- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a ... Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... job is responsible for executing second line of defense compliance and operational risk oversight...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... job is responsible for executing second line of defense compliance and operational risk oversight...and risk -based focus of the second line's risk management activities. The C&OR Manager prepares… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...day to day Control Room processes. + Assist AMRS manager in Quality Assurance reviews for the AMRS team.… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection… more
- Bank of America (Jersey City, NJ)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing Shared ... a timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per requirements.… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...team contributions to business purpose, results, and success. + Risk Manager : Inspects and challenges risk ... for leading and executing the second line of defense compliance and operational risk oversight...ensure the timely identification, escalation, debate and remediation of risk across the organization. + People Manager … more
- US Bank (New York, NY)
- …learn new skills and discover what you excel at-all from Day One. **Job Description** The Operational Risk Reporting Manager is a key member of the ... Operational Risk Management (ORM) Governance, Reporting, and Policy Oversight team... compliance with company policies and programs. The Risk Reporting Manager will collaborate with Lines… more
- Citigroup (New York, NY)
- Operational Risk Management (ORM) is seeking to hire an Operational Risk Manager to support its growing footprint. You will work within ORM's Global ... partnering with Global Equities business and Product Control. The Operational Risk Manager will provide...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- SMBC (Jersey City, NJ)
- …especially as it relates to calculating risk exposures for operational risk . Work closely with IT, operations staff, compliance and audit to determine ... **Role Description** By business line, create and validate a framework that assesses operational risk across a number of different factors and types. Create… more
- SMBC (Jersey City, NJ)
- …of banking laws and regulations (North America, APAC preferred) * Maintain an operational risk management and regulatory compliance mindset to understand ... risk management, regulatory, information technology, data management, cybersecurity, operational resiliency, compliance , or audit experience * Foundational… more
- Google (New York, NY)
- …or benefits. Learn more about benefits at Google. + Lead cloud security risk , operational resilience, and regulatory compliance audit engagements requested ... a focus on audit compliance or cloud compliance . + 5 years of experience with risk...with the right level of assurance in cases. Cyber-security, operational resilience, data privacy, and regulatory compliance … more
- Amazon (New York, NY)
- …remotely and effectively review the work of other remote team members. About the team Transportation Risk and Compliance (TRC) is the voice of risk and ... A day in the life The Sr. Financial Review Manager will engage with carrier partners, internal stakeholders, partner...serve our customers. Basic Qualifications - 6+ years of compliance , audit or risk management experience -… more
- MUFG (Jersey City, NJ)
- …control environment is monitored through relevant KRI/KPIs + Monitor and evaluate emerging risk , internal operational trends, and external risk events for ... across various levels within the organization, Audit & IT Controls teams, internal risk committees, and external state and federal agencies (eg, OCC, FRB). +… more
- US Bank (New York, NY)
- …One. **Job Description** Partners with their assigned Line of Business, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their ... products/services, systems, and associated risks/controls - Thorough knowledge of Risk / Compliance /Audit competencies - Strong analytical, process facilitation… more
- BMO Financial Group (New York, NY)
- …loss or damage + Excellent understanding of complexity of transactions and related risk (credit, market, operational , legal/ compliance , etc.) + Ability to: ... to clients around the world. #bmocapitalmarkets Lead the execution of the RRS Operational Risk mandate through the following responsibilities: + Lead and ensure… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , AML Financial Crime ... effectiveness + Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of… more
- Citigroup (New York, NY)
- …partners. This includes ensuring execution of Citi policies and tools such as the Operational Risk Framework. Some of the components this includes are: * Oversee ... Establish best practices and continuously improve each rollout * Operational Risk Management Policy & Standards: ensure...trends/ concerns based on reviews of potential loss events, operational losses and Manager Control Assessments (MCA)… more
- American Express (New York, NY)
- …robust, effective, and align with regulatory requirements and best practices. Operational Risk Management is looking for a Senior Manager of Process Risk ... path. Find your place in risk and analytics on #TeamAmex. The Operational Risk Management (ORM) team facilitates and monitors the implementation of effective… more