- USAA (Plano, TX)
- …so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead supports the Second Line of… more
- Bank of America (Dallas, TX)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...plans, executes and / or oversees execution of independent risk monitoring, testing and risk … more
- Bank of America (Dallas, TX)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... - Global Compliance and Operational Risk Charlotte, North Carolina;Dallas, Texas; Pennington, New Jersey; Plano,...**Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer… more
- Bank of America (Plano, TX)
- Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Providence, Rhode Island; Wilmington, Delaware; Plano, Texas **Job Description:** ... work environment, and mentoring team members. **Responsibilities** + Subject matter expertise of compliance and operational risk frameworks and a solid… more
- Bank of America (Plano, TX)
- EAC Compliance & Operational Risk Manager- Enterprise Data Charlotte, North Carolina;Chicago, Illinois; Atlanta, Georgia; Plano, Texas **Job Description:** ... plans, executes and / or oversees execution of monitoring, testing and risk assessments, and communicates results...experience **Role Responsibilities** The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR)… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Operational Risk Senior Lead Officer, Executive...security related work experience along with the following: + Testing practitioner with deep working experience in risk… more
- Citigroup (Irving, TX)
- …Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates ... contributor position accountable for end-to-end call listening controls monitoring & testing design - ie, operational controls performance assurance/ testing… more
- Citigroup (Irving, TX)
- …and regional MCA teams. The position requires a solid conceptual/practical grounding in both Operational and Compliance Risk Management as well as current ... of Citi's MCA Program by driving compliance to Policy, Procedures. The Operational Risk Sr Analyst is a seasoned professional role. Applies in-depth… more
- Citigroup (Irving, TX)
- …- Foundational Programs or Policy Teams + USPB Compliance Officers + USPB Senior Operational Risk Manager + ORM Risk Category Owners (eg, Fraud, Tech & ... appropriate action to establish Path to Green or effective remediation. + Independently lead Operational Risk Targeted Reviews, Control Testing , and Risk … more
- JPMorgan Chase (Plano, TX)
- …be best-in-class. As a Cybersecurity Operational Lead, you will work within the Compliance , Conduct, and Operational Risk (CCOR) team to collaborate with ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...vulnerabilities and emerging technologies + Perform independent assessments of operational risks though operational risk … more
- JPMorgan Chase (Plano, TX)
- …and maintain collaborative relationships across the firm. + Knowledge of operational risk and control management. **Preferred qualifications, capabilities, and ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...identify and implement enhancements to reporting tools, ensuring thorough testing and effective communication. + Direct the creation of… more
- Citigroup (Irving, TX)
- …prior to the execution of a process (QC). + Support and contribute to Operational and Compliance Risk in accordance with established Policy requirements. ... Provide support to identify, assess, record and response to Operational and Compliance Risk events,...controlled (if applicable). + Support on operational risk scenario analysis and stress testing for… more
- USAA (Plano, TX)
- …complex models. Executes the model audit review process compliant with the written risk and compliance policies and procedures which require independence. We ... testing plans for models that require expert model risk knowledge and skills. + Develops plans, reviews peers'...the independent model audit process compliant with the written risk and compliance policies and procedures at… more
- Federal Reserve System (Dallas, TX)
- …for having oversight of the District's financial and entity-level Sarbanes-Oxley (SOX) compliance and Enterprise Risk Management. The Manager will be accountable ... for the performance and results of the team, including the ongoing risk and SOX compliance -related responsibilities at the Federal Reserve Bank of Dallas. This… more
- Bank of America (Fort Worth, TX)
- …documents, and escalates defects identified during testing , working closely with Compliance and Operational Risk officers and/or Front Line Unit ... preliminary reporting and analysis of results, and collaborating with Compliance and Operational Risk officers...Rules, and Regulations + Quality Assurance Team Overview Global Risk Analytics (GRA) and Enterprise Independent Testing … more
- USAA (Plano, TX)
- …risk management responsibilities + Coordinates with other control partners (eg Audit, Compliance and Operational Risk ) and regulatory examiners to ... responsibilities + Executive-level knowledge of industry-related regulatory requirements, and operational risk concepts + Demonstrated ability to successfully… more
- USAA (Plano, TX)
- …Risk management responsibilities + Coordinates with other control partners (eg Audit, Compliance and Operational Risk ) and regulatory examiners to ... responsibilities. + Executive-level knowledge of industry-related regulatory requirements, and operational Risk concepts + Demonstrated ability to successfully… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical… more
- USAA (Plano, TX)
- …trends required + Strong knowledge of industry-related regulatory requirements, and operational risk concepts + Demonstrated ability to successfully navigate ... system/process improvements + Partners with Senior Leaders in Audit, Compliance and Risk Management to provide input...a team of professionals who perform overall assessments of operational risks and controls, and conduct testing … more
- Huron Consulting Group (Dallas, TX)
- …of banking regulations, policies, and governance to help clients build robust risk management frameworks and ensure regulatory compliance . Within the Enterprise ... to clients: * Risk Governance Framework * Risk Organizational Design * Control taxonomy and testing...+ **Policy and Governance** : Design, review, and enhance risk policies and governance structures to ensure compliance… more