- Bank of America (Stamford, CT)
- …of the financial services industry. + Plan, perform, and lead compliance and operational risk audits at the enterprise level + Subject matter expertise ... Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode… more
- Bank of America (New York, NY)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …banks. **Swap Dealer EAC** + The Swap Dealer Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) is made up of subject matter experts ... the implementation and oversight of the Global Compliance -- Enterprise Policy, the Operational Risk Management -- Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …as needed, including Middle Office, Sales and Trading, Technology, Compliance , Operational Risk , and Enterprise Capital Management to ensure effective ... and monitoring activities to drive revenue growth while maintaining appropriate risk disciplines. GMC also coordinates engagement with key control partners,… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Data - Chief Risk Office **New York, NY** Posted Apr 4, 2024 - Requisition No. 124261 The energy of a newsroom, the pace of a ... decision making. The CRO collaborates with other functions, including Legal and Compliance , Finance, Operational Resilience and Internal Audit, to provide… more
- American Express (New York, NY)
- …a must + Prior leadership experience and knowledge in Operational Risk , Business Operations, Technology, Internal Audit, Compliance , or related fields with ... This role sits within the US Consumer team leading Operational Risk management activities in the First...Defense) actively works with Second Line of Defense (Global Risk , Compliance , Privacy) and Third Line of… more
- Neuberger Berman (New York, NY)
- … Risk matters and 2) a key person responsible for the execution of the operational / enterprise risk and resilience frameworks in accordance with best ... the evolving needs of our clients. Co-Head of the Operational Risk Group in the New York...across broad functional areas, including Portfolio Managers, Legal & Compliance , Operations, Technology, Relationship Managers, and Client Service as… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champion ... Manager, First Line Operational Risk and New Initiatives, US...assess screener and new initiatives + Work closely with Enterprise Risk Management to ensure efficient review… more
- Mizuho Corporate Bank (New York, NY)
- …and requirements. The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable / sustainable non-financial ... risk capabilities across the enterprise . We are looking for an experienced VP to...+ Bachelor's or master's degree + 5+ years of risk management, compliance , or audit experience desirable… more
- Microsoft Corporation (New York, NY)
- …and confidentiality. + Partner with key cross-company partners, including Internal Audit, Enterprise Risk Management, and the Board of Directors to ensure ... with a focus on financial services customers and regulators. + Partner with enterprise compliance engineering Corporate, External and Legal Affairs (CELA) teams… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Enterprise Change Management (ECM) drives the consistent, scalable,...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- TD Bank (New York, NY)
- …Regulatory and / or process, LOB realignment, etc. + Proactive engagement in all operational risk areas of the LOB including exam management (eg, regulatory, ... knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business management/ enterprise … more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... expert and be part of our innovation at an enterprise scale to transform Telemetry, Monitoring and Observability for...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Citigroup (New York, NY)
- …teams to identify, assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic, Reputational, etc), including ... plan in conjunction with the ECDO to bring Data Risk within appetite; + Support compliance activities...and training are in place to support management of Risk profiles + Support operational risk… more
- American Express (New York, NY)
- …set up team within GRC which will be responsible for operational risk management transformation initiatives across the enterprise . The incumbent will be key ... Risk Strategy & Transformation Initiatives** The Global Risk and Compliance (GRC) organization is American...the evolution and enhancement of our Operational Risk Management framework for the enterprise . This… more
- TD Bank (New York, NY)
- …and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and ... and guidance + Contributes to the development of business line and/or enterprise functional strategic priorities within their operational area or field… more
- Citigroup (New York, NY)
- …standards and procedures that conform to enterprise requirements and support sound operational and compliance risk management. + Apply knowledge of the ... of a process (QA). + Support and contribute to Operational and Compliance Risk in...including material, emerging and concentration risks in accordance with enterprise Policies and the establishment of Key Indicators to… more