- Raymond James Financial, Inc. (Memphis, TN)
- …Financial industry rules, regulations and laws relating to processes performed by Operations Control + Regulatory terminology, concepts, and guidance + Brokerage ... and/or training to monitor possession and control of client assets, complete regulatory reporting and assist the firm in maintaining proper compliance with… more
- Lincoln Financial Group (Memphis, TN)
- …of both hybrid and remote employees.. **General Purpose of Job** As a regulatory GAAP and Statutory Investment Reporting Analyst , you will be responsible ... Role at a Glance** We are excited to bring on an Investment Accounting Analyst to support the Investment Accounting and Reporting Team at Lincoln Financial Group.… more
- AutoZone, Inc. (Memphis, TN)
- We are seeking a dynamic Sr. Financial Systems Analyst to join our team. In this role, you will integrate business processes to enhance performance and decision ... support, ensuring compliance with business policies and regulatory requirements. You will recommend and implement technology-based business solutions, conduct… more
- First Horizon Bank (Memphis, TN)
- …traders, lenders, sales reps and the back-office regarding client inquiries, operations , marketing and regulatory compliance. + Responsible for accuracy ... **Description** **ROLES AND RESPONSIBILITIES - Derivatives Analyst -** The position is responsible for assisting...+ Ensure retention of client information. + Work with Operations with quality control of payment process + Prepare… more
- Raymond James Financial, Inc. (Memphis, TN)
- …the securities industry * Principles of banking and finance and securities industry operations . * SEC Rule 15c2-12 Compliance * Regulatory terminology, concepts, ... and/or specialized training to perform a variety of advanced analytic and regulatory filing tasks associated with a municipal issuer's obligation to provide… more
- Deloitte (Memphis, TN)
- …management strategies are in place. This role also involves overseeing daily operations , ensuring compliance with regulatory requirements, and managing risks ... with the goal of enabling ongoing, secure, and reliable operations across the enterprise. Deloitte's Cyber Risk Services have...recognized as a leader by a number of independent analyst firms. Kennedy Consulting Research & Advisory, a leading… more