- AIG (Parsippany, NJ)
- Senior Compliance Officer , Investments Compliance Location: Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to ... manage risk. Join us as a Senior Compliance Officer , ...General Account and reinsurance mandates. + Interact/partner with CIO, investment managers, and Legal to ensure compliance … more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** - TD is committed to providing fair and equitable ... who can provide you more specific details for this role **Job Description:** Compliance Monitoring and Testing + Execute the annual Compliance testing and… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is committed to providing fair ... who can provide you more specific details for this role **Job Description:** Compliance Branch Inspections Team + Conduct Branch Office Inspections both remotely and… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- City of New York (New York, NY)
- …steward of the resources of plan beneficiaries and the City of New York. The Senior Investment Officer will assist in overseeing the investment ... for the five New York City pension systems. The Senior Investment Officer will report...Trustees; - Monitoring the portfolio of existing fund and co- investments to ensure compliance with the terms… more
- Citigroup (Jersey City, NJ)
- …Finance, Payables Finance, Trade and Working Capital Loans, and Export Agency Finance. The Compliance AML Risk Management Senior Officer - ACRM - AML ... program + Ability to interact and communicate effectively with senior leaders + Able to present AML analysis and...+ Solid experience at a Medium to Large sized Investment Bank in Account opening, Compliance or… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US...regulatory matters and provide clear and insightful guidance to senior management and investment management personnel; +… more
- Bank of America (Florham Park, NJ)
- Senior Trust Officer Florham Park, New Jersey;Paramus, New Jersey; Princeton, New Jersey **Job Description:** At Bank of America, we are guided by a common ... job is responsible for managing a book of fiduciary and investment management accounts for high-net-worth clients and beneficiaries involving multi-generational… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …this job (https://uscareers-nyu.icims.com/jobs/13650/ senior -vice-president-for-finance-and-budget-and-chief-financial- officer ... seeks applications and nominations for the position of the Senior Vice President for Finance and Budget and Chief...Vice President for Finance and Budget and Chief Financial Officer (CFO) . Founded in 1831 with a mission… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the compliance program for an investment advisory firm...manuals, policies, and procedures. + Engage with and advise senior management and staff on all issues concerning US… more
- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** The Employee Compliance Officer will join a team that is responsible for implementing ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase; as part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...& Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer and the… more
- JPMorgan Chase (New York, NY)
- … Office investments across the fixed income spectrum. Engage with senior members of Treasury/Chief Investment Office Credit Risk and the Portfolio ... Investment Office's fixed income portfolio which includes diversified investments across securitized and non-securitized asset classes. In this role, you… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... controls relating to business risks. Create audit reports for review with senior audit management and business leadership. Facilitate audit issue tracking to ensure… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... and data gathering / sharing through partnerships with units such as finance, compliance , legal and IT. Network within the industry through meetings, events and… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... applications. Also, provide guidance, as necessary, to business units to ensure compliance with internal standards. * Monitor and supervise problem loans including… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position works closely… more
- Citigroup (New York, NY)
- …billion and generated $10 billion of revenue in 2023. The Lead Financial Officer role is a critical leadership role covering credit card partnerships with iconic ... value while delivering on financial targets. Finance led activities include: investment and marketing allocation; pricing and product value proposition decisions,… more
- Callen-Lorde Community Health Center (New York, NY)
- CHIEF FINANCE OFFICER Job Details Job Location Callen-Lorde Community Health Center - Manhattan - New York, NY Position Type Full Time Education Level 4 Year Degree ... to set and enforce financial standards, policies, and procedures to ensure compliance with regulatory guidance. This includes requirements such as NYS Article 28,… more