- Wells Fargo (Richardson, TX)
- …in the US About this role:Wells Fargo is seeking a Forward Hire Associate Branch Manager (SAFE) for National Branch Network as part of the Consumer , Small and ... role with a great career path. The Associate Branch Manager Forward Hire is designed to provide a consistent...procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of… more
- Bank of America Corporation (Dallas, TX)
- … or Audit Certification desired (eg CRCM (Certified Regulatory Compliance Manager ), CIA (Certified Internal Auditor))Experience with automation, machine ... and/or providing oversight of compliance laws/regulations and/or auditing compliance as part of overall audit coverage responsibilitySolid knowledge… more
- Wells Fargo (Addison, TX)
- About this role:Wells Fargo is seeking a Lead Audit Manager (Data Analytics) to lead audits within a dynamic environment. The Chief Operating Office (COO) ... audit team is responsible for audit coverage...and interpersonal communication skillsStrong regulatory knowledge, particularly related to consumer businesses and bankingExtensive knowledge and understanding of research… more
- Capital One Financial Corporation (Plano, TX)
- Center 1 (19052), United States of America, McLean, VirginiaAudit Manager , Compliance (Hybrid)Capital One's Audit function is a dedicated group of ... both personal growth and professional opportunity.Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Audit … more
- Crowe (Plano, TX)
- …We are 75 years strong and still growing. Come grow with us! Job Description: Consumer Compliance Manager Joining our Financial Services Consulting practice ... develop deeply specialized skill sets demanded in today's market.The Consumer Compliance Manager role leads...Compliance Manager role leads Crowe's regulatory compliance projects, including compliance audit … more
- Wells Fargo (Addison, TX)
- Wells Fargo is seeking Senior Auditors to join our Consumer Lending Audit Team. Consumer Lending Audit Team provides coverage across Home Lending, Auto, ... Control, and Consumer Lending Shared Services.In this role, you will:Perform audit testing components of assigned audits within multiple segments of the Audit… more
- Capital One Financial Corporation (Plano, TX)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) Experience with consumer compliance ... (22957), United States of America, New York, New YorkAudit Director, Financial Crimes Compliance (Hybrid)Capital One's Audit function is a dedicated group of… more
- Bank of America Corporation (Plano, TX)
- …and milestones.The Consumer Business Continuity and Retail Business Optimization Control Manager will manage risk across the business by promoting a strong risk ... regulatory exams (ie, OCC, FINRA, SEC), internal corporate audits and routine compliance testingCoordinate audit issue remediation through the development of… more
- Experian (Allen, TX)
- …and providing constructive feedback to aid in the development of testers.Assisting the Compliance Testing Manager in managing testing workflow and overseeing the ... testing. Performs other duties as assigned by the Compliance Testing Manager and/or Compliance ...experience.Minimum 4 years of relevant experience working in a compliance testing or internal audit role; preferably… more
- Bank of America Corporation (Dallas, TX)
- …and performing in the role of auditor-in-chargeDesired QualificationsRisk, testing, compliance or audit experienceProject Management experienceEffective ability ... difference. Join us!Job Description:This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the … more
- Capital One Financial Corporation (Plano, TX)
- …Advisor Sr. Manager - Auto FinanceCapital One is looking for a Senior Manager Compliance Advisor to support Auto Finance in Plano. The Compliance ... experience8+ years of auto finance originations experienceCertified Regulatory Compliance Manager certification (CRCM) or Certified Information Privacy… more
- Capital One Financial Corporation (Plano, TX)
- …Advisor Sr. Manager - Auto FinanceCapital One is looking for a Senior Manager Compliance Advisor to support Auto Finance in Plano. The Compliance ... While working within the Compliance Management Program framework, the Compliance Advisor Senior Manager is responsible for delivering quality results,… more
- US Bank (Irving, TX)
- …electronic payments, print, cash and check services, and call center activities.The Corporate Audit Services Senior Audit Project Manager is primarily ... managers, however there are no direct reports. The Senior Audit Project Manager is a subject matter...Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance ,… more
- US Bank (Irving, TX)
- …by integrating other internal audit subject matter teams (eg, Consumer and Business Banking, Compliance , Risk Management, Basel, Capital Management, ... learn new skills and discover what you excel at-all from Day One.Job DescriptionThe Corporate Audit Services (CAS) Senior Audit Manager is a senior level… more
- US Bank (Irving, TX)
- … audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology Services ... understanding of risk mitigationPartner with their assigned Line of Business, other Risk/ Compliance / Audit (RCA) professionals, and RCA Managers to, depending on… more
- Bank of America Corporation (Addison, TX)
- …managed may include: financial control/budgeting and consolidation, personnel processes, audit / compliance , premises, and coordination of certain projects, ... flow issues, associate training, service quality, process improvement. Resolves personnel, audit and/or budget issues by researching and analyzing unusual problems,… more
- JP Morgan Chase & Co. (Plano, TX)
- …Department of Labor Office of Federal Contract Compliance Program (OFCCP) employment compliance review ( audit ) and coordinate audit activity with key ... and various state affirmative action regulations. 5+ years of experience in OFCCP compliance evaluation ( audit ) processes, resolutions and audit management… more
- JP Morgan Chase & Co. (Plano, TX)
- …professional with a strong compliance or regulatory background, Certified Regulatory Compliance Manager (CRCM) preferred. Card Pricing, Risk, and/or Fraud ... culture by working closely with the Business, Legal, Risk, Controls, and Audit functions providing expertise on regulatory compliance matters. As a member… more
- Bank of America Corporation (Plano, TX)
- …to lead the high number of concurrent Corporate Audits, Regulatory Exams, and Internal Audit issues. With the high number of Compliance related exams, the ... AML Operations supporting Global Banking (GB), Global Markets (GM), Consumer & Small Businesses LOBs with responsibility to detect...but impacting HRD.You will be partnering with the AML Audit and Exam team to ensure we have the… more
- JP Morgan Chase & Co. (Plano, TX)
- …with control colleagues across the firm, business, operations management, legal, compliance , risk, audit , regulators and technology control functions Partner ... global financial firm. As a Vice president and Control Manager , you will be responsible for leading and building...operational risk housed in the system of record Perform pre- Audit (3rd line of defense) and Compliance … more
