- Bank of America (New York, NY)
- Quality Assurance Manager - AML /GFC Charlotte, North Carolina;New York, New York; Stamford, Connecticut; Atlanta, Georgia; Dallas, Texas; Boston, ... risks are adequately designed and functioning effectively. + The Quality Assurance Team is responsible for ensuring...are not limited to: + Subject matter expertise of BSA/ AML and Fraud related risks with a focus on… more
- Citigroup (New York, NY)
- …and foreign regulators externally and Citi Internal Audit and Compliance Assurance staff, as appropriate, including coordinating AML -related examinations, audit ... The Compl AML Core Sr Director manages multiple teams of...Feedback Channel with the Businesses, Internal Audit and Compliance Assurance to proactively perform root cause analysis and communicate… more
- Bank of America (New York, NY)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of the audit plan in a timely manner, within quality standards and in conformance to audit policies and...Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or… more
- Deloitte (New York, NY)
- …documentation, scope of work, resource planning, design, implementation, and quality assurance . + Facilitate technical skill-building within the ... and Economic Trade Sanctions domain. As a Data Analytics Manager focusing on AML , you will have...regular updates on project delivery covering aspects such as quality , timelines, risk, and issue management. + Track internal… more
- KPMG (New York, NY)
- …the needs of the team and business; solid experience in performing auditing, testing or quality assurance of AML and/or OFAC controls and processes + ... **Business Title:** Manager , Financial Crimes **Requisition Number:** 113300 - 68...crimes (such as Bank Secrecy Act (BSA), Anti-Money Laundering ( AML ), and Office of Foreign Assets Control (OFAC)/sanctions) and… more
- Capital One (New York, NY)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... and executing a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk...believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's… more
- SMBC (New York, NY)
- …Business Control Officers, Risk Management, Operations, IT, and Legal; + Support Quality Assurance efforts within the Market Surveillance program; + Support ... Crime department is responsible for ensuring the compliance with anti-money laundering ( AML ), Bank Secrecy Act, USA PATRIOT Act, OFAC and sanctions regulations for… more