- Mizuho Corporate Bank (New York, NY)
- …risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance Risk Management team to support the Compliance ... Monitoring Program. This role is ideal for seasoned Compliance , Risk Management , or Audit...skills. This role reports directly to the Head of Compliance Risk Management . Principal Duties… more
- SMBC (New York, NY)
- …with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management . Additionally, the position ... of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management ...management , regulators, and the business to advise on compliance risk management strategies and… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead - Vice President on the Compliance ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you... Management , Policies and Procedures, Training and Awareness, Monitoring and Testing, Issue Management , Risk… more
- Citigroup (New York, NY)
- …Citi for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally ... **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance...line of defense function provides oversight through appropriate controls, monitoring and escalation framework. This person is responsible for… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead, you will be joining our Compliance ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...business management and staff on regulatory and compliance issues + Conduct "second line" monitoring … more
- Federal Reserve System (New York, NY)
- …for examinations, continuous monitoring , and evaluation of the legal and compliance risk management and control frameworks of financial institutions ... and regulations. + Developing well supported assessments of firms' compliance risk management practices, large...compliance areas, such as overall risk management and governance, risk assessments, monitoring… more
- Bank of America (New York, NY)
- …for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the... + Adaptability + Business Process Analysis + Issue Management + Monitoring , Surveillance, and Testing **Job… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"),...existing Monitoring and Testing items for the Compliance and Operational Risk Program from a… more
- Amazon (New York, NY)
- …decision making thus optimizing strategic execution. Basic Qualifications - 6+ years of compliance , audit or risk management experience - Knowledge of ... monitoring strategy with clear quality standards * Build monitoring and enforcement frameworks for insurance compliance ...SME. About the team The mission of the TRC's risk management function is to provide proactive… more
- Federal Reserve System (New York, NY)
- …reviews of complex institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management practices and controls, including for ... industry; auditor; or bank examiner. + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and controls in relation to… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance… more
- SMBC (Jersey City, NJ)
- …President will have direct management oversight of a small team of compliance professionals to support monitoring and testing engagements to validate the ... is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing. The Vice President...Canada and Mexico and senior management in CPAD. The Vice… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance (RM&C), you are at the center of keeping JPMorgan Chase strong and ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...governance on RM&C's half a billion dollar technology budget, monitoring ongoing progress on our investments while creating transparency… more
- Deloitte (New York, NY)
- …, issue tracking and reporting * Contribute to delivery of innovative solutions to risk management that transcend the compliance organization and deliver ... client engagements, be involved in the development, assessment and/or monitoring of services and other activities as needed *... of services and other activities as needed * Compliance & Risk Management : Provide… more
- SMBC (Jersey City, NJ)
- …strong plus (but not required). + Minimum of 8-10 years of prior regulatory, compliance , and/or risk management experience. + Experience conducting ... Description** SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ("CRA team") within...US swap dealer. The candidate should have a strong risk management / internal control mindset to… more
- Bank of America (New York, NY)
- …requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance ... in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies) and the … more
- Amalgamated Bank (New York, NY)
- … compliance risk assessment; develop and implement a comprehensive compliance monitoring and testing program to assess adherence to regulatory ... The Head of Compliance Monitoring & Testing is responsible...actions as necessary. + Partner with business stakeholders, Legal, Risk Management , and other relevant functions to… more
- Grant Thornton LLP (New York, NY)
- …+ Proven technical ability handling compliance issues, CRCM certification preferred + Compliance risk management , audit, or risk management ... Knowledge of consumer protection principles, compliance management systems, compliance risk management , consumer protection laws (TILA, ECOA, RESPA,… more