• AVP, Distribution Compliance

    Nuveen Investments (Frisco, TX)
    …who has oversight responsibilities for Nuveen Securities, LLC, a registered US broker -dealer, which serves as the underwriter and distributor for the Nuveen family ... on assigned branches. + Serve as point of contact for associate questions concerning non-cash compensation, revenue sharing and charitable contribution requests… more
    Nuveen Investments (09/17/24)
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  • VP, Engineering, Platform Regulatory Modernization…

    Broadridge Financial Solutions (Coppell, TX)
    …strong understanding of the urgency and criticality of our business line objectives. Key Responsibilities: + Transformation Leadership: Lead the end-to-end ... setting priorities and plans to build software applications that meet business line goals and objectives + Significant experience partnering with Executive business… more
    Broadridge Financial Solutions (08/16/24)
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  • Console Operator (On-site)

    Broadridge Financial Solutions (Coppell, TX)
    …for the monitoring of the site. This responsibility includes being the first line Security contact for Associates and visitors, as well as being directly responsible ... us at ### or by sending an email to ###@broadridge.com . Broadridge Financial Solutions, Inc. (NYSE: BR) , is a global Fintech leader, delivering technology-driven… more
    Broadridge Financial Solutions (09/04/24)
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