- Wells Fargo (Irving, TX)
- … activities. + Exercise effective communication and promotes positive client relations with business line team members and management. + Facilitate an efficient ... Finance & Accounting activities including but not limited to COSO/SOX/FDICIA/ Broker - dealer reporting requirements, legal entity accounting, recovery/resolution… more
- Charles Schwab (Westlake, TX)
- …tools to assist our business partners in analyzing the liquidity impacts of business decisions. We work with our second line partners to assist in the ... resolution and leadership skills; + Ability to translate complex business problems into discrete quantifiable components; + Knowledge of...of finance and accounting, particularly in the bank and broker - dealer space; + Advanced skills in Excel;… more
- Charles Schwab (Westlake, TX)
- …tools to assist our business partners in analyzing the liquidity impacts of business decisions. We work with our second line partners to assist in the ... financial institution + Demonstrated detailed knowledge of finance + Deep knowledge of broker / dealer liquidity requirements (series 27 preferred) + Deep… more
- Bank of America (Fort Worth, TX)
- …the GB&GM test execution organization that provide risk management covering the broker dealer supervision regulatory requirement. EIT has established itself as ... the identification of themes and trends at the front line unit, control function and enterprise level. The Testing...system(s) of record required and is able to translates business strategy into work programs and processes. The Testing… more