- Russell Tobin & Associates (New York, NY)
- …for all Voice Recording and Trader Platforms focusing on management and product monitoring , health checks delivery, technical support and testing of the Trading ... Voice Recording services into the Company. Primarily this involves operations, administration, monitoring , controls , ongoing Level 1 and 2 support for Trading… more
- Brinks (New York, NY)
- …Minimum of 2 years' experience auditing general security requirements and internal controls or similar experience managing internal business review processes. ... is a promise to respect the trust we've earned in over 150 years in business . Every employee honors that promise by offering the highest levels of service and… more
- Citigroup (New York, NY)
- This Business Controls Monitoring and Testing ...building a Control monitoring and testing solution, that monitors and tests business ... , and generating insights** . **Responsibilities:** + Develop a Business Control and Monitoring Solution...Control and Monitoring Solution that facilitates monitoring and testing of controls … more
- Bank of America (New York, NY)
- …+ Adaptability + Business Process Analysis + Issue Management + Monitoring , Surveillance, and Testing **Job Description Summary** The Global Control ... Control Self-Assessment related to themes or trends, while monitoring the regulatory environment to identify regulatory changes applicable...also plays a key role in assisting lines of business in implementing, monitoring , testing … more
- MUFG (New York, NY)
- …delivery + Experience in designing, implementing, and operationalizing continuous control testing and monitoring of technology controls + Preferred: ... and application controls and prepare meaningful documentation + Coordinate control testing activities, including logistical scheduling and document retrieval… more
- American Express (New York, NY)
- …Risk programs like New Product Governance, Third Party Lifecycle Management, Business Self- Testing Monitoring , Corrective Action/Loss Event Resolution, ... business growth and objectives while maintaining a strong control environment. The team acts as a Center of...prove compliance. + Help implement the next generation of control testing and monitoring using… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** The Head of Risk Assessment, Monitoring and Testing , and Regulatory Change Management is a crucial role ... role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing , and Regulatory Change Management. Additionally, the position… more
- Bank of America (New York, NY)
- …the LOB or ECF through ongoing monitoring and testing of controls , identifying issues and control improvements for remediation, and building out actions ... supporting varied operational aspects of the Business Controls infrastructure. + Support multiple "Risk and Control...Performs monitoring and testing of controls , identifying issues and control improvements for… more
- Amalgamated Bank (New York, NY)
- The Head of Compliance Monitoring & Testing is responsible for ensuring compliance with regulatory requirements and internal policies across Amalgamated Bank. ... Using a compliance risk assessment; develop and implement a comprehensive compliance monitoring and testing program to assess adherence to regulatory… more
- Citigroup (New York, NY)
- …and implementation of Data Risk Control Framework, associated processes for Data controls , and monitoring and reporting of data control adoption ... provide global data risk management consistency and excellence. + Work closely with control and business partners, as well as Operational Risk Management (ORM),… more
- Deloitte (Stamford, CT)
- … of service providers, SSAE 18/SOC reports, Complimentary User Entity Controls testing /remediation + Understand Risk Management Framework through policy ... needs in accounting, budgeting/forecasting, financial reporting, assurance, and internal controls . Accounting & Internal Controls (A&IC) is well-positioned… more
- Citigroup (New York, NY)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... Serves as a senior function/ business /product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal… more
- Bank of America (New York, NY)
- …and ensure adherence to enterprise-wide standards * Provides administrative support for the monitoring and testing of controls by gathering and organizing ... Business Control Specialist Charlotte, North Carolina;New...CORP/CRE Internal Data Testing program **Skills:** * Controls Management * Issue Management * Monitoring ,… more
- Mizuho Corporate Bank (New York, NY)
- …and implementing compliance controls and programs such as: + Compliance testing , surveillance and monitoring + Drafting and implementing compliance policies ... About the Team Americas Compliance, as a control function within the firm's second line of...Monitoring Activities based on changes to regulations, Mizuho's business and/or products + Assist with the development of… more
- Bloomberg (New York, NY)
- …Program. The role includes enhancing standards around Risk Assurance and Controls Testing activities, including Prioritization, Annual Planning, Development of ... and risk management best practices around Risk Assurance and Controls Testing + Collaborating on relevant Risk...a program that's deeply practical, risk-focused, and conscious of business and control partners' needs + Strong… more
- Bloomberg (New York, NY)
- …range of business processes + Knowledge of manual and automated control testing techniques and knowledge of regulatory reporting requirements + Facilitate ... and processes most critical to our strategic goals. The Controls Manager will be jointly accountable with business...framework, and structure to ensure broad adoption + Develop control testing plans, conduct control … more
- Bank of America (New York, NY)
- …standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes within ... team that is responsible for implementing the QC/QA strategy across multiple lines of business by deploying enhanced control monitoring and reporting to… more
- Citigroup (New York, NY)
- … Control Standards, including implementation and operation, conducting the control monitoring , handling deficiencies, and escalating issues for resolution. ... The Business Risk and Control Sr Analyst...on the implementation of the Lessons Learned Policy, including monitoring of control breaches and dissemination and… more
- Bank of America (New York, NY)
- …team that is responsible for implementing the QC/QA strategy across multiple lines of business by deploying enhanced control monitoring and reporting to ... Business Control Manager - GCAOO QC/QA Manager...+ Data and Trend Analysis + Decision Making + Monitoring , Surveillance, and Testing + Problem Solving +… more
- Mizuho Corporate Bank (New York, NY)
- …and implementing compliance controls and programs such as: + Compliance testing , surveillance and monitoring + Drafting and implementing compliance policies ... and to Mizuho US operations (MUSO). + Execute risk-based controls testing and present testing ...advisory partners to address and resolve issues identified during testing and monitoring and provided compliance support… more
