- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... + Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- City of New York (New York, NY)
- … is adequately identified and expected internal controls are put in place. The Operational Risk Manager will identify, evaluate, and report on project, ... are considered and developed. Responsibilities: - Develop and maintain the operational risk framework, policies, procedures, and methodologies to identify,… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties.… more
- Scotiabank (New York, NY)
- Senior Manager , US Operational Risk **Requisition ID:** 204416 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Risk Management Committee, and ongoing reporting and monitoring. The Operational Risk Senior Manager is accountable for management of complex and… more
- American Express (New York, NY)
- … Risk Management (ORM) through aggregated reporting. Operational Risk Management is looking for a Manager of Testing, Monitoring, Aggregation ... multiple partners across numerous business units, functional areas, and geographies. The Manager , Operational Risk Management (ORM), Monitoring, Aggregation… more
- Bank of America (Jersey City, NJ)
- Operational Risk and Control Risk Manager Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common purpose to help make ... Equities, Derivatives, FX, commodities, Futures & Options and collateral. The Operational Risk and Control Team provides support to CCDO management including… more
- American Express (New York, NY)
- …enterprise and be a key connection point with the second-line GRC teams. The **Senior Manager of Operational Risk Programs** will support the Director in ... oversight to the 1st Line of Defense (1LoD) on Operational Risk , ensuring that processes are developed,...frameworks are effectively integrated into 1LoD processes. The Senior Manager will also play a crucial role in promoting… more
- SMBC (Jersey City, NJ)
- …governed, managed and controlled * Assists in the review and update of Operational Risk Management (ORM) policies specific to IT, data management, cybersecurity, ... the 1st LOD risk identification, assessment, mitigating activities, and overall operational risk profile as it relates to IT, data management, cybersecurity,… more
- MUFG (New York, NY)
- …and maintain documentation of policies and procedures. **Responsibilities:** We are seeking an Operational Risk Manager who will support the building and ... team will provide more details. **Job Summary:** Reporting to the Operational Risk Management Governance Director this role will be focused on managing… more
- US Bank (New York, NY)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk /Compliance/Audit (RCA) Consultants, and other RCA Managers to, depending on the ... oversee the successful creation, implementation, and maintenance of an effective risk management framework. -Lead projects and/or activities that ensure compliance… more
- JPMorgan Chase (Brooklyn, NY)
- …and assessment, effective design and evaluation of controls, and sustainable solutions to mitigate operational risk . As a Control Manager - Sr. Associate ... of the respective Line of Business or Corporate Functions, inclusive of Operational Risk , Compliance and Conduct Risks + Prepare the annual presentation to the… more
- MUFG (New York, NY)
- …(RCSA) framework. The Operational Risk Analyst reports to the GCIB Business Unit Risk Manager (BURM). The Operational Risk Analyst will play an ... day. A member of our recruitment team will provide more details. **GCIB Operational Risk Associate** Join a financial group that's as committed to your future as… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... for overseeing the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...team contributions to business purpose, results, and success. + Risk Manager : Inspects and challenges risk… more
- Office of the Comptroller of the Currency (New York, NY)
- …Bank Examiner/Bank Examiner (Large Bank Technical Team Lead) with emphasis in Operational Risk , you will provide technical leadership, advice, and support ... for operational risk activities. Large Bank Supervision New...part-time work schedule at the discretion of the hiring manager . This position is excluded from the bargaining unit.… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** **The** **Senior Risk Analyst Governance and ... Control** **manages the development and monitors the enterprise risk governance frameworks. The Senior Risk Analyst Governance and Control also plays a key role… more
- American Express (New York, NY)
- …of the US Consumer Services Control Management Governance team is to establish the Operational Risk and Controls strategy for US Consumer Services, set up a ... risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. US Consumer Services is… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , AML Financial Crime ... law enforcement referrals, proactive initiatives, 314a/314b, and internal referrals. The Senior Manager , AML Financial Crime Risk Investigation (US) develops and… more
- American Express (New York, NY)
- …Assessment, Testing and Reporting Team is to identify, assess, mitigate, and report on Operational Risk within business unit processes for AENB and GRC to ensure ... through managing a clear methodology of inherent and residual risk . AENB/GRC is looking for a Manager ...(supplemental to BU process owners testing) and compile key operational risk trends, activities, and events +… more
- Citigroup (New York, NY)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive comprehensive ... technology and cyber conscience of the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks,… more