- Bank of America (New York, NY)
- Private Wealth Supervision Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... Wealth Advisors in risk management to ensure risk is appropriately managed. The Private Wealth Supervision Manager is an integral member of the Office… more
- US Bank (New York, NY)
- …One. **Job Description** **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth , Commercial, Capital Markets is a senior level ... Financial Industry Regulatory Authority (FINRA) Regulations, 12CFR9 Regulation, Investments, Wealth Operations, Private Banking) * Capital Market laws… more
- Citigroup (New York, NY)
- …This role is part of the Financial Planning and Analysis team in support of the Wealth business which is comprised of the Private Bank, Wealth at Work ... The Financial Planning and Analysis Senior Manager is a senior professional position responsible for...power of Citi to serve the entire continuum of wealth clients, from affluent to ultra-high net worth to… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Regional Sales Manager - Private Client (RSM) is responsible for the direct management of ... RM and IA teams to execute accordingly + The RSM works collaboratively with Wealth Partners to support the administration and supervision of the HNW activity… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Private Client Specialist will act as a high-touch ... client service to achieve greater share of wallet. The Private Client Service Associate will support other team members...toward advancing to a more senior role within TD Wealth + Will handle complex financial transactions where products… more
- Citizens (New York, NY)
- …exciting new challenges and opportunities to stretch yourself! In the role of the Private Client Regional Manager , you will develop overall sales and marketing ... Description Citizens Wealth Management is honored to be a high-quality...+ Build positive relationships with internal colleagues, provide FINRA supervision , auditing, reporting and results for team relative to… more
- TIAA (New York, NY)
- …for an assigned region. + Develops relationships with prospect firms within the private wealth channels in an effort to expand Alternative Strategies client ... channels in a specific geographic region. Under limited supervision , this job manages large projects and processes to...CFA or CAIA a plus + Experience marketing into private wealth channels (wire house, private… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Senior Manager , Governance, Policy and Reporting, Global AML **Requisition...in delivering high priority, high impact deliverables under minimal supervision . + Experience working with diverse stakeholder groups to… more
- S&P Global (New York, NY)
- …in the Americas that rate project financings that are often structured as public private partnerships. You will report to the manager based in San Francisco ... primary analyst for around a dozen credits + Provide supervision on a broad portfolio of credits, ensuring a...our project finance methodology. + In coordination with your manager , communicate S&P thought leadership and credit themes via… more