- Santander Holdings USA Inc (New York, NY)
- …and remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring ... The incumbent also undertakes standard reviews and escalates to senior staff where non- compliance is identified. Job... Review, Risk Management, Finance, Human Resources, Compliance and Legal) and governmental regulatory agencies.… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day… more
- Deloitte (New York, NY)
- Financial Services Risk , Data & Regulatory , Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) ... skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Citigroup (New York, NY)
- …capital, liquidity, interest rate risk and treasury investments, and ensures compliance with all risk -related regulatory requirements. In addition, the ... environment + Significant interaction with a wide range of senior bank and risk management colleagues, as...+ Bachelor's/University degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Regulatory Risk… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day… more
- Google (New York, NY)
- … Compliance assurance experience in tech-driven organizations. Experience performing risk assessments and identifying associated controls across all areas of the ... leading and transforming a global organization. + Knowledge of regulations, compliance testing methodologies, and risk management principles. + Excellent… more
- Bank of America (Jersey City, NJ)
- Senior Delivery Lead - Cloud Control Objectives and Regulatory Compliance Atlanta, Georgia;Richmond, Virginia; Charlotte, North Carolina; Plano, Texas; ... cost and facilitating sync points between business and technology leaders and Risk and Compliance partners. **Responsibilities:** + Leads and coordinates… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...role will require a solid understanding and experience in Compliance , as well as a familiarity with regulatory… more
- SMBC (New York, NY)
- …This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the ... and oversee the activities of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory ...effectiveness is regularly assessed. + Stakeholder Engagement: Engage with senior management, regulators, and the business to advise on… more
- Deloitte (New York, NY)
- …team Against an increasingly complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this by leveraging our deep knowledge ... Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity -...compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently… more
- Amazon (New York, NY)
- Description The Transportation Risk & Compliance (TRC) Operations Execution team in Europe is responsible for compliance of Amazon's 3rd party Delivery ... program policies, processes, standard operating procedures, controls and mechanisms to mature compliance within legislative and regulatory mandates. They will be… more
- Ankura (New York, NY)
- …polished thought leadership. Professional and conceptual agility to design and execute compliance risk mitigation and information security solutions that are ... At Ankura, we know that collaboration drives results.This position supports the Ankura Risk , Forensics & Compliance practice - one of six practices focused… more
- Citigroup (New York, NY)
- …US bank regulatory compliance and institutional and consumer US bank regulatory matters. + Key stakeholder in senior forums covering strategy, risk ... motivated attorney to join its Legal Department as a Senior Lead Counsel 2 in the Bank Regulatory...the Independent Risk Management ("IRM") and Independent Compliance Risk Management ("ICRM") functions, Finance/Treasury and… more
- Morgan Stanley (New York, NY)
- …*10 years of professional experience in financial services with focus on audit or regulatory risk & compliance ; 15 years preferred *Experience with ... Risk * **Title:** *Vice President US Banks First Line Business Risk Regulatory & Audit Oversight* **Location:** *New York-New York* **Requisition… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects ... enhancing their knowledge and expertise; employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more
- JPMorgan Chase (Jersey City, NJ)
- …and evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance **Required qualifications, ... process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with… more
- US Bank (New York, NY)
- …controls. . Expert understanding of risk management frameworks (eg, global compliance risk management, control programs, change management, and third-party ... assignments, problem loan management, etc.). This role supports the Senior Audit Manager - Credit Risk , ... Audit Manager will have strong knowledge of audit, risk management, and regulatory expectations (eg, Office… more
- City National Bank (New York, NY)
- ** REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City ... model adjustments. + Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or external… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior AML Financial Crime Risk ... team is also responsible for working with cross-functional teams ( Compliance , Technology, Business, Audit, Model Risk Management)...areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for… more
- Deloitte (New York, NY)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + ... Financial Services Risk Management Senior Consultant Our practitioners...the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting, risk … more
