- Citigroup (Tampa, FL)
- …a senior compliance finance risk officer responsible for assessing compliance risks and controls implemented by the first and second line of defense. ... effectiveness of key controls designed to address compliance risk ; reporting and escalating control...programs within an assigned region in accordance with the Finance Risk Plan. + Leading the execution… more
- Citigroup (Tampa, FL)
- …, cyber risk for example. + Works with colleagues in other areas of Risk Management, Finance , Compliance / Control , and the Businesses to assure ... The Business Risk and Control Sr Officer manages...controls to mitigate risks as required by the Control Standards, including implementation and operation, conducting the … more
- Citigroup (Tampa, FL)
- …framework and guidance by partnering with key stakeholders from the Businesses, Middle office, Finance , Risk , etc. + Assess compliance of Booking related ... build a network across senior Citi stakeholders including Businesses, Finance , and Risk The role requires: +...requires: + Experience in process design and improvement + Risk and control mindset + Ability to… more
- Citigroup (Tampa, FL)
- …+ Accountable for the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control ... of identifying non-adherence and continuous improvement opportunities. The Business Risk and Controls Senior Office will join...and Controls team to manage governance and controls ; issue management closure, ensure compliance with… more
- Citigroup (Tampa, FL)
- … controls , and emerging risks. + Works with colleagues in other areas of Risk Management, Finance , Compliance / Control and the Businesses to assure ... governance oversight for Citi. **About the Role** The Payment Controls Operational Risk Sr Group Mgr manages...that pose excessive risk (s). + Provides Operational Risk oversight to assure policy and regulatory compliance… more
- Citigroup (Tampa, FL)
- …Finance Controls Testing Head and is accountable for the end-to-end testing of Finance Controls including Control Test Planning, Control & Tool ... (Managers Control Assessment) Frameworks and processes. The Finance Controls Testing Team Leader manages a... test transitioning and training for team. + Represents Finance Control Testing in Operational Risk… more
- Citigroup (Tampa, FL)
- …and private equity investments, and ensures compliance with all risk -related regulatory requirements. The Finance CRO Chief Administrative Office (CAO) ... The Finance Chief Risk Office (CRO) team...control , issuance communication, training, implementation, change management process controls , maintenance, monitoring and reporting adherence to Finance… more
- JPMorgan Chase (Tampa, FL)
- …initiatives. + Interact with Internal Audit, Compliance , Conduct & Operational Risk (CCOR) and Cybersecurity & Technology Controls (CTC) Global Regulatory ... innovation in risk management. As a Tech Risk & Controls Lead in the Audit...highly desirable. + Experience in, or working with: Audit, Compliance , Operational Risk and/or Control … more
- Citigroup (Tampa, FL)
- … after the execution of a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established ... team/project. This individual is as a crucial member of Finance Business Risk and Control ...years experience in Operational Risk Management, Audit, Compliance or other control function + Consistently… more
- Citigroup (Tampa, FL)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... the first line of defense for Quality Assurance and Control for Finance owned Issues and CAPs,...and oversees the application of firmwide policies and procedures, control standards, operational risk policies, technology and… more
- Citigroup (Tampa, FL)
- … risk type. + Demonstrated ability to understand effective and efficient risk controls and gaps within large organizations. + Develop influential ... The Business Risk and Control Sr Officer I...control reviews of applicable laws, rules, regulations, and controls + Develop and document detailed testing scripts to… more
- Citigroup (Tampa, FL)
- … Controls Capabilities. Initially, this role will report to the Global Functions Control Testing Head until the Technology Controls Testing Head joins. This ... of work within the team/project. **Responsibilities:** + Supports the Controls Testing Utility by assessing control design,...managers at Director or Managing Director levels. + Represents control testing in Operational Risk Forums (ORF)… more
- Citigroup (Tampa, FL)
- …Operations, Technology, Finance , other Control Functions, and In-Business Risk to address compliance issues which may impact the supported ... and rule changes and implementing policies, procedures or other controls necessary to comply with the rules/regulations + Additional...as required. **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Primary job responsibilities include reviewing the design of SOX and other internal controls , conducting risk assessments, and working with both internal and ... remediation * Prepares SOX documentation including process flows, narratives, risk assessments and risk and controls...business units and IT on topics such as SOX compliance , IT automated controls , IT general … more
- Citigroup (Tampa, FL)
- …+ Closely collaborate with other Citi functions -including the Transformation Program Office, Data, Finance , Compliance , and Risk - by acting as a key ... providing legal advice concerning specific transformation deliverables and related risk and control projects and initiatives. **Key** **Responsibilities:**… more
- USAA (Tampa, FL)
- …what makes us so special! **The Opportunity** We are in search of an IT Risk and Compliance Lead who possesses the requisite expertise in Software Development ... of business or a staff agency, focusing on key aspects such as risk identification, measurement, monitoring, control , and reporting, alongside the effective… more
- USAA (Tampa, FL)
- …what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid ... align with applicable rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports… more
- USAA (Tampa, FL)
- …the execution of regulatory compliance reviews and ongoing evaluations of the risk and control environment. We offer a flexible work environment that ... advanced issues. + Builds, develops, and maintains relationships with business and internal control partners (Audit, Risk & Compliance , Legal) to facilitate… more
- Citigroup (Tampa, FL)
- …duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time ... The Compliance Risk Management Senior Analyst, Assistant...degree; experience in Finance and Accounting, Technology, compliance , legal or other control -related function in… more
- Citigroup (Tampa, FL)
- …the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure that the internal ... our risk appetite. The Technology and Operational Risk Sr Analyst is part of the Finance...challenge activities with the components of our operational and compliance risk management frameworks. A successful candidate… more