- Morgan Stanley (New York, NY)
- …its workforce (M/F/Disability/Vet). **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *IED - Regulatory Control Group - Analyst/ Associate * ... The position available is an Analyst or Associate level position within the Institutional Equity Risk...the Institutional Equity Risk Management team, specifically within the Regulatory Control Group (RCG). RCG is responsible… more
- SMBC (New York, NY)
- …looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group is responsible for managing regulatory ... related documents. The role will report to CM's Head of Regulatory and Control , and will involve significant communication and collaboration with senior… more
- City National Bank (New York, NY)
- ** REGULATORY ASSOCIATE , PORTFOLIO MANAGEMENT RISK AND CONTROL ** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City National ... to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Portfolio Management Risk and Control .The role will… more
- SMBC (New York, NY)
- …W inclusive of business process and controls optimization, risk remediation and control enhancement, and regulatory compliance. The CPAD group within SMBC ... as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC… more
- Bank of America (New York, NY)
- FICC Business Finance Control Product Associate New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... control processes including legal financial books and records, valuations control , regulatory matters, forecasting, P&L explain, and balance sheet analysis.… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate , you will be responsible ... The Control Management Organization has dual reporting into to...and Policies & procedures on Front Office Supervision + ** Regulatory , Audits and Compliance Testing -** Preparing the business… more
- Morgan Stanley (New York, NY)
- …**Job:** **Capital Markets* **Title:** *Global Capital Markets Management - Business Control Unit Associate / Vice President* **Location:** *New York-New ... mitigate strategic, operational, credit and market risks. *Team Profile:* The GCM Business Control Unit within GCM Management supports GCM in executing a variety of… more
- CIBC (New York, NY)
- …**What You'll Be Doing** As a member of the US Finance, Product Control team, you'll provide expert information, advice, and decision-making support to facilitate ... of CIBC's Capital Markets, Treasury, and Corporate Banking businesses. As an Associate , you'll interact with Finance and Capital Markets personnel, as well as… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** The Business Unit Risk & Control Associate position is within the Japanese Corporate Banking (JCB) Business ... Unit, reporting to the Business Unit Risk Control Officer. The primary role is to provide analytical...in the financial services industry, related markets, and related regulatory agencies. + Strong understanding of audit practices and… more
- JPMorgan Chase (New York, NY)
- …with Trading to remediate and prevent issues on an ongoing basis. As a Senior Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products in credit. You will...with Front Office, QR and Technology and participate in regulatory exams and address bank's regulators inquiries **Required qualifications,… more
- JPMorgan Chase (New York, NY)
- …work with Trading to remediate and prevent issues on an ongoing basis. As an Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products such as, but not...adjustments + Partner with stakeholders on valuation related initiatives, regulatory exams and internal and external audit inquiries +… more
- Citigroup (New York, NY)
- …Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank regulatory ... laws and regulations on all of Citi's businesses and control functions, both domestic and foreign. Generally, this Group...Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also… more
- Synchrony (Stamford, CT)
- …and stakeholder to promote report accuracy and process improvements that enhance the regulatory reporting control environment. As needed and applicable, the role ... workpapers; reports; and stakeholder presentations. + Help advise on regulatory reporting requirement interpretation and control environment...new hire time in position requirement is met, the associate will have a minimum 6 months' time in… more
- PSEG (Bethpage, NY)
- …well as the attention, camaraderie and care for one another you might typically associate with a small business. Our focus on combatting climate change through clean ... PSEG. **Job Summary** As a key member of the Regulatory Requirements Department, the Lead Regulatory Analyst...you must complete a 10 CFR Part 810 Export Control Compliance Nationality Request Form, a copy of which… more
- Scotiabank (New York, NY)
- Associate , Securitization Administration and Analysis / Global Securitization **Requisition ID:** 202297 **Salary Range:** 145,000.00 - 175,000.00 _Please note that ... committed to results, in an inclusive and high-performing culture. **Title: Associate - Securitization Administration and Analysis / Global Securitization / Global… more
- City of New York (New York, NY)
- …also provide important community open spaces and a diverse wildlife habitat. The Associate Public Health Sanitarian II is responsible for assisting the Bureau of ... actions associated with safety and environmental assessments, inspections, incidents, and regulatory deficiencies. - Perform field work at the various locations… more
- City of New York (New York, NY)
- …regulatory requirements. OQA & FI is recruiting for one (1) Principal Administrative Associate III to function as a Quality Control Case Review Supervisor who ... Job Description APPLICANTS MUST BE PERMANENT IN THE PRINCIPAL ADMINISTRATIVE ASSOCIATE CIVIL SERVICE TITLE. The Office of Quality Assurance & Fiscal Integrity (OQA &… more
- City of New York (New York, NY)
- …city regulatory requirements. OQA&FI is recruiting for (2) two Principal Administrative Associate II to function as a Quality Control Case Reviewers, who ... Job Description YOU MUST BE PERMANENT IN THE PRINCIPAL ADMINISTRATIVE ASSOCIATE CIVIL SERVICE TITLE The Department of Social Services Accountability Office (DSS-AO)… more
- Morgan Stanley (Purchase, NY)
- … control and report on the current and emerging risks and mitigating control environment in accordance with regulatory requirements and guidelines * Aid in ... real estate loans. The US Bank Subsidiaries seek an Associate (ASC) to join the First Line Business Risk...of the Banks Operational Risk frameworks, including Risk and Control Assessments (RCSA), Operational Risk Incident Management, Issues and… more
- TD Bank (New York, NY)
- …corporate, and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Maintains a culture of risk management and control ... **Job Description:** TD Cowen is looking for a Research Associate to join its **Energy & Sustainability - Integrated...key industry developments as well as internal policies and regulatory standards (as communicated by Compliance) to assist in… more