- USAA (Tampa, FL)
- …us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule from ... with applicable rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead supports the Second… more
- USAA (Tampa, FL)
- …perform internal audit assignments. Identify problems for resolution in support of risk -based assurance and advisory engagements of Bank Fraud Management, ... experience. + Experience performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory… more
- USAA (Tampa, FL)
- …environment. + Experience performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory ... planning, execution and oversight of the consolidated annual audit plan including risk -based assurance and advisory engagements driving quality of audit work for a… more
- USAA (Tampa, FL)
- …Savings Bank ("FSB") and USAA Savings Bank ("USB") AML/Sanctions risk programs, policies, governance, and controls. Leads operational teams to ensure ... regarding all AML activities for multiple products and lines of business within the Bank . + Leads and drives principles of operational discipline and execution… more
- MUFG (Tampa, FL)
- …and consulting activities designed to assess and evaluate the effectiveness of the Bank 's governance, risk management and control processes. It reports to a ... choices are rooted in good judgment and support MUFG's Principal of Ethics and Conduct. + Operate with an...and problem-solving skills. + Expert understanding of financial crimes risk such as Bank Secrecy Act and… more
- MUFG (Tampa, FL)
- …from front/middle offices and Standard Operating procedures.(d) enforcement of all operational procedures and controls Assist the Section and department in achieving ... applicable) (5) Compliance policies and procedures. (6) Special projects (7) Provide Operational /Technical Support including draft reviews and comments for all US… more
- MUFG (Tampa, FL)
- …and consulting activities designed to assess and evaluate the effectiveness of the Bank 's governance, risk management and control processes. It reports to a ... choices are rooted in good judgment and support MUFG's Principal of Ethics and Conduct. + Operate with an...developing scope and work programs. + Evaluate design and operational effectiveness of internal controls and identify control weaknesses.… more
- Morgan Stanley (Tampa, FL)
- …global financial services firm that conducts its business through three principal business segments: Institutional Securities, Wealth Management (WM), and Asset ... and ensuring all documentation and information associated with higher risk client types has been received in good order....effectiveness of controls embedded within business processes. - Provide operational services in support of the growth of the… more
- USAA (Tampa, FL)
- …talented Information Architect under the Chief Technology Office, you will support the Bank & Financial Crimes Data Domains that manage information and data produced ... insights on the end-to-end data lineage impacts from information capabilities to operational and analytical technical assets (ie, databases and reports). + Provides… more