- Neuberger Berman (New York, NY)
- Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies ... Overseeing select compliance monitoring functions + Providing ongoing compliance and regulatory advice to business personnel + Representing Compliance in client and… more
- JPMorgan Chase (New York, NY)
- …box, challenging the status quo and striving to be best-in-class. As a Lead Credit Officer within the Risk Management team, you would be at the center of keeping ... other analytical tools such as Alteryx & Tableau + Knowledge of regulatory requirements for fixed income portfolio, including Comprehensive Capital Analysis and… more
- JPMorgan Chase (New York, NY)
- …be best-in-class. As a Compliance, Conduct and Operational Risk (CCOR) Associate within the global/regional Compliance teams, you will establish effective ... and experience in Compliance, as well as a familiarity with regulatory and/or audit best practices. **Job Responsibilities** + Identify potential concerns… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Insurance Fund, State Title Investigative Officer 1 (SIF) Occupational Category Administrative or General Management Salary Grade 16 Bargaining ... State NY Zip Code 10007 Minimum Qualifications * An associate 's degree or higher in criminal justice or related...Duties Description Under the general direction of the Investigative Officer 2 (SIF), the Investigative Officer 1… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary Reporting directly to the College's Associate Dean for Clinical Administration and Revenue Cycle Management, the Chief Clinical Technology ... Officer (CCTO) at NYU Dentistry is pivotal in providing...Demonstrated ability to understand the structure, operations, strategic objectives, regulatory issues and cultural environment of academic medical centers.… more
- City of New York (New York, NY)
- …program that results in continuous improvement items. BEDC seeks to hire an Associate Project Manager 2 for the Environmental Health & Safety (EHS) directorate ... the in-house construction management team. - Monitor contractor compliance with EHS regulatory and contractual requirements, BEDC EHS Standards, and DEP EHS policies… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- **Job Description Summary** The Associate General Counsel, Regulatory Law and Compliance will be a member of the Regulatory Law Group and will report to the ... VP Compliance Officer and Chief Regulatory Counsel. Partnering primarily...self. Become a **maker of possible** with us. The Associate General Counsel, Regulatory Law and Compliance… more
- Mizuho Corporate Bank (New York, NY)
- Regulatory Reporting Associate About the Team...strongly preferred + Minimum 3+ years of experience for Officer and 5+ years of experience for AVP in ... The Regulatory Reporting Unit files regulatory reports for Mizuho Bank, Ltd. - New York...Summary: Your primary responsibility will be to prepare assigned regulatory reports in an accurate and timely manner in… more
- SMBC (New York, NY)
- …function responsible for overseeing and monitoring the firm's compliance risk. The Associate Advisory Compliance Officer role supports the CPAD Bank Advisory ... as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC… more
- City of New York (New York, NY)
- …and construction planning, federal environmental review processes and other regulatory requirements, Design-Build procurement, and construction. The Associate ... a focus on safety, resiliency, and community priorities. The Associate Deputy Commissioner of the BQE Central Project will...and report directly to the NYC DOT Chief Strategy Officer (CSO) and collaborate closely with the Chief of… more
- SMBC (Jersey City, NJ)
- …to the Director of Compliance Program Management, the Compliance Program Management Associate assists the team with the oversight, implementation, and enhancement of ... US and international AML and sanctions laws and regulations, regulatory guidance and compliance best practices + Assist in...Sanctions Risk Assessment process and draft reports for BSA/AML Officer and senior management review + Manage the Risk… more
- KPMG (New York, NY)
- …and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor, consultant, or regulatory counselor) at a ... **Business Title:** Senior Associate , Consumer Compliance **Requisition Number:** 118209 - 68...and change + Remain current on emerging industry and regulatory topics as well as trends and apply insights… more
- Wells Fargo (Rye Brook, NY)
- …package. Apply today. **About this role:** Wells Fargo is seeking a Forward Hire Associate Branch Manager (SAFE) for National Branch Network as part of the Consumer, ... This is a highly visible, critical role with a great career path. The Associate Branch Manager Forward Hire is designed to provide a consistent and positive customer… more
- JPMorgan Chase (New York, NY)
- …ETFs. **Job Summary** As a Asset Management - Fund Controller - Associate you will support the Production Administration leadership team in executing management ... and oversight responsibilities for the Funds. You will consider the market, regulatory , and business environment that they operate within the space. As a Fund… more
- Morgan Stanley (New York, NY)
- *POSITION SUMMARY:* * * The Associate Market Manager plays a key role in the overall management of all aspects of the Market. Job functions include retaining ... client service, developing cohesive teams, and providing consistent leadership. The Associate Market Manager helps in ensuring proper fiscal management, personnel… more
- Wells Fargo (Long Branch, NJ)
- …grow your career" in the US **About this role:** Wells Fargo is seeking an Associate Branch Manager (SAFE) for National Branch Network as part of the Consumer, Small ... and Business Banking division. Associate Branch managers are responsible for leading, managing and developing a diverse team of high-performing direct reports,… more
- Morgan Stanley (New York, NY)
- …committees Department Profile The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance protects the Morgan ... activities such as Product Controllership, Profit & Loss (P&L) analysis, Regulatory Reporting, Digitization, Business Management, Capital Requirements and Sourcing /… more
- City of New York (New York, NY)
- …areas: intake and assessment of single homeless adults, shelter operations, regulatory compliance, access to entitlement and employment services for clients, and ... Shelter Intake, with extensive latitude for action and decision making, the Associate Commissioner heads the Office Of Intake, Assessment And Capacity Management… more
- JPMorgan Chase (Jersey City, NJ)
- As an Associate on the Guidelines Middle Office team, you will play a crucial role in managing various aspects of the guideline management workflow and new issue ... team that safeguards our clients against transactions which violate regulatory & client directed obligations. You will ensure adherence...Data Visualization + Data Governance Final Job Grade and officer title will be determined at time of offer… more
- City of New York (New York, NY)
- …services on communities. The MOCS Director serves as the City Chief Procurement Officer . Under the direction of the General Counsel and Deputy General Counsel, with ... latitude for the exercise of independent judgment, the Associate General Counsel is responsible for the following: -...policies, and procedures and the local, state, and federal regulatory framework - Strong communication (both verbal & written)… more