- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function ... **Qualifications and Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer. + Strong… more
- SMBC (New York, NY)
- …business partners to advise on compliance matters and interpret rules. This Compliance Advisory Director will be primarily focused on providing oversight ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance Advisory function assists in supporting internal stakeholders regarding… more
- SMBC (Jersey City, NJ)
- …expert or as a member of a CRA team. + Experience working in a Compliance Advisory role covering banking products/services (lending, deposits) is a strong plus ... the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC...SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the … more