- Building and Land Technology (Stamford, CT)
- …including board meetings, compliance reporting, and other legal corporate matters. Risk Management : Identify legal risks associated with real estate ... development and implementation of company policies related to real estate operations, compliance , and risk management .Team Collaboration: Collaborate with… more
- Mizuho Corporate Bank (New York, NY)
- …Summary ACD seeks a Vice President, Compliance Risk Assessment within the Compliance Risk Management team to support the Mizuho US Operations ... Effectiveness Report, MUSO Annual Compliance Plan, and the MUSO Compliance Risk Management Framework ; and + Maintenance and continued development of… more
- Grant Thornton LLP (New York, NY)
- …+ Proven technical ability handling compliance issues, CRCM certification preferred + Compliance risk management , audit, or risk management ... of consumer protection principles, compliance management systems, compliance risk management , consumer protection laws (TILA, ECOA, RESPA, Flood… more
- CIBC (New York, NY)
- …Proactive Approach, Regulatory Compliance , Regulatory Requirements, Relationship Management , Risk Assessments, Risk Compliance , Risk ... core purpose: to make our clients' ambitions a reality, Risk Management is accountable for the independent... works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and… more
- Citigroup (New York, NY)
- …Citi for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally ... **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance...financial services firm in AML, compliance , audit, risk or other controls-focused risk management… more
- SMBC (New York, NY)
- …President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as ... a member or observer of various committees such as the New Product, Underwriting, Risk Management , Compliance , IT Risk and Training committees. The … more
- TD Bank (New York, NY)
- …+ Stay informed about industry trends, regulatory developments, and best practices in market risk management to ensure compliance and enhance risk ... : New York, New York, United States of America **Hours:** 40 **Line of Business:** Risk Management **Pay Detail:** $115,000 - $185,000 USD TD is committed to… more
- Mizuho Corporate Bank (New York, NY)
- … governance forums. Qualifications: + Bachelor's or master's degree + 5+ years of risk management , compliance , or audit experience desirable and/or direct ... of Corporate and Investment Banking as well as Capital Markets a plus + Risk management , compliance , or audit experience. + Non-financial risk … more
- Bank of America (New York, NY)
- …requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the... - Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management … more
- MTA (New York, NY)
- Director HR Governance, Risk Management and Compliance Job ID: 7222 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: ... Science Date Posted: Jun 27, 2024 Description JOB TITLE : Director HR Governance Risk Management and Compliance SALARY RANGE : $124,718 - $135,000 HAY POINTS… more
- Intuit (New York, NY)
- …has the opportunity to innovate in a cloud environment and re-imagine security risk management processes while working boundaryless across Intuit. What you'll ... prioritize deliverables. How you will lead + Drive CyberCRAFT's Risk Management Methodology and processes, working to...best practices and industry standards + Perform security and compliance risk assessments across the organization to… more
- MetLife (New York, NY)
- …team. The Senior Auditor is responsible for performing audits of financial, operational, and compliance risk management as well as legal management ... and methodology * Experience in model risk , operational risk , compliance risk , or legal management a plus * Experience in collaborating with… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead - Vice President on the Compliance ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You… more
- City of New York (New York, NY)
- Job Description This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was created by Mayor Eric Adams to assist City ... works directly with individual City agencies to help them create and enhance risk management and compliance programs and develop tools that will enable them… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- Bank of America (New York, NY)
- …requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the... - Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management … more
- Bank of America (New York, NY)
- …in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies) and the ... Compliance and Operational Risk Management Program and Standard Operating Procedures * Identify and escalate problems or issues that arise and drive actions… more
- Federal Reserve System (New York, NY)
- …expert responsible for examinations, continuous monitoring, and evaluation of the legal and compliance risk management and control frameworks of financial ... US laws and regulations. + Developing well supported assessments of firms' compliance risk management practices, large scale remediation efforts and … more
- Bank of America (New York, NY)
- …requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the... - Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management … more
- Bank of America (New York, NY)
- …for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the... - Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management … more
