- Raymond James Financial, Inc. (St. Petersburg, FL)
- …accordance with company and regulatory standards. * Reviews and analyze supervision monitoring reports and systems for suspicious/unusual patterns and follow-up with ... for explanations and actions. * Interfaces with business platform division supervision and/or division management associates to apprise them of any supervisory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Summary** Raymond James Financial Private Client Group is hiring a Manager within the Advisor Onboarding Supervision team to manage the execution of the plan of ... financial advisors and other staff to Raymond James through the firm's advisor onboarding process. The Manager of Onboarding Supervision reports directly… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …within Raymond James supporting financial advisors who provide financial planning, investment advisory and securities transaction services to their clients. ... corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to use in advisor consultation and sales meetings. * Analyzes various investment accounts including mutual funds, managed accounts, ETFs, SMAs, UMAs and MDAs to ... **Description** **Job Summary:** Under general supervision , uses specialized knowledge and skills obtained through...and analysis. * Develops and maintains knowledge of the advisory business process, client review process, asset allocation, and… more