- Metropolitan Transportation Authority (New York, NY)
- …Department of Diversity and Civil Rights (DDCR)SUPERVISOR: Deputy Chief , Equal Opportunity OfficerLOCATION: Manhattan, Queens, Brooklyn, Various locations ... date of hire.SUMMARY:Under the direction of the Deputy Equal Opportunity Officer , the Senior Equal Opportunity (EO) Investigator partners with Agency management… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- CIBC (New York, NY)
- …institution based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, ... SEC, OCC, and state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to… more
- SMBC (New York, NY)
- …benefits to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all ... components of the compliance program for an investment advisory firm in Manhattan,...near future. The CCO will foster a culture of compliance and ensure local regulatory compliance requirements… more
- Weill Cornell Medical College (New York, NY)
- Title: Chief Research Compliance Officer /Research Integrity Officer Location: Upper East Side Org Unit: General Research Compliance Work Days: ... for this role when Hired for NYC Offices **Position Summary** The Chief Research Compliance Officer /Research Integrity Officer (CRCO/RIO) is responsible… more
- Bloomberg (New York, NY)
- …YOU TO:** Support the Global Head of Risk and Compliance Shared Services, the global Chief Compliance Officer , and the global Chief Risk Officer , ... Risk Assurance and Testing Oversight Officer - Chief Risk Office **New...as evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance team… more
- Arena Investors LP (New York, NY)
- …function overseeing Arena's principal lines of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business Leaders to ... areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a… more
- Citigroup (New York, NY)
- …ICRM CAO is a member of the ICRM leadership team working daily with the Citi Chief Compliance Officer and the ICRM leadership team related to the following: ... + Independent Compliance Risk Management is Citi's second line compliance risk oversight function chartered to provide ongoing challenge and oversight of the… more
- S&P Global (New York, NY)
- …and to the Regional Covering Compliance Managers (RCCM) and, at times, the Chief Compliance Officer (North America) on significant compliance matters ... **About the Role:** **Grade Level (for internal use):** 12 **The Role: Compliance Officer ** The Compliance Officer role is based in Englewood or New York… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- Insight Global (New York, NY)
- … Compliance Officer to join their organization this person will be assisting the Chief Compliance Officer for all day to day activities. They will be ... involved and exposed to all areas of compliance including BSA, AML, KYC and OFAC. The role...with OCC for annual review. * Oversight of other compliance individuals while CCO is unavailable We are a… more
- MTA (New York, NY)
- …- $104,700 HAY POINTS: 519 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: 2 Broadway HOURS OF WORK: 9:00 ... attention. + Manage the analytical and administrative work generated by the Agency Chief Compliance Officer and Compliance Director as part of Internal… more
- Wellington (New York, NY)
- …investments business. Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the ... Legal and Enterprise Risk Group and will report to the Private Investments Chief Compliance Officer , working closely with other compliance professionals… more
- SMBC (New York, NY)
- … Compliance Department (ie, Compliance Administrative Officer and Chief Compliance Officer ). **Role Objectives** + Assist with the management ... **Role Description** SMBC would like to hire a Senior Compliance Program Manager who would be responsible for the...and oversight of the Americas Division Compliance Department (CPAD). + Provide broad support… more
- TD Bank (New York, NY)
- …The AVP, Compliance , Business Management reports to the TDBG SVP, Deputy Chief Compliance Officer and Compliance Transformation. Individual ... provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** The Global Compliance Department… more
- Citigroup (New York, NY)
- …and objectives with compliance strategy and risk appetite. + Representing Chief Compliance Officer in significant strategic initiatives as requested. ... Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible… more
- Citigroup (New York, NY)
- …and objectives with compliance strategy and risk appetite. + Representing Chief Compliance Officer in significant strategic initiatives as requested. ... Serves as key function/business/product compliance risk manager and thought leader for Independent...compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,… more
- Google (New York, NY)
- …and RCI. This role will manage a global team and will report directly to Google's Chief Compliance Officer . The US base salary range for this full-time ... years of professional experience. + 3 years of experience in Audit or Compliance leadership role(s) in industry. Preferred qualifications: + One or more professional… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory… more
- Citigroup (New York, NY)
- …**Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy ... AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including other… more
