- TD Bank (New York, NY)
- … Regulatory & Supervisory Management proactively supports the TD Securities Global Markets' businesses to achieve: sustainable business strategies; effective and ... and regulatory requirements. The Global Markets Venue Management (GMVM) Associate specifically supports the GMVM Director in the remediation of identified risks… more
- SMBC (New York, NY)
- …futures, treasury futures & options, etc. CM is looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...is responsible for managing regulatory and internal audit matters, business processes, and policy… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Morgan Stanley (New York, NY)
- …* Setting of trading limits and defining appropriate limit structure governance * Regulatory reporting governance * Conducting risk reviews of sales and trading ... the front-office processes is also preferred, particularly: o Electronic Trading Governance o Regulatory requirements o Regulatory Reporting * Experience in… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $125,000 - $165,000 USD TD is committed to providing fair ... more specific details for this role **Job Description:** TD Securities offers a wide range of capital markets products...**Job Description:** TD Cowen is looking for a Research Associate to join its **Sustainability & Energy Transition team… more
- PNC (New York, NY)
- …for an experienced portfolio management and balance sheet analytics director. As an Associate Director in ALM Investments - Portfolio Management, you will be based ... to fixed-income portfolio analytics and attribution, forecasting and analysis of securities and swap net interest income, portfolio stress testing, as well… more
- TD Bank (New York, NY)
- … Securities **Job Description:** **Job Overview** TD Cowen, a division of TD Securities , is looking for an Equity Research Associate to join its Healthcare, ... analysis research reports (eg, initiating coverage reports, thematic reports, quarterly reporting initiatives, and marketing packages) + Assists in the development… more
- CIBC (New York, NY)
- …and decision support processes. These services include financial, management and regulatory reporting , maintenance of accounting records and internal controls, ... Management, Financial Analysis and Reporting , Financial Consulting, Governance Reporting , Microsoft Excel, Regulatory Requirements, Risk Assessments At CIBC,… more
- Morgan Stanley (New York, NY)
- …activities such as Product Controllership, Profit & Loss (P&L) analysis, Regulatory Reporting , Digitization, Business Management, Capital Requirements and ... dynamic environment > Strong technical skills including Excel, PowerPoint, and MS Project > Regulatory reporting and/ or CCAR experience is a plus *What you can… more
- SMBC (New York, NY)
- …programs focused on implementation of processes, methodologies, and systems that meet regulatory requirements and industry best practices. The Associate will be ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- PNC (New York, NY)
- …and have an opportunity to contribute to the company's success. As an ALM Associate within PNC's Chief Investment Office organization, you will be based in New York ... daily strategies and objectives around managing $130+ billion of fixed income securities and $45 billion notional of interest rate swaps/derivatives. The team… more
- JPMorgan Chase (New York, NY)
- …remediate and prevent issues on an ongoing basis. **Job Summary:** As a Senior Associate in the Valuation Control Group, you will be responsible for all aspects of ... framework relating to products such as, but not limited to, Deposits, Securities , Loans and Long-Term Debt instruments. The Valuation Control Group (VCG) also… more
- BlackRock (New York, NY)
- …span across product development, research, client service, product positioning, reporting , and education across Index Equity's full offerings including commingled ... aspects of portfolio strategy including portfolio management, trading, transitions, and securities lending. Articulate competitive advantages to clients. + Assist in… more
- Mizuho Corporate Bank (New York, NY)
- …accounting or equivalent + Intermediate knowledge of financial accounting and reporting + Intermediate knowledge of financial products (eg, loans, deposits, ... securities , derivatives, money market products and repo). + Experience...of your department, as well as local laws and regulatory obligations. Company Overview Mizuho Financial Group, Inc. is… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. The Margin Collateral Associate /AVP is responsible for daily margin processing for all Firm repo and ... securities lending clients. Interfacing with our valued clients, both...Ensure compliance with internal risk management policies and external regulatory requirements including FINRA 4210. **Client Interaction:** - Communicate… more