- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and ... for the design, implementation, and oversight for controls and solutions supporting Surveillance , Employee Compliance and Control Room teams, designed to detect… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and.... + Participate in the review of monitoring and surveillance routines and respond to alerts or issues from… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...compliance program such as, Personal Account Dealings, Training, Surveillance and monthly reporting to senior management. Depending on… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... + Provide Compliance Advisory services for US Marex Solutions Trade Surveillance process. + Provide Compliance Advisory services for US Marex Solutions… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going monitoring)… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing significant ... compliance risks and controls implemented by the first and...effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities + Understanding of rules,… more
- Morgan Stanley (Melville, NY)
- …has dual reporting to the Complex Manager and Senior Complex Risk Officer . *DUTIES and RESPONSIBILITIES:* * Surveillance and Supervision* * Primary responsibility ... *POSITION SUMMARY:* The Complex Risk Officer is responsible for a wide variety of...compliance . * Together with the Senior Complex Risk Officer facilitates the training on Morgan Stanley Wealth Management… more
- Federal Reserve Bank (New York, NY)
- …United States. If this is you, please consider joining us as a Law Enforcement Officer at the Federal Reserve Bank of New York. New York Fed Law Enforcement Officers ... What we do: As a Federal Reserve Law Enforcement Officer , you will provide protection for the Federal Reserve...conducting interior and exterior patrols and manning highly visible surveillance posts in all weather conditions. + Conduct diligent… more
- New York State Civil Service (Brooklyn, NY)
- NY HELP Yes Agency Workers' Compensation Board Title Investigative Officer 1/Investigative Officer Trainee (NY HELPS), WCB Item #1261 Occupational Category ... allowed? No Telecommuting allowed? Yes County Kings Street Address Office of Compliance and Litigation, Enforcement One Pierrepoint Plaza, 5th floor, 300 Cadman… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... perform tasks and assignments in the fields of Cyber security Awareness, Governance, Compliance , and other relevant and required duties for the Cyber security… more
- City of New York (New York, NY)
- …with assigned Special Officer to ensure that all reports are in compliance with required trainings. **IMPORTANT NOTES TO ALL CANDIDATES: Please note: If you are ... Open to candidates who are permanent in the Civil Service title of Special Officer and will therefore be eligible to take the promotional exam for Supervising… more
- MTA (New York, NY)
- Chief Officer , Revenue Security Job ID: 8850 Business Unit: New York City Transit Location: New York, NY, United States Regular/Temporary: Regular Department: ... Date Posted: Sep 17, 2024 Description J ob Information: Title: Chief Officer , Revenue Security Opening Date: 09/17/2024 Closing Date: 10/08/2024 Authority: TA/OA… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... JOB DESCRIPTION: The Division of Finance, Bureau of the Agency Chief Contracting Officer is seeking to hire an exceptional procurement professional who is highly… more
- IHG (New York, NY)
- …assets. . **DUTIES AND RESPONSIBILITIES:** + Perform daily inspection and ensure compliance of hotel security and safety requirements and procedures in order to ... in training/educating employees on current safety and security issues to ensure compliance with all Company loss control policies and current security, and safety… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... interface with the traders/marketers and other risk and support groups (ie Compliance , Finance, Operations, etc.). Incumbents typically have over five years of… more
- City of New York (New York, NY)
- …The division of Bridges is seeking to hire a seasoned site safety officer with demonstrated experience and knowledge of OSHA, PESH, MUTCD and related Federal, ... risks. Visit active project sites to assess ongoing work conditions to ensure compliance . Work with project management teams and field workers to develop and… more
- Northwell Health (Glen Oaks, NY)
- …manner. 4.Operates and maintains facility vehicles in accordance with regulatory compliance and policies. 5.Operates and maintains all security and facility ... and safety violations. Escorts Hospital personnel, as required. 11.Assists in surveillance of high profile patient/visitors and associated records. 12.Assist in the… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... or contracts, responding to changes requested by third parties to ensure compliance and data protection. Develop and implement efficient processes for risk… more
- Mount Sinai Health System (Brooklyn, NY)
- …knowledge of hospital policies, rules and regulations to promote and enforce compliance + Understands and complies with Security Department's policies and procedures ... to assist and maintain crowd control + Monitors access, alarm panels, and surveillance cameras to observe and respond to adverse activities + Performs other related… more
- Bank of America (New York, NY)
- …Summary** The Swap and Security-Based Swap (SBS) Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) Officer is a subject matter expert ... Dodd Frank EAC Compliance and Operational Risk Executive New York, New...swap and SBS dealer requirements. The EAC GCOR Risk Officer will advise on processes, controls, laws, rules and… more