- Bank of America (New York, NY)
- Sr Trade Surveillance Lead Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **Job Description:** At Bank of America, we are guided ... Quality Assurance + Underwriting **Minimum Education Requirement:** Null Job Description: The Sr Trade Surveillance lead , in collaboration with Risk and… more
- Wells Fargo (New York, NY)
- …role: Wells Fargo is seeking a Lead Control Management Officer within Commodities Trade Surveillance . Learn more about our career areas and lines of business ... Global Payments Services, Mortgage Servicing, FCM, and Prime Services businesses. The Trade Surveillance Commodities Subject Matter Expert (SME) will report to… more
- Wells Fargo (New York, NY)
- …the overall procurement process for the onboarding or enhancement of Trade Surveillance tools. + Interact with Senior Management of the Bank. Participate in ... this role: Wells Fargo is seeking a Control Management Senior Manager to lead key strategic risk...+ Promptly escalate issues to the Global Head of Trade Surveillance and senior leaders… more
- Wells Fargo (New York, NY)
- …Global Payments Services, Mortgage Servicing, FCM, and Prime Services businesses. The Head of Trade Surveillance Governance will report to the Global Head of ... Wells Fargo is seeking a Business Accountability Director to lead key strategic risk initiatives within the CIB (Corporate...Trade Surveillance and will be responsible for… more
- Wells Fargo (New York, NY)
- …Services businesses. The Data Assurance Director will report to the Global Head of Trade Surveillance and will be responsible for managing and enhancing all ... Wells Fargo is seeking a Data Assurance Director to lead key strategic risk initiatives within the CIB (Corporate...aspects related to Data Assurance within Trade Surveillance . This position will require extensive… more
- MetLife (New York, NY)
- …for MetLife businesses relating to Anti-Money Laundering (AML), Economic & Trade Sanctions and Anti-Bribery & Corruption (AB&C) compliance risks. This individual ... operating model, and conduct, coordinate or guide risk-prioritized testing, monitoring and surveillance activities to assess the adequacy of controls. * Engage with… more
- City of New York (New York, NY)
- …data analyses and methodologies via knowledge management, consultations, and trainings. The Senior Social Epidemiologist will lead and support agency's efforts ... advance workforce development goals according to Data Modernization Initiatives. Lastly, the Senior Social Epidemiologist will lead and manage a highly… more
- City of New York (New York, NY)
- …some of the brightest trainees in public health. RESPONSIBILITIES: Participate, Guide, and Lead , as a Senior Advisor, to research, policy and intervention ... organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... to social justice, particularly racial, gender, and LGBTQ equity to apply. The Senior Adviser for Program Planning, Data Reporting and Accountability will serve as a… more
- Bank of America (New York, NY)
- …+ Assist in the execution of regular and fundamental reviews of the firm's trade surveillance processes and procedures and implement changes where necessary; + ... surveillance alerts and make recommendations for changes. + Lead "effectiveness reviews" of surveillance alerts to...Help to drive the firm's trade surveillance change program; + Assist with… more
- Regeneron Pharmaceuticals (Basking Ridge, NJ)
- This role entails leading more complex and proactive global monitoring and surveillance of changes in the regulatory landscape focused on drug development lifecycle ... from preclinical through commercialization. This position will also serve as a lead Reg Intel contact in support of cross-functional requests and initiatives from… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... TO: - Under the direction of the Controller, the Senior Director for Fiscal Compliance and Strategic Initiatives, will...Works in partnership with bureau leadership to develop and lead tracking and management of strategic plannings goal setting… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... support effective TB prevention and control. The Office of Surveillance and Epidemiology conducts surveillance of suspected...NOT BE LIMITED TO: Under the supervision of the Senior Data Analyst: o Support the unit's implementation of… more
- TD Bank (New York, NY)
- …venue rulebook management process, venue limits compliance process, support for surveillance metrics capture and completeness of trade reporting, implementation ... Bank's risk appetite and regulatory requirements. The Global Markets Venue Management Lead specifically supports the remediation of identified risks and gaps in the… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Conduct assessments of the home environment for health hazards such as lead ; will make appropriate referrals for follow-up Collect, monitor, input, review, and… more
- SMBC (New York, NY)
- …( SR 11-10). The candidate will perform ongoing counterparty surveillance , risk exposure monitoring, ad-hoc analysis on various risk analytics project, ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...searching for a candidate with strong quantitative background to lead counterparty credit analytics function and serve as a… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Director will serve as a member of the Bureau's senior staff. The incumbent will participate in strategic planning...The incumbent will participate in strategic planning and will lead the implementation of programs to increase uptake of… more
- Bank of America (New York, NY)
- …equity derivatives + Understanding of compliance program elements such as risk assessments, trade surveillance and policy management. + Familiarity with trade ... advisor to a sales and trading business + ability to lead projects and drive change with senior business leaders The C&OR Manager proactively engages with other… more
- CIBC (New York, NY)
- …solutions to address new regulatory requirements, second line of defense monitoring and surveillance capabilities ; + Acting as the lead liaison in coordinating ... To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1)… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... core business analyses of operations and recommend the most appropriate IT solutions; lead the IT governance process from project intake through the entire software… more