- Royal Bank of Canada (Jersey City, NJ)
- Job SummaryJob DescriptionWhat is the Opportunity?The Manager of Internal Audit Regulatory Issues Management COE is a self-starter who exudes energy, curiosity, ... reporting .Experience reviewing and challenging proposed corrective actions, ensuring regulatory issues are addressed timely.Strong understanding of risk governance… more
- Deloitte (Jersey City, NJ)
- …governance frameworks for liquidity risks, including enhancements related to the changing regulatory environment and compliance with regulatory expectations ... Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - ManagerDeloitte Risk and Financial Advisory's Financial Services Industry (FSI) Risk, Data… more
- Royal Bank of Canada (Jersey City, NJ)
- …manage tracking mechanisms to ensure timely and complete remediation of compliance -related issues, deficiencies, or regulatory mattersWork across the ... Job SummaryJob DescriptionWhat is the opportunity?The Manger, US IT Regulatory Risk Management will report to the Senor Director of US IT Risk. The US IT Risk team… more
- Financial Industry Regulatory Authority (Jersey City, NJ)
- …graduate degree and/or relevant industry certification(s) preferred.Significant securities, compliance or financial regulatory experienceSignificant experience ... Responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. As a...Maximum Salary $345,700*Including positions performed outside the state but reporting to an office or manager in… more
- Citigroup, Inc (Jersey City, NJ)
- …accountsExperience in Trade finance and services in an operations, risk, or compliance roleAwareness of AML regulatory requirements, including inherent AML Risks ... to service clients with local and cross-border interests and provide integrated reporting and management. TTS is a highly innovative organization with a strong… more
- Financial Industry Regulatory Authority (Jersey City, NJ)
- …Salary $59,500, Maximum Salary $121,200*Including positions performed outside the state but reporting to an office or manager in that state.Candidates can ... the core function to which assigned. Core functions in Regulatory Review and Disclosure (RR&D) include but not limited...U4, U5, U6, BD, BDW and CHRI to ensure compliance with Web CRD filing requirements, as well as… more
- Bank of America Corporation (Jersey City, NJ)
- …of processes, risks, controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activitiesAssists in the ... us!Job Description:This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function,… more
- JP Morgan Chase & Co. (Jersey City, NJ)
- …process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with ... in risk management. As a Tech Risk & Controls Manager in Corporate Sector's Controls Office team , you..., you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's… more
- JP Morgan Chase & Co. (Jersey City, NJ)
- …and contribute to discussions on risk-related issues. Ensure that all risk reporting activities comply with relevant regulatory requirements and industry ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...Office is a group within the Firmwide Market Risk Reporting , Middle Office, and Project Services group within Corporate… more
- LPL Financial Holdings, Inc. (Jersey City, NJ)
- …so they can take care of their clients.Job Overview:As the Senior Analyst of Regulatory Reporting within the Treasury team, you will be focused on preparing ... and External Audit Support: Coordinate and support internal audits of regulatory reporting processes and collaborate with external auditors to… more
- MUFG Bank, Ltd. (Jersey City, NJ)
- …degree of knowledge with current and proposed security changes impacting regulatory , privacy and security industry best practice guidance, leveraging technological ... root cause of control failures.Compile and distribute program level reporting to relevant stakeholders.Support Information Security oversight and governance by… more
- UBS (Jersey City, NJ)
- …Registration & Regulatory Reporting Team is part of the Regulatory Management team within the Compliance and Operational Risk Control (C&ORC). You'll ... inquiries.* You will assist the Registration Group in day-to-day operations or special regulatory compliance projects that enable you to widen your range of… more
- JP Morgan Chase & Co. (Jersey City, NJ)
- …professional with a strong compliance or regulatory background, Certified Regulatory Compliance Manager (CRCM) preferred. Card Pricing, Risk, and/or ... will be responsible for supporting the development and maintenance of a strong regulatory compliance culture by working closely with the Business, Legal, Risk,… more
- Bank of America Corporation (Jersey City, NJ)
- …of our derivatives transaction reporting systems to ensure compliance with regulatory requirements across all regions.Responsibilities include:Required ... maintenance of our derivatives transaction reporting systems to ensure compliance with regulatory requirements across all regions. Responsibilities include -… more
- Bank of America Corporation (Jersey City, NJ)
- …Consumer Investments/Merrill Edge. The team will focus on detecting, escalating, and reporting potential suspicious activity to meet BSA regulatory expectations ... are appropriately addressedProduces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior… more
- City National Bank (CNB) (Jersey City, NJ)
- MANAGER OF AUDIT SR- INFRASTRUCTURE & SERVICE MANAGEMENTWHAT IS THE OPPORTUNITY?The Senior Audit Manager (SAM) for Infrastructure & Service Management will ... (FRBNY, OCC) and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This includes the coordination… more
- Citigroup, Inc (Jersey City, NJ)
- … regulatory exams directed by other organizations within the compliance or legal departments.Other responsibilities include: overseeing the monitoring to ... behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.Qualifications:Knowledge of Compliance laws,… more
- Sumitomo Mitsui Financial Group, Inc. (Jersey City, NJ)
- …with control evaluation within model risk, operational risk, compliance risk, financial reporting , regulatory reporting , or internal audit is ideal Prior ... skills. Banking experience in credit, capital markets, asset liability management, financial reporting , regulatory reporting , or operational risk areas.… more
- Bank of America Corporation (Jersey City, NJ)
- …audit exams and reviews), ensuring all relevant risk, financial, and compliance policies are metManages relationships with business and technology partners and ... in assessing risks, associated controls and their effectiveness, while driving compliance with applicable laws, rules, and regulations, adhering to policies and… more
- Citigroup, Inc (Jersey City, NJ)
- …projects and regulatory exams directed by other organizations within the compliance and legal departments, to ensure they remaining compliant with regulatory ... The senior compliance risk analyst for Independent Compliance ...surveillance services designed to detect behaviors that may violate regulatory rules or internal policies and procedures. Additionally, this… more
