- SMBC (New York, NY)
- …an aggressive growth strategy inclusive of striving to attain primary dealer status. Securities Operations within Nikko America is responsible for the timely and ... Securities and processes. In addition to building out the Nikko Securities Operations team to support this growth agenda the individual will also be required… more
- SMBC (New York, NY)
- …Critical Job Knowledge and Core Competencies/Skills: + A solid foundation in US securities laws and regulations and broker dealer operations . + Ability to ... planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko...communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Understanding… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail...portfolio of benefits to its employees. **Job Summary** The Head of Functions Control Officer is a leader, change… more
- Citigroup (New York, NY)
- …the complete financial management strategies that today's wealth requires. **The Roles:** The Head of Lending business reports to the Head of Wealth Management ... market share, deepen client relationship, and broaden credit product and service delivery. Head of Lending leads a team of approximately 500 professionals in global… more
- Citigroup (New York, NY)
- …Services business brings together our Treasury & Trade Solutions with our Securities Services, providing global solutions that can help clients drive their business ... help clients grow their business with access to local expertise and scalable securities management solutions. **Overview of the Role:** As a Design & UX executive… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Citigroup (New York, NY)
- …derivatives, structured products, and strategic advisory services. The Corporate Banking AML Head is a leadership position in Citi's Banking AML team, who manages ... Client AML Risk across the Corporate Banking business. The Corporate Banking AML Head will act as the primary liaison, collaborating across all three lines of… more
- Scotiabank (New York, NY)
- Director, Global Head of Prime Services Product Development **Requisition ID:** 201974 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the Salary Range ... an inclusive and high-performing culture. **Title** : Director, Prime Services Global Head Product Development - New York, NY **Global Banking and Markets** Global… more
- Morgan Stanley (New York, NY)
- …a check and challenge over the first line's execution of enhanced due diligence. As the Head of the Client Risk Unit in GFC, you will: * Plan, coordinate, and track ... leading working groups with GFC, business unit, First Line Financial Crimes, Operations , and Technology representation * Coordinate with regional GFC Client Risk… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... in the operating model by collaborating with internal groups such as Credit, Operations , Strats and IT - Gather industry and company data, and create meaningful… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Raymond James Financial, Inc. (New York, NY)
- …equity sales & sales trading. * Principles of banking and finance and securities industry operations . * Financial markets and products. * Canadian Capital ... on investment opportunities and recommending buying and selling of securities . Regular contact with internal and external customers is...views on US equities, coordinate those requests with the head of sales before communicating with US clients. *… more
- S&P Global (New York, NY)
- …markets, geographies and emerging risks. The role will report into the MD and Head of Global Commercial Strategy. **The Team:** The role sits within the Global ... will work most closely with and report into the Head and MD of Global Commercial Strategy, Product, &... and MD of Global Commercial Strategy, Product, & Operations . **Responsibilities:** + Monitor market trends, competition, customer feedback… more
- SMBC (White Plains, NY)
- …for Subject Matter Experts (SMEs), Third Party Business Representatives (TPBR's), and the head of Third Party Management Operations team. + Support Strategic ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …to Cyber Incident Readiness focusing on Third-Party Resilience for the Combined US Operations (CUSO) in accordance with US Regulations, Head Office policies and ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- JPMorgan Chase (New York, NY)
- …a global leader across investment banking, wholesale payments, markets and securities services. The CIB Applied Artificial Intelligence (AI)/Machine Learning (ML) ... the center of data-driven business transformation for the CIB Operations organizations. We employ state-of-the-art AI and ML, coupled...analytics + Act as trusted advisor to the Business head , and represents the Group in various forums +… more
- BlackRock (New York, NY)
- …various strategies, including direct private equity, private debt, public securities , and multi-manager investing, executed through commingled funds and separately ... business within BlackRock. The role will report to the Head of PFM but will work independently to support...but will work independently to support the investment and operations teams as necessary. The role is New York… more