- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a ... Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Technology Data Management New York, New York **Job Description:** At Bank of America, we are guided by a common ... job is responsible for executing second line of defense compliance and operational risk oversight...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... job is responsible for executing second line of defense compliance and operational risk oversight...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... job is responsible for executing second line of defense compliance and operational risk oversight...and risk -based focus of the second line's risk management activities. The C&OR Manager prepares… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...day to day Control Room processes. + Assist AMRS manager in Quality Assurance reviews for the AMRS team.… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Manager , you will get the opportunity to grow and contribute to our clients' business needs by ... CFPB, FDIC, FRB, OCC, and NCUA compliance examination procedures. + Compliance , Operational Risk and/or Regulatory Compliance or related consulting… more
- Bank of America (New York, NY)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing Shared ... a timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per requirements.… more
- Citigroup (New York, NY)
- Operational Risk Management (ORM) is seeking to hire an Operational Risk Manager to support its growing footprint. You will work within ORM's Global ... partnering with Global Equities business and Product Control. The Operational Risk Manager will provide...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- SMBC (Jersey City, NJ)
- …especially as it relates to calculating risk exposures for operational risk . Work closely with IT, operations staff, compliance and audit to determine ... **Role Description** By business line, create and validate a framework that assesses operational risk across a number of different factors and types. Create… more
- US Bank (New York, NY)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on ... more than eight years of applicable experience -Considerable knowledge of Risk / Compliance /Audit competencies -CPA, CIA, CISA, and/or CTPRP certifications… more
- Amazon (New York, NY)
- …remotely and effectively review the work of other remote team members. About the team Transportation Risk and Compliance (TRC) is the voice of risk and ... A day in the life The Sr. Financial Review Manager will engage with carrier partners, internal stakeholders, partner...serve our customers. Basic Qualifications - 6+ years of compliance , audit or risk management experience -… more
- Amazon (New York, NY)
- Description As an experienced Compliance Manager within Amazon's Last Mile Logistics and Claims Management team, you will be responsible for overseeing the ... day-to-day compliance activities and initiatives for this critical ... area. You will collaborate closely with the senior Compliance Manager to enforce policies, plan audits,… more
- Bank of America (New York, NY)
- Compliance & Op Risk Manager ...alert generation. + Serve as technical liaison for GBAM Compliance and Operational Risk groups regionally ... set; + Support team efforts to provide technical liaison for GBAM Compliance and Operational Risk groups regionally on interactions with internal technology… more
- TD Bank (New York, NY)
- … operational risk appetite and mitigation requirements for specific exposures, compliance with operational risk policies, comprehensive risk and ... Framework will oversee the design, development, update, and implementation of the operational risk management framework. This role requires extensive experience… more
- Neuberger Berman (New York, NY)
- …offer a broad platform to accommodate the evolving needs of our clients. Co-Head of the Operational Risk Group in the New York office of a US headquartered asset ... serve as 1) a key leader and liaison across local and global business functions on Operational Risk matters and 2) a key person responsible for the execution of… more
- BMO Financial Group (New York, NY)
- …loss or damage + Excellent understanding of complexity of transactions and related risk (credit, market, operational , legal/ compliance , etc.) + Ability to: ... to clients around the world. #bmocapitalmarkets Lead the execution of the RRS Operational Risk mandate through the following responsibilities: + Lead and ensure… more
- Morgan Stanley (Purchase, NY)
- …and escalation of the various risk frameworks (eg Issues/Action Plans, Operational Risk Incidents, Metrics, Reporting, Risk Assessments). The individual ... in execution of key initiatives and projects while ensure compliance with US Banks risk management policies...risk management practices in support of the Banks Operational Risk frameworks, including Risk … more
- Randstad US (New York, NY)
- …(ERM) team within GRM is seeking a Technology Risk & Controls Manager to support several operational resilience remediation initiatives in relation to the ... technology risk and controls manager . + new...and dashboards. Support BU Risk Officers in risk reporting to senior management. - Support BCM/ Operational… more
- Citigroup (New York, NY)
- …partners. This includes ensuring execution of Citi policies and tools such as the Operational Risk Framework. Some of the components this includes are: * Oversee ... Establish best practices and continuously improve each rollout * Operational Risk Management Policy & Standards: ensure...trends/ concerns based on reviews of potential loss events, operational losses and Manager Control Assessments (MCA)… more