- Bank of America (New York, NY)
- …ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), ... the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and… more
- Bank of America (New York, NY)
- …and oversight of the Global Compliance -- Enterprise Policy, the Operational Risk Management -- Enterprise Policy (collectively "the Policies") ... and the Compliance and Operational Risk Management ("CORM") Program as applied to the firm's swap dealers. The EAC identifies, escalates and mitigates… more
- Bank of America (New York, NY)
- …ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), ... the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and… more
- Bank of America (New York, NY)
- …ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), ... the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and… more
- Bank of America (New York, NY)
- …is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance ... in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies) and the … more
- TD Bank (New York, NY)
- …ORM Framework will oversee the design, development, update, and implementation of the operational risk management framework. This role requires extensive ... processes and methodologies. The Executive Head of US Operational Risk Management Framework acts...risk appetite and mitigation requirements for specific exposures, compliance with operational risk policies,… more
- Grant Thornton LLP (New York, NY)
- …+ Proven technical ability handling compliance issues, CRCM certification preferred + Compliance risk management , audit, or risk management ... As a Regulatory Compliance and Operational Risk ...protection principles, compliance management systems, compliance risk management , consumer protection… more
- Grant Thornton LLP (New York, NY)
- …Knowledge of consumer protection principles, compliance management systems, compliance risk management , consumer protection laws (TILA, ECOA, RESPA, ... As a Regulatory Compliance and Operational Risk ...+ Bachelor's degree in Accounting, Economics, Finance, Information Technology, Risk Management , or related field required +… more
- Grant Thornton LLP (New York, NY)
- …Knowledge of consumer protection principles, compliance management systems, compliance risk management , consumer protection laws (TILA, ECOA, RESPA, ... As a Regulatory Compliance and Operational Risk ...+ Bachelor's degree in Accounting, Economics, Finance, Information Technology, Risk Management , or related field required +… more
- Wells Fargo (New York, NY)
- …relationship or product role a plus + Ability to partner with internal constituents ( Compliance , Operational Risk , RAR, Audit, etc.) + Proven track record ... and experience a plus + Prior experience in a risk management role + Prior experience in...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Bank of America (New York, NY)
- …systems to surveillance alert generation. + Serve as technical liaison for GBAM Compliance and Operational Risk groups regionally on interactions with ... Support team efforts to provide technical liaison for GBAM Compliance and Operational Risk groups...types and changes to the market microstructure. + Support management of the Surveillance Technology Book-of-Work. **Core Requirements** +… more
- Federal Reserve System (New York, NY)
- …risk and compliance programs that include vendor and third-party risk management , business continuity and resiliency, business process modeling, internal ... compliance , among other core areas that promote effective risk management and resilience of the Group's...compliance or audit experience. + Understanding of trading compliance and operational risk control… more
- Citigroup (New York, NY)
- …focused on the development and implementation of non-financial risk monitoring program ( compliance risk , operational risk , and reputation risks), in ... with the sub-committee chair / lead consistent with establish guidance. + Lead the Compliance and Operational Risk Identification, Risk Appetite, and… more
- American Express (New York, NY)
- …and competency in the assessment of risks and controls, particularly associated with consumer or compliance risk , operational risk , or internal fraud ... make an impact in this role? + Execute conduct risk procedures on audit projects in conformance with department...with impact to individuals at various levels of business management ; + Work effectively with unstructured tasks to provide… more
- Morgan Stanley (New York, NY)
- …for acting as the central point of contact with our partners including Compliance , Audit, Legal, Operational Risk , Financial Control Group, Technology, ... to Senior Management for all assignments *Ensure Compliance and Operations Risk approves process changes...risk assessments and exams - Regulator, Internal Audit, Operational Risk and Compliance *Must… more
- JPMorgan Chase (New York, NY)
- …Data and Analytics Office (CDAO), Compliance , Conduct and Operational Risk (CCOR), and global exam management teams to deliver fulsome and consistent ... Join JPMorgan Chase's Risk Management and Compliance team, where your expertise will be central to maintaining our strength and resilience. You'll anticipate… more
- American Express (New York, NY)
- …our marketing channels. + Maintain strong partnerships with Product Management , Marketing, Compliance , GCO, Operational Risk , and other key partners. + ... and define your own path. Find your place in risk and analytics on #TeamAmex. Enterprise Comms & MarTech...launch more than 28,000 marketing campaigns worldwide. The Comms Compliance Review (CCR) team within ECMX is responsible for… more
- Citigroup (New York, NY)
- …procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... of a process (QA). + Support and contribute to Operational and Compliance Risk in...**Education:** Bachelor's/University degree or equivalent experience. **Job Family Group:** Risk Management **Job Family:** Business Risk… more
- Citigroup (New York, NY)
- …and where similar risk exposure might exist. + Provide governance over Operational and Compliance Risk in accordance with established Policy ... teams to identify, assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic, Reputational, etc), including… more
- Bank of America (New York, NY)
- …compliance and operational risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global ... and operational risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance … more