- Weill Cornell Medical College (New York, NY)
- Title: Chief Research Compliance Officer /Research Integrity Officer Location: Upper East Side Org Unit: General Research Compliance Work Days: ... this role when Hired for NYC Offices **Position Summary** The Chief Research Compliance Officer /Research Integrity Officer (CRCO/RIO) is responsible for… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** **Job Overview:** This Compliance Officer is a key member of the TDS US Compliance ... global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance … more
- City of New York (New York, NY)
- …add staff to fulfill critical functions. Position Summary The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a ... Trust's legal and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trust's legal matters, focusing on … more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Trade / Export Control - Legal & Compliance **New York, NY** Posted May 17, 2024 - Requisition No. 125360 The energy of a ... correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US export control regulations specifically applicable to… more
- Hold Brothers (New York, NY)
- …goals are delivered. We are seeking a highly skilled and experienced public equities trading Compliance Officer to join our team. The Compliance Officer ... Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/ Officer to join the team. He/she will help with the delivery… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be limited to:… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- City National Bank (New York, NY)
- ** COMPLIANCE OFFICER SENIOR-CONSUMER** **WHAT IS THE OPPORTUNITY?** The Senior Consumer Compliance Officer is responsible for managing and maintaining ... assigned areas of the compliance program including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to develop, implement… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- Temporary Executive Assistant to the General Counsel and Chief Compliance Officer - 240171 : N/A Description Job Summary: This temporary position supports the ... General Counsel and Chief Compliance Officer , its Managing Counsels and the Legal and Compliance Department through a variety of tasks that require careful… more
- City of New York (New York, NY)
- …of the Director, Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency EEO personnel, ... workforce across over 80 agencies (mayoral or non-mayoral). The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to… more
- Motion Recruitment Partners (New York, NY)
- Privacy Compliance Officer New York, NY **Hybrid** Contract $64.08/hr - $70/hr Our client is looking for full-time Privacy Compliance Officer . This role ... global privacy initiatives, interacting on a regular basis with Legal & Compliance , Information Security, Technology, Business, and Internal Audit groups as well as… more
- Insight Global (New York, NY)
- Job Description A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief Compliance ... will be involved and exposed to all areas of compliance including BSA, AML, KYC and OFAC. The role...with OCC for annual review. * Oversight of other compliance individuals while CCO is unavailable We are a… more
- S&P Global (New York, NY)
- …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... S&P Global Ratings data and technology activities from a Compliance , Risk & Internal Controls perspective. The role will...Internal Controls perspective. The role will also represent the Compliance & Risk function in data and technology governance… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Senior** **Lead Compliance Officer ** in Corporate Risk as part of **Equity Sales and Trading Compliance .** ... and business divisions at wellsfargojobs.com . Equities Sales and Trading Compliance provides coverage for Cash, Derivatives, Electronic Trading, Research Sales,… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... support of the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Surveillance Compliance officer to join their team in New York. The ... and venues with an opportunity to gain exposure to a wider range of compliance activities at a market-leading firm. Marex has unique access across markets with… more
- Bloomberg (New York, NY)
- Senior Data Privacy Compliance Officer - Legal & Compliance **New York, NY** Posted Jun 11, 2024 - Requisition No. 125883 The energy of a newsroom, the pace ... make it happen. What's the role? Bloomberg's Legal & Compliance Department plays a critical role in supporting our...by our award-winning pro bono program. The Data Privacy Compliance team works closely with our Legal counterparts, business… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the compliance program for an investment advisory firm in Manhattan,...near future. The CCO will foster a culture of compliance and ensure local regulatory compliance requirements… more