- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain information / documentation… more
- Deloitte (Jersey City, NJ)
- Financial Services Risk , Data & Regulatory , Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) ... skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- JPMorgan Chase (New York, NY)
- …the norm, and strive for excellence in a constantly evolving risk landscape. Regulatory Strategy is seeking to add a Senior Associate to its team to ... Join JPMorgan Chase's Risk Management and Compliance team, where...Control Management. Candidate will develop expertise on the firm's regulatory agenda as well as a deep understanding of… more
- Bank of America (Jersey City, NJ)
- Senior Delivery Lead - Cloud Control Objectives and Regulatory Compliance Atlanta, Georgia;Richmond, Virginia; Charlotte, North Carolina; Plano, Texas; ... cost and facilitating sync points between business and technology leaders and Risk and Compliance partners. **Responsibilities:** + Leads and coordinates… more
- SMBC (New York, NY)
- …This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the ... and oversee the activities of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory ...effectiveness is regularly assessed. + Stakeholder Engagement: Engage with senior management, regulators, and the business to advise on… more
- Deloitte (Jersey City, NJ)
- …team Against an increasingly complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this by leveraging our deep knowledge ... Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity -...compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer...to influence and lead people across cultures at a senior level + Experience in managing regulatory ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Amazon (New York, NY)
- Description The Transportation Risk & Compliance (TRC) Operations Execution team in Europe is responsible for compliance of Amazon's 3rd party Delivery ... program policies, processes, standard operating procedures, controls and mechanisms to mature compliance within legislative and regulatory mandates. They will be… more
- Ankura (New York, NY)
- …polished thought leadership. Professional and conceptual agility to design and execute compliance risk mitigation and information security solutions that are ... At Ankura, we know that collaboration drives results.This position supports the Ankura Risk , Forensics & Compliance practice - one of six practices focused… more
- Citigroup (New York, NY)
- …US bank regulatory compliance and institutional and consumer US bank regulatory matters. + Key stakeholder in senior forums covering strategy, risk ... motivated attorney to join its Legal Department as a Senior Lead Counsel 2 in the Bank Regulatory...the Independent Risk Management ("IRM") and Independent Compliance Risk Management ("ICRM") functions, Finance/Treasury and… more
- Citigroup (New York, NY)
- …audit standards. Education: Bachelor's degree, Masters degree a plus **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** ... Regulatory Execution Senior Lead / Hybrid... Regulatory Execution Senior Lead / Hybrid About the role: The...of the Citi Data Governance Policy (CDGP) for the Risk Division globally + Assess and track compliance… more
- American Express (New York, NY)
- …own path. Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk management function, ... regulatory expectations. GRC creates and maintains the overall risk management framework, performs independent risk management...of ORM exam management processes + Review and enforce compliance with enterprise policies + Lead ORM exam and… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects ... enhancing their knowledge and expertise; employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more
- JPMorgan Chase (Jersey City, NJ)
- …and evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance **Required qualifications, ... process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... you. **About this role:** Wells Fargo is seeking a Senior Counsel for the Bank Regulatory Section...services trade association forums + Advise front-line units, control, compliance and risk management partners in the… more
- US Bank (New York, NY)
- …controls. . Expert understanding of risk management frameworks (eg, global compliance risk management, control programs, change management, and third-party ... assignments, problem loan management, etc.). This role supports the Senior Audit Manager - Credit Risk , ... Audit Manager will have strong knowledge of audit, risk management, and regulatory expectations (eg, Office… more
- City National Bank (New York, NY)
- ** REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City ... model adjustments. + Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or external… more
- TD Bank (New York, NY)
- …their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager,...analysis of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements.… more