- TD Bank (New York, NY)
- …(SEC/FINRA/NFA/External Audit ). **_Overall Purpose:_** The primary purpose of this Vice President role is to provide supervision and management support ... through integration. The role will also maintain the key lead in the team's suite of project initiatives while...benchmark industry best practices into TD Securities situation The VP Finance TDS leads development and achievement of financial… more
- SMBC (White Plains, NY)
- …framework and lifecycle. + This entails working closely with the BCM TPRM lead , Third Party Management Operations, the Third Party Oversight second line of defense ... Lifecycle. Interface with second line of defense review and challenge and Internal Audit . + Provides project management expertise in supporting BCM and TPMO Policy,… more
- BlackRock (New York, NY)
- …identification + Identify, propose and drive risk reduction opportunities. + Lead internal audits, including pre- audit reviews, self-identification, audit ... into risk exposure and define and prioritize risk-mitigating solutions. You will lead a community of product and platform-focused risk delegates embedded within… more
- MUFG (New York, NY)
- …Risk Management strategy and regulatory requirements. + Risk Assessment and Monitoring: Lead regular risk assessments (RCSAs, EIS Assessments, FFIEC CAT, Cyber Risk ... policies, and standards and familiarity with financial or technology audit , risk, and control processes. + Develop and maintain...+ Experience working in a team as a team lead ; individual and group contributor. + Detail-oriented and able… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose** Reporting to the VP , Enterprise Risk Governance Leader & Board Administrator, this role will play a key role in the ... of the Board of Directors (RC), and the Joint Audit and Risk Committees of the Board of Directors...team meetings, training and culture events._** **Essential Responsibilities** + Lead the management, administration and execution of the ERMC,… more
- Citigroup (New York, NY)
- …buy preparing and host working groups forums + Update and maintain a robust Manager 's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + ... process **Qualifications:** + 6-10 years experience in Operational Risk Management, Audit , Compliance or other control function + Familiarity with issue management… more
- Morgan Stanley (New York, NY)
- …Fiduciary. The Institutional Service Officer will report directly to the Market Manager and supervise, manage and support all business and service functions for ... the client service team in partnership with the Market Manager . Develop a deep understanding of our institutional...of our institutional and family office service offering . Lead , supervise and coach a team of experienced support… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose:** This role will lead risk focused data driven initiatives to assess, monitor, and report on the effectiveness and ... development of data visualization and workflow tools. The role reports to the VP , Controllership Governance & SOX Compliance Leader. **_We're proud to offer you… more
- American Express (New York, NY)
- …invest in your professional development. Find your place in technology on #TeamAmex. The Program Manager directly supports the Vice President of IT / IS Risk ... **Description** **You Lead the Way. We've Got Your Back.** With...directly manage certain day-to-day issues on behalf of the Vice President , IT / IS Risk Management… more
- Greenbacker Capital (New York, NY)
- …Company is an independent power producer (IPP) and a leading climate-focused investment manager (IM), whose mission is to empower a sustainable world by connecting ... We are looking for an experienced Financial Reporting Senior Manager who will be responsible for leading the preparation...and others Forms with the SEC. This position will lead the external reporting function to drive operational efficiency… more