- Morgan Stanley (New York, NY)
- …that requires escalation from the Senior Complex Risk Officer and/or the Regional Risk Officer * Focuses on business ethics and regulatory and ... the Complex Manager and Senior Complex Risk Officer . *DUTIES and RESPONSIBILITIES:* *Surveillance and Supervision *... Officer . *DUTIES and RESPONSIBILITIES:* *Surveillance and Supervision * * Primary responsibility for all risk ,… more
- Morgan Stanley (New York, NY)
- …Service Officer (BSO) will report directly to the Complex Business Service Officer (CBSO) and is responsible for the supervision , management of Support ... facilitating communication and training for Service Professionals, partner with Complex Sales and Risk teams to ensure execution in all aspects of the business and… more
- Morgan Stanley (Short Hills, NJ)
- …The Service Manager (SM) will report directly to the Complex Business Service Officer (CBSO) and is responsible for the supervision , management of Service ... facilitating communication and training for Service Professionals, partner with Complex Sales and Risk teams to ensure execution in all aspects of the business and… more
- City of New York (New York, NY)
- …legal services and as last resort, institutional placements are provided. Under the supervision of the Chief Special Services Officer , with wide latitude for ... and matters that pose a safety or other potential risk to APS clients and/or staff. Render final judgment...(HRA) and the City of New York at national, regional , and local meetings while remaining abreast of the… more
- MUFG (New York, NY)
- …The Head of Trade Surveillance Governance will report to the Chief Compliance Officer of MUSA and will be responsible for overseeing processes and procedures that ... consistency across the enhanced Surveillance framework alignment in governance, standards and risk monitoring + Design the implementation of the expansion of the… more
- Fresenius Medical Center (Queens, NY)
- …appropriate training according to policy; ensure ongoing compliance with all risk management initiatives. + Responsible for aggressively addressing and acting on ... accurate and complete. + Acts as the Patient Safety Officer and conducts quarterly patient safety meetings and fire...facilities and various locations within the community. Travel to regional , Business Unit and Corporate meetings may be required.… more
- SMBC (New York, NY)
- …in Finance and Strategic Planning Department, Americas Division (FSPDAD), and under supervision of our Chief Financial Officer (CFO). Scope of responsibility ... reporting, and client reporting. * Deliver frequent reporting at the aggregate regional level and granular business level to enable business management. *… more