- Motion Recruitment Partners (St. Louis, MO)
- …or training. + Active Series 7 . + Proficiency in brokerage operations. + Demonstrated customer service expertise. + Familiarity with Microsoft Products. ... Brokerage Operations Specialist St. Louis, Missouri **Hybrid** Contract...Experience** + At least 2 years of experience in Customer Service, Financial Services, or Contact Center roles, or… more
- Motion Recruitment Partners (St. Louis, MO)
- Brokerage Customer Complaints Specialist St. Louis, MO **Hybrid** Contract $32.31/hr - $36.41/hr Outstanding contract opportunity! A well-known Financial ... Services Company is looking for a Senior Brokerage Customer Complaints Specialist in St. Louis,...work or consulting experience, training, military experience, education. + Series 7 required - MUST BE ACTIVE… more
- Randstad US (St. Louis, MO)
- …Bachelors Responsibilities Job Details: Will be working with banking customers to address brokerage complaints Qualifications: + Series 7 required - MUST ... year window so it may be re-activated quickly) + Brokerage operations experience + Customer service experience...verbal/ written communication Skills Skills + FINRA Licensing + Brokerage Sales + Series 7 … more
- Wells Fargo (St. Louis, MO)
- …experience, education + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... for remote compliance supervision of Private Client Group (PCG) and Wealth Brokerage Services, (WBS) producing Branch Managers, and Financial Advisors. Learn more… more
- Wells Fargo (St. Louis, MO)
- …education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 (or FINRA recognized equivalents) sufficient to qualify for ... regions for the Private Client Group (PCG) and Wealth Brokerage Services (WBS) channels. Learn more about the career...to detail and accuracy skills + FINRA registration including Series 66 (or FINRA recognized equivalents) + FINRA registration… more
- Bank of America (St. Louis, MO)
- …of client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... and investment goals, building a financial plan, and recommending brokerage products. Job expectations include applying and expanding knowledge...that a passing score is received for the missing series within 60 days. + Has at least one… more
- Wells Fargo (O Fallon, IL)
- …experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (or 63 and 65) examinations (or FINRA ... for entry-level Client Associates **Required Qualifications:** + 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or… more
- Wells Fargo (St. Louis, MO)
- …of Financial Advisor compensation plans and agreements + FINRA registration including Series 7 and 66 (or FINRA recognized equivalents) **Job Expectations:** ... verbal, written, and interpersonal communication skills + 2+ years of brokerage industry experience + Knowledge and understanding of financial analysis, research,… more
- Wells Fargo (St. Louis, MO)
- …combination of the following: work experience, training, military experience, education. + FINRA Series 7 License **Desired Qualifications:** + A BA/BS or MBA ... understanding of financial services or investment banking operations + Brokerage client support experience + Customer service...according to the hybrid schedule. + Monday - Friday, 7 :00 am - 6:00 pm working hours + Must… more