- PNC (Sarasota, FL)
- …valued and have an opportunity to contribute to the company's success. As an Investment Advisor Sr. within PNC Private Bank organization, you will be based ... the manager's discretion. **Job Description** + Manages accounts in accordance with investment objectives that have been developed with the client. Depending on line… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …a week at our St. Petersburg, FL, corporate office.** **Job Summary:** Manage advisor relationships at the senior executive level while Financial Advisors are ... of project management and the expectation to interact with senior leadership across the firm to advocate for each... leadership across the firm to advocate for each advisor and their unique needs. Associate must be able… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of formal governance routines, issues & exam management and ongoing reporting. The senior advisor position, supporting the Supervision Business Unit Risk Manager ... corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …guidance to compliance efforts in assigned business entity. * Informs appropriate Senior Management about issues that may involve rule violations or potential ... internal reports for employee adherence with rules and regulations. * Advises Senior Compliance Management on issues that involve possible rule violations and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …supervisory oversight. * Educates branch staff associates. * Escalates concerns to senior management and may propose new policies or procedures regarding risk; ... of company policies and procedures and industry rules and regulations. * Investment concepts, practices and procedures used in the securities industry. * Financial… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …expertise in functional area. This position will have extensive contact with senior management across the firm. **Essential Duties and Responsibilities:** * Set ... to action. **Qualifications** **Knowledge, Skills, and Abilities:** **Knowledge of:** * Investment concepts, practices and procedures used in the securities industry… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …upon milestones for effectives in achieving specified results. Extensive contact with senior leaders across the firm including Private Client Group and Technology is ... Balances conflicting resource and priority demands. + Maintains regular contact with senior management and other internal customers to identify research and resolve… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... correspondence review, social media and e-mail review teams. The advisor for this team will administer and analyze various...and firm policies and procedures. Escalates and partners with senior advisors and management team for highly sensitive or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the Alternative Investments Group ("AIG") Operations team, Raymond James Financial Advisors, senior leadership within PCG Investment Products and Global Wealth ... to provide support of all Raymond James RCS division approved alternative investment products throughout their entire life cycle, including new product onboarding,… more
- Truist (St. Petersburg, FL)
- …States of America) **Please review the following job description:** Provides client and advisor support to a team of Wealth, Legal Specialty or Medical Specialty ... Group advisors managing a portfolio of high net-worth clients. Closely works with assigned advisor (s) to meet the needs and objectives of the client, and will serve… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Leads projects of moderate scope and complexity and serves as a technical advisor to various business lines. Resolves or recommends solutions to complex problems. ... prevention system, including testing and installation of software updates. * Informs senior compliance management about issues that may involve rule violations or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to use in advisor consultation and sales meetings. * Analyzes various investment accounts including mutual funds, managed accounts, ETFs, SMAs, UMAs and MDAs to ... **Qualifications** **Knowledge, Skills, and Abilities:** **Knowledge of:** * Basic/Advanced investment concepts, practices and procedures used in the securities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Serves as the primary point of contact for business unit escalations, questions and advisor issues. * Coaches and mentors new and existing analysts. * Devises and ... reviews. * Rules and regulations of the USA PATRIOT Act. * Fundamental investment concepts, practices and procedures used in the securities industry. * Principles of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... Solutions (GWS) provides a leading platform delivering customized planning and investment solutions, investment thought leadership, and strategy. GWS offers… more
- Bank of America (Sarasota, FL)
- …Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth ... planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... and hands-on support. AMS helps our advisors simplify the investment management equation so that they can use their...to multiple AMS divisions and have personalized collaboration with senior -level leaders across AMS. **Job Summary** As part of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... and hands-on support. AMS helps our advisors simplify the investment management equation so that they can use their...to multiple AMS divisions and have personalized collaboration with senior -level leaders across AMS. **Job Summary** As part of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... within Raymond James supporting financial advisors who provide financial planning, investment advisory and securities transaction services to their clients. The… more