- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Internal Audit Director - Institutional Securities Technology* ... We're seeking someone to join our team as a Director to provide audit coverage for application...audit coverage for application and system infrastructure supporting Institutional Securities Technology Audit . In the … more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Internal Audit Director - Institutional Securities Group (Fixed ... We are seeking a Director to join our Institutional Securities Fixed Income Internal Audit team. The candidate will execute and lead assurance activities… more
- JPMorgan Chase (Jersey City, NJ)
- …the fastest growing businesses undergoing a lot of innovation and change! As an Internal Audit Executive Director - CIB Technology, you will partner closely ... This position reports to the Managing Director for the Commercial and Investment Bank (CIB)...across control domains and within the line of business. Internal Audit is an independent function at… more
- JPMorgan Chase (Jersey City, NJ)
- …and financial responsibilities for the GT and CDAO Audit Teams. As an Internal Audit Executive Director - Chief Operating Officer, you will be a ... Data Analytics Office Audit team at the Audit Product Control Committee. Internal Audit...businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Director with a minimum of 10 years' experience in the banking ... Risk Management and Enterprise Risk related activities within the Internal Audit Department. Reporting to the Risk... Audit Department. Reporting to the Risk Audit Team Lead, the Audit Director… more
- Amalgamated Bank (New York, NY)
- …where applicable, and necessary resourcing to meet deadlines. + Lead team through internal and external reviews including audit and regulatory examinations. + ... Amalgamated Bank seeks a highly motivated Institutional Wealth Management Service & Operations Manager that...& Operations Manager that will report directly to the Director of Trust Operations and is part of the… more
- Scotiabank (New York, NY)
- …The incumbent will be required to work as part of the team and assist the Director , US Corporate Functions Audit to provide audit services to risk management ... applying risk-based auditing standards, practices, techniques, processes and methodologies to the audit of internal controls. **What You'll Do:** + Champions a… more
- JPMorgan Chase (Jersey City, NJ)
- The JPMC Internal Audit department is seeking a qualified...the use of AI/ML to advance the Future of Audit roadmap. As the Director of Data Strategy, ... Management & Solutions within the Internal Audit Chief Data Office, instrumental role...businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and… more
- Scotiabank (New York, NY)
- …issues identified through Technology Control testing and by others, including Internal Audit , Compliance, regulators, and management self-identified issues. + ... Director , Technology Control Testing **Requisition ID:** 198966 **Salary...SOX control testing across the portfolio by working with Internal and External Audit . + Review and… more
- Citigroup (New York, NY)
- …effective resolution with other senior stakeholders + Liaise with regulators and Citi internal audit staff for AML matters including coordinating AML related ... processes including regional enterprise wide and horizontal risk assessments, self-assessment, internal audit , and compliance testing review + Appropriately… more
- City of New York (New York, NY)
- …Units: IT, Financial Management Services, Contracts, Quality Assurance & Internal Audit , and Administrative Services. The Executive Director of APS Support ... financial management, home care, legal services and as last resort, institutional placements are provided. Under the administrative direction of the Deputy… more
- BlackRock (New York, NY)
- …on a regular basis with Legal & Compliance, Information Security, Technology, Business, and Internal Audit groups as well as with senior leadership teams, and ... of global investment management, risk management and advisory services to institutional , intermediary and individual investors around the world. BlackRock offers a… more
- Morgan Stanley (New York, NY)
- …matters; * Represent US Investigations team in presentations to business partners, Internal audit and regulators, as needed; * Analyze quality reporting ... team for you. *Your Key Responsibilities:* As an experienced US Investigations Executive Director in GFC, you will: * Have oversight responsibility and supervise US… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …other site personnel as needed + Study-specific subject matter expert (ME) for internal audit or Health Authority (HA) questions related to medical monitoring ... centered around rare diseases and immune disorders. **Summary** The Senior Director sits within Global Oncology Clinical Development, an organization dedicated to… more
- SMBC (New York, NY)
- …offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local ... and to maximize returns on investments and business opportunities. * Reporting to the Director of Cyber Resilience Governance, the Director supports the 1st LOD… more
- TD Bank (New York, NY)
- …more specific details for this role **Job Description:** **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will ... global policies and governance. + Assist with regulatory and audit requests. **Qualifications/Competencies/Accreditation:** + 4 years college/university Degree. +… more
- TD Bank (New York, NY)
- …This leader will be the primary contact for GTB's finance, regulatory engagement, legal, audit , 1A, 1B and second line of defense partners for all matters related to ... to frame our transformation and growth story for both internal and external (ie, regulatory) audiences. This leader will...on large, complex transformations in the US for Corporate, Institutional and FI clients + Ability to make sound… more
- TIAA (New York, NY)
- …lines located in the United States. Business lines consists of Institutional Retirement, Wealth, Broker-Dealer, TC Funds, Life Insurance, Nuveen affiliates, and ... to TIAA's methodology. In addition to serving as a liaison with Audit and compliance testing functions during AML/Sanctions reviews, this individual will partner… more
- Citigroup (New York, NY)
- …and increasingly mid-sized corporate clients. Securities Services provides global institutional clients a wide range of solutions, including custody, fund ... and dynamic environment. Capital Allocation and Management Lead - Director will play a critical leadership role in Services'...to distil complex ideas into simple stories + Strong audit / compliance instincts and ability to apply independent… more
- SMBC (New York, NY)
- …and discuss related or new regulatory requirements. + Interfaces with regulators and Internal Audit during compliance related examinations / audits related to ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more