- Creative Financial Staffing (New York, NY)
- …accounting principles, auditing standards, and regulatory requirements, and ensure compliance during audit engagements. Qualifications of the Senior Auditor: ... Hybrid Senior Auditor Opportunity with Growing Consulting firm About...in accordance with established timelines and audit standards. Perform risk assessment and develop appropriate audit procedures to address… more
- Creative Financial Staffing (New York, NY)
- …Coordinating and directing budgeting, procurement, investment activities, and financial Ensuring compliance with state and federal regulatory requirements and ... with the accounting department. Preparing and presenting financial reports and risk analysis. Creating budgets and forecasts. Guiding financial decisions by… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance examination procedures + Compliance , Operational Risk and/or Regulatory Compliance or related consulting experience + Exceptional client… more
- Deloitte (Stamford, CT)
- Financial Services Risk , Data & Regulatory , Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) ... skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Citigroup (New York, NY)
- …capital, liquidity, interest rate risk and treasury investments, and ensures compliance with all risk -related regulatory requirements. In addition, the ... environment + Significant interaction with a wide range of senior bank and risk management colleagues, as...+ Bachelor's/University degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Regulatory Risk… more
- Scotiabank (New York, NY)
- …developments. + Analyze along with the Regulatory Controls Management team the compliance risk assessments and address inquiries relating to US Regulatory ... Senior Analyst, Regulatory Obligations & Controls, US Compliance ...and back office functions in developing and maintaining appropriate regulatory risk -related controls. This role will entail… more
- Google (New York, NY)
- … Compliance assurance experience in tech-driven organizations. Experience performing risk assessments and identifying associated controls across all areas of the ... leading and transforming a global organization. + Knowledge of regulations, compliance testing methodologies, and risk management principles. + Excellent… more
- JPMorgan Chase (New York, NY)
- …sits within Firmwide Regulatory Strategy and is a centralized resource supporting Risk Management and Compliance in managing regulatory exams and ongoing ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance (RM&C), you are...highly visible within the organization, through regular interactions with senior business and functional leaders. The Regulatory … more
- SMBC (New York, NY)
- …This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the ... and oversee the activities of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory ...effectiveness is regularly assessed. + Stakeholder Engagement: Engage with senior management, regulators, and the business to advise on… more
- Deloitte (Stamford, CT)
- …team Against an increasingly complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this by leveraging our deep knowledge ... Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity -...compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently… more
- Ankura (New York, NY)
- …polished thought leadership. Professional and conceptual agility to design and execute compliance risk mitigation and information security solutions that are ... At Ankura, we know that collaboration drives results.This position supports the Ankura Risk , Forensics & Compliance practice - one of six practices focused… more
- Citigroup (New York, NY)
- …US bank regulatory compliance and institutional and consumer US bank regulatory matters. + Key stakeholder in senior forums covering strategy, risk ... motivated attorney to join its Legal Department as a Senior Lead Counsel 2 in the Bank Regulatory...the Independent Risk Management ("IRM") and Independent Compliance Risk Management ("ICRM") functions, Finance/Treasury and… more
- Morgan Stanley (New York, NY)
- …*10 years of professional experience in financial services with focus on audit or regulatory risk & compliance ; 15 years preferred *Experience with ... Risk * **Title:** *Vice President US Banks First Line Business Risk Regulatory & Audit Oversight* **Location:** *New York-New York* **Requisition… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... today. **About this role:** Wells Fargo is seeking a Senior Lead Regulatory Relations (RR) Specialist in...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to make prudent professional decisions in rendering ... emerging trends, including regulatory expectations and standards for effective compliance management systems** + **Knowledge of risk management environment,… more
- City National Bank (New York, NY)
- ** REGULATORY ASSOCIATE, PORTFOLIO MANAGEMENT RISK AND CONTROL** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City National Rochdale's ... and assist in identifying, monitoring and mitigating operational and regulatory risks within Portfolio Management Risk and...Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and… more
- TD Bank (New York, NY)
- …their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager,...analysis of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements.… more
- Deloitte (Stamford, CT)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + ... Financial Services Risk Management Senior Consultant Our practitioners...the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting, risk … more
- City National Bank (New York, NY)
- ** SENIOR MANAGER IT & OPS RISK ADVISORY** **WHAT IS THE OPPORTUNITY?** The IT Risk Advisor Manager will focus on driving, overseeing and reporting on ... you will do** + Provide strategic, thought-leadership to technology-business functions around regulatory remediation and IT risk requirements + Drive and execute… more
