & Op Risk Specialist Pennington, New Jersey;Charlotte, North...the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and… more
- Bank of America (Charlotte, NC)
- … and Operational Risk , is looking for a Compliance and Operational Risk Specialist to provide second-line oversight of NFRR for the America's ... EAC Compliance & Ops Risk Specialist...EAC Compliance & Ops Risk Specialist Chicago, Illinois;Charlotte, North Carolina...the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and… more
- Truist (Charlotte, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational , compliance ) within Enterprise Technology. 2. Serve as a subject matter ... to the Truist independent risk oversight function (second-line-of-defense) for Technology Risk . The Technology Risk Specialist Strategic Execution role… more
- Bank of America (Charlotte, NC)
- …ability to recognize all risk categories including credit, market, operational , and compliance . Responsibilities: + Assists with quality assurance activities ... Risk Management Sr Specialist Charlotte, North...Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours… more
- Truist (Charlotte, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational , compliance ) within Enterprise Technology. 2. Serve as a subject matter ... partners across the organization. 5. Review and challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and… more
- Truist (Charlotte, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational , compliance ) within Enterprise Technology. 2. Serve as a subject matter ... teams and internal partners. 5. Review and challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and audit… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Compliance Monitoring and Adherence Business Accountability Specialist to support the Compliance … more
- Bank of America (Charlotte, NC)
- … Management Standards. The GFC Specialist assists in engaging other Compliance and Operational Risk ("C&OR") officers, including horizontal coverage ... and operational risks in alignment with the Compliance and Operational Risk Management...management of processes unique to economic sanctions. The Sanctions Risk Specialist is a function within GES… more
- Bank of America (Charlotte, NC)
- …and enterprise level. The GFC Specialist assists in engaging other Compliance and Operational Risk ("C&OR") officers, including horizontal coverage ... and operational risks in alignment with the Compliance and Operational Risk Management...Compliance - Enterprise Policies ("GC Policy"). The GFC Specialist contributes to the identification of themes and trends… more
- Bank of America (Charlotte, NC)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... and operational risks in alignment with the Compliance and Operational Risk Management...Risk Management Standards. The Global Financial Crimes ("GFC") Specialist , under supervision, assists Global Economic Sanctions executives and… more
- Bank of America (Charlotte, NC)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... and operational risks in alignment with the Compliance and Operational Risk Management... Specialist will engage with Global Financial Crimes Risk Managers, Financial Crimes Investigators, Compliance and… more
- Bank of America (Charlotte, NC)
- …systems to surveillance alert generation. + Serve as technical liaison for GBAM Compliance and Operational Risk groups regionally on interactions with ... + Manage the Surveillance Technology Book-of-Work. **Global Surveillance Strategy Specialist - Role Description** + Assist in the execution...Support team efforts to provide technical liaison for GBAM Compliance and Operational Risk groups… more
- Wells Fargo (Charlotte, NC)
- …risk culture that identifies and provides oversight and escalation of existing and emerging compliance and operational risk issues. + Create a culture of ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Charlotte, NC)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... Global Financial Crimes Specialist (Quality Control) Charlotte, North Carolina;Chicago, Illinois; Pennington,...and operational risks in alignment with the Compliance and Operational Risk Management… more
- Bank of America (Charlotte, NC)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... Global Financial Crimes Specialist Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; Pennington,...and operational risks in alignment with the Compliance and Operational Risk Management… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Charlotte, NC)
- …difference. Join us! This individual is responsible for executing substantive economic sanctions compliance and operational risk practices in any sanctions ... GFC Specialist New York, New York;Washington, District of Columbia;...sanctions related risk management reporting to Global Compliance & Operational Risk (GC&OR)… more